Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | March 31, 2021 | April 02, 2021 |
| RTX CorpRTX · Entity 2823 | Director | May 02, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 31, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 40,501.112 |
Reported balance
After 2021-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 613.813 · Balance 40,501.112 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
RTX Corp
Report date May 02, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 19,198.5018 |
Reported balance
After 2023-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-02 · Grant · Acquired 4,096.2881 · Balance 19,198.5018 F1: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMAN INTERNATIONAL INDUSTRIES INC /DE/
Report date March 10, 2017 · Filed March 15, 2017
Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-10 transaction · row 11
9 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 33,062 · Balance 206,489 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 2 · 2017-03-10 · Exercise / conversion · Acquired 19,172 · Balance 225,661 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 3 · 2017-03-10 · Exercise / conversion · Acquired 17,302 · Balance 242,963 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 4 · 2017-03-10 · Grant · Acquired 48,455 · Balance 291,418 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Row 5 · 2017-03-10 · Grant · Acquired 68,855 · Balance 360,273 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Row 6 · 2017-03-10 · Grant · Acquired 65,961 · Balance 426,234 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 7 · 2017-03-10 · Tax withholding · Disposed 123,485 · Balance 302,749 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F5: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Row 10 · 2017-03-10 · Disposition to issuer · Disposed 129,323 · Balance 173,426 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 11 · 2017-03-10 · Disposition to issuer · Disposed 173,426 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 0 |
Reported balance
After 2017-03-10 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2017-03-10 · Disposition to issuer · Disposed 18,712.72 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k)Plan | 0 |
Reported balance
After 2017-03-10 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-03-10 · Disposition to issuer · Disposed 19,017.75 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-10 · Exercise / conversion · Disposed 33,062 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-03-10 · Exercise / conversion · Disposed 19,172 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-03-10 · Exercise / conversion · Disposed 17,302 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $116.65 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-03-10 · Exercise / conversion · Disposed 100,000 · Balance 0 F4: Any option or stock appreciation right that has an exercise price that equals or exceeds the merger consideration will be cancelled without consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").
F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.
F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.
F4: Any option or stock appreciation right that has an exercise price that equals or exceeds the merger consideration will be cancelled without consideration.
F5: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 2,849 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBenefit Plan | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 146 · Balance 0 F2: Represents shares of Raytheon Common Stock in the Reporting Person's benefit plan account. F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 668 |
Reported balance
After 2020-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-03 · Disposition to issuer · Disposed 878 · Balance 668 F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-03 · Disposition to issuer · Disposed 668 · Balance 0 F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Represents shares of Raytheon Common Stock in the Reporting Person's benefit plan account.
F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 21:06 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 4,096.2881 | $98.87 | $405,000.00 |
DisclosureSEC source: 0001225208-23-005418 · doc4.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,198.5018 Underlying: Common Stock · 4,096.2881 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 21:04 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,915.2696 | $99.61 | $390,000.00 |
DisclosureSEC source: 0001225208-22-006208 · doc4.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,747.9012 Underlying: Common Stock · 3,915.2696 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 4,814.8148 | $81.00 | $390,000.00 |
DisclosureSEC source: 0001225208-21-007128 · doc4.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,585.652 Underlying: Common Stock · 4,814.8148 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 17:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 613.813 | $63.13 | $38,750.01 |
DisclosureSEC source: 0000014272-21-000116 · wf-form4_161738352664829.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,501.112 Underlying: Common Stock, $0.10 par value · 613.813 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,054.171 | $62.21 | $189,999.98 |
DisclosureSEC source: 0000014272-21-000047 · wf-form4_161239776424706.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,887.299 Underlying: Common Stock, $0.10 par value · 3,054.171 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. F3 · balance_after: The total number of derivative securities beneficially owned by the reporting person is updated to correct an administrative error in the previous Form 4. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 624.698 | $62.03 | $38,750.02 |
DisclosureSEC source: 0000014272-21-000021 · wf-form4_160989546809547.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,801.886 Underlying: Common Stock, $0.10 par value · 624.698 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 13:15 UTC | RTX Corp RTX · Entity 2823 | PurchaseCommon Stock | 9,532 | $52.41 | $499,546.38 |
DisclosureSEC source: 0001225208-20-012820 · doc4.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,946.518 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $52.28 to $52.51 per share. Full information regarding the number of shares purchased at each separateprice is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. F2 · balance_after: Includes shares acquired pursuant to a dividend reinvestment plan in June and September of 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 642.727 | $60.29 | $38,750.01 |
DisclosureSEC source: 0000014272-20-000270 · wf-form4_160167075500939.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,650.905 Underlying: Common Stock, $0.10 par value · 642.727 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 659.014 | $58.50 | $38,552.32 |
DisclosureSEC source: 0000014272-20-000216 · wf-form4_159372387823604.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,743.632 Underlying: Common Stock, $0.10 par value · 659.014 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | PurchaseCommon Stock, $0.10 par value | 9,174 | $54.50 | $499,983.00 |
DisclosureSEC source: 0000014272-20-000193 · wf-form4_159234210804505.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,109.35 Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:29 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 5,612.4174 | $65.07 | $365,200.00 |
DisclosureSEC source: 0001225208-20-007678 · doc4.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,612.4174 Underlying: Common Stock · 5,612.4174 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000088 · wf-form4_158630741292640.xml · derivative · entry 4 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 668 shares Expires not disclosed F4 · derivative.exercise_price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F4 · price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F4 · derivative.exercise_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F4 · derivative.expiration_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000088 · wf-form4_158630741292640.xml · derivative · entry 3 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668 Underlying: Common Stock · 878 shares Expires not disclosed F3 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000088 · wf-form4_158630741292640.xml · nonDerivative · entry 2 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 0 F2 · shares: Represents shares of Raytheon Common Stock in the Reporting Person's benefit plan account. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 2,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000088 · wf-form4_158630741292640.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:46 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000340 · ownership.xml · nonDerivative · entry 2 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 340 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · ownership.nature: Represents shares of RTX Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:46 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 10,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000340 · ownership.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,261 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 695.192 | $55.74 | $38,750.00 |
DisclosureSEC source: 0000014272-20-000148 · wf-form4_158586086667769.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,831.975 Underlying: Common Stock, $0.10 par value · 695.192 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,018.268 | $62.95 | $189,999.97 |
DisclosureSEC source: 0000014272-20-000065 · wf-form4_158085765468544.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,136.783 Underlying: Common Stock, $0.10 par value · 3,018.268 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 574.466 | $64.19 | $36,874.97 |
DisclosureSEC source: 0000014272-20-000021 · wf-form4_157809541689933.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,906.843 Underlying: Common Stock, $0.10 par value · 574.466 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 727.174 | $50.71 | $36,874.99 |
DisclosureSEC source: 0000014272-19-000179 · wf-form4_157004956516903.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,123.479 Underlying: Common Stock, $0.10 par value · 727.174 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 760.112 | $45.35 | $34,471.08 |
DisclosureSEC source: 0000014272-19-000143 · wf-form4_156210203180442.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,141.044 Underlying: Common Stock, $0.10 par value · 760.112 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 18:00 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000155 · wf-form4_155959924219402.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Common Stock · 878 shares Expires 2024-05-30 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2020 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 641.899 | $47.71 | $30,625.00 |
DisclosureSEC source: 0000014272-19-000097 · wf-form4_155423766524636.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,142.028 Underlying: Common Stock, $0.10 par value · 641.899 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:48 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 3,708.158 | $49.89 | $185,000.00 |
DisclosureSEC source: 0000014272-19-000035 · wf-form4_154940331802979.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500.129 Underlying: Common Stock, $0.10 par value · 3,708.158 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 589.169 | $51.98 | $30,625.00 |
DisclosureSEC source: 0000014272-19-000015 · wf-form4_154655116917781.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,296.212 Underlying: Common Stock, $0.10 par value · 589.169 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 17:09 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 26 | $171.67 | $4,463.42 |
DisclosureSEC source: 0001047122-18-000230 · wf-form4_154352933608925.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 145 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 17:53 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 31 | $190.99 | $5,920.69 |
DisclosureSEC source: 0001047122-18-000217 · wf-form4_153964040619341.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 119 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| September 30, 2018 Filed Oct 3, 2018 01:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 493.315 | $62.08 | $30,625.00 |
DisclosureSEC source: 0000014272-18-000184 · wf-form4_153853085803473.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,707.043 Underlying: Common Stock, $0.10 par value · 493.315 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:06 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 23 | $195.80 | $4,503.40 |
DisclosureSEC source: 0001047122-18-000203 · wf-form4_153367599808223.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 88 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| June 30, 2018 Filed Jul 4, 2018 01:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 553.397 | $55.34 | $30,624.99 |
DisclosureSEC source: 0000014272-18-000150 · wf-form4_153066764598277.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,213.728 Underlying: Common Stock, $0.10 par value · 553.397 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 17:08 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 22 | $201.53 | $4,433.66 |
DisclosureSEC source: 0001047122-18-000190 · wf-form4_152944250626555.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 65 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:47 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-18-000173 · wf-form4_152814879081632.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668 Underlying: Common Stock · 668 shares Expires 2023-05-31 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2019 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:05 UTC | RAYTHEON CO/ RTN · Entity 149943 | PurchaseCommon Stock | 1,219 | $205.00 | $249,895.00 |
DisclosureSEC source: 0001047122-18-000130 · wf-form4_152529511380585.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,752 Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | PurchaseCommon Stock, $0.10 par value | 4,770 | $52.40 | $249,948.00 |
DisclosureSEC source: 0000014272-18-000119 · wf-form4_152529150527154.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026.609 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.39 to $52.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2018 Filed Feb 13, 2019 21:43 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | PurchaseCommon Stock, $0.10 par value | 9,540 | $52.40 | $499,896.00 |
DisclosureSEC source: 0000014272-19-000044 · wf-form4a_155009418896917.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,935.35 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.39 to $52.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · shares: Due to a software error, this Form 4 is being amended to report in Column 4 and Column 5 the correct amount of securities acquired and the correct number of securities beneficially owned following the reported transaction, respectively. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 4 and Column 5 the correct amount of securities acquired and the correct number of securities beneficially owned following the reported transaction, respectively. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 17:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 21 | $214.05 | $4,495.05 |
DisclosureSEC source: 0001047122-18-000124 · wf-form4_152296215885217.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 43 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 484.19 | $63.25 | $30,625.02 |
DisclosureSEC source: 0000014272-18-000105 · wf-form4_152278783989263.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,504.668 Underlying: Common Stock, $0.10 par value · 484.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 17:52 UTC | RAYTHEON CO/ RTN · Entity 149943 | OtherCommon Stock | 22 | $201.13 | $4,424.86 |
DisclosureSEC source: 0001047122-18-000016 · wf-form4_151813032437258.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 22 F1 · shares: The stock transaction reported on this Form 4 represents a periodic acquisition of the Issuer's Common Stock in the Reporting Person's benefit plan account. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 23:21 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,945.86 | $62.80 | $185,000.01 |
DisclosureSEC source: 0000014272-18-000049 · wf-form4_151787288591958.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,020.478 Underlying: Common Stock, $0.10 par value · 2,945.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 499.755 | $61.28 | $30,624.99 |
DisclosureSEC source: 0000014272-18-000015 · wf-form4_151502233226692.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,966.551 Underlying: Common Stock, $0.10 par value · 499.755 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 480.468 | $63.74 | $30,625.03 |
DisclosureSEC source: 0000014272-17-000189 · wf-form4_150706385826487.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,364.124 Underlying: Common Stock, $0.10 par value · 480.468 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:00 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 550.365 | $55.72 | $30,666.34 |
DisclosureSEC source: 0000014272-17-000151 · wf-form4_149929199755671.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,773.99 Underlying: Common Stock, $0.10 par value · 550.365 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:42 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-17-000111 · wf-form4_149618054548871.xml · nonDerivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2018 annual meeting of stockholders. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 563.167 | $54.38 | $30,625.02 |
DisclosureSEC source: 0000014272-17-000118 · wf-form4_149134799674010.xml · derivative · entry 1 Paliwal Dinesh C · CIK 0001360224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,118.912 Underlying: Common Stock, $0.10 par value · 563.167 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $116.65 | $0.00 |
DisclosureSEC source: 0001246360-17-001381 · form.xml · derivative · entry 15 Paliwal Dinesh C · CIK 0001360224 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Any option or stock appreciation right that has an exercise price that equals or exceeds the merger consideration will be cancelled without consideration. F4 · derivative.exercise_date: Any option or stock appreciation right that has an exercise price that equals or exceeds the merger consideration will be cancelled without consideration. F4 · derivative.expiration_date: Any option or stock appreciation right that has an exercise price that equals or exceeds the merger consideration will be cancelled without consideration. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 17,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001381 · form.xml · derivative · entry 14 Paliwal Dinesh C · CIK 0001360224 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 19,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001381 · form.xml · derivative · entry 13 Paliwal Dinesh C · CIK 0001360224 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 33,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001381 · form.xml · derivative · entry 12 Paliwal Dinesh C · CIK 0001360224 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 173,426 | $112.00 | $19,423,712.00 |
DisclosureSEC source: 0001246360-17-001381 · form.xml · nonDerivative · entry 11 Paliwal Dinesh C · CIK 0001360224 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.