Carey Albert P

SEC source: 0001213900-25-114777 · marketforms-71353.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,872

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of the restricted stock units that were granted on November 21, 2022, and reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 21, 2022.

SEC source: 0001213900-25-112634 · marketforms-71311.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,834

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 18, 2026, 25% vesting on November 18, 2027, and 50% vesting on November 18, 2028.

SEC source: 0001213900-25-108217 · marketforms-71138.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,258

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 8, 2023.

SEC source: 0001214659-24-020182 · marketforms-67519.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,140

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 8, 2023.

SEC source: 0001214659-24-019559 · marketforms-67412.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,056

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 21, 2022.

SEC source: 0001214659-24-018176 · marketforms-67215.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,063

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 28, 2025, 25% vesting on October 29, 2026, and 50% vesting on October 29, 2027.

SEC source: 0001214659-23-014705 · marketforms-63483.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,975

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0000354950-23-000136 · wk-form4_1684788975.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,781.212

Underlying: common stock · 254.1 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0000354950-23-000136 · wk-form4_1684788975.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,454.2176

Underlying: common stock · 830 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001214659-22-014079 · marketforms-57638.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,879

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

SEC source: 0000354950-22-000131 · wf-form4_165333934745726.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,246.537

Underlying: common stock · 243.258 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0000354950-22-000131 · wf-form4_165333934745726.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,688.5905

Underlying: common stock · 799 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Omnibus Stock Incentive Plan, as amended and restated May 19, 2022, and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001214659-21-010943 · marketforms-54108.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,335

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 26, 2022, 25% vesting on October 27, 2023, and 50% vesting on October 27, 2024.

SEC source: 0000354950-21-000144 · wf-form4_162189226674176.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800.87

Underlying: common stock · 221.589 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0000354950-21-000144 · wf-form4_162189226674176.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,475.4232

Underlying: common stock · 728 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001214659-20-009006 · marketforms-49935.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,852

Underlying: Common Stock · 51,852 shares

Expires 2030-10-29

F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 29, 2021, 25% vesting on October 29, 2022 and 50% vesting on October 29, 2023.

SEC source: 0001214659-20-009006 · marketforms-49935.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,443

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 29, 2021, 25% vesting on October 29, 2022 and 50% vesting on October 29, 2023.

SEC source: 0001209191-20-032114 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,367.6377

Underlying: Common Stock · 290.6011 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-20-032114 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,250.6244

Underlying: Common Stock · 954.8323 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001214659-20-004074 · marketforms-48688.xml · derivative · entry 4

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,000

Underlying: Common Stock · 233,000 shares

Expires 2030-05-01

F3 · derivative.exercise_date: The option vests and becomes exercisable, if at all, on the fifth anniversary of the date of grant, if the closing market price of the issuer's common stock is $50 or more per share for any 10 consecutive trading days during the period beginning as of the date of grant and ending on such vesting date, provided the reporting person remains in service through the vesting date.

SEC source: 0001214659-20-004074 · marketforms-48688.xml · derivative · entry 3

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires 2030-05-01

F2 · derivative.exercise_date: The option vests and becomes exercisable, if at all, on the fourth anniversary of the date of grant, if the closing market price of the issuer's common stock is $40 or more per share for any 10 consecutive trading days during the period beginning as of the date of grant and ending on such vesting date, or, if such target price requirement is not satisfied by such vesting date, then the option vests and becomes exercisable if the closing market price of the issuer's common stock is $50 or more per share for any 10 consecutive trading days during the period beginning as of the fourth anniversary of the date of grant and ending on the fifth anniversary of the date of grant, provided, in each case, the reporting person remains in service through the vesting date.

SEC source: 0001214659-20-004074 · marketforms-48688.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2030-05-01

F1 · derivative.exercise_date: The option vests and becomes exercisable on the third anniversary of the date of grant, subject only to the reporting person's continued employment through the vesting date.

SEC source: 0001214659-20-004074 · marketforms-48688.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-05-01

SEC source: 0001214659-20-001005 · marketforms-47697.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,263

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.00 to $22.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001214659-19-006791 · marketforms-46026.xml · nonDerivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F2 · security: Represents a grant of unrestricted units of common stock from the issuer for services as Executive Chairman of the issuer. This grant shall vest on a pro rata, daily (365 days assumed) basis from July 1, 2019 to June 30, 2020. Following the reporting person's termination of services as Executive Chairman of the issuer, the reporting person will receive an equivalent number of shares of common stock to the unrestricted units then vested.

SEC source: 0001214659-19-006791 · marketforms-46026.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,264

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the reporting party's employment agreement. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-20-007792 · marketforms-49533.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F1 · security: As previously reported on a Form 4 filed on November 1, 2019 by the reporting person, the reporting person reported his receipt of two separate awards on October 30, 2019 for 25,782 stock units in the aggregate pursuant to the Unifi, Inc. Amended and Restated 2013 Incentive Compensation Plan (the "Plan"). The issuer subsequently determined that the vesting provisions of the awards did not comply with the terms of the Plan because the stock units vested more quickly than the three-year minimum vesting period required by the Plan. Accordingly, the issuer and the reporting person amended the vesting provisions of the awards to comply with the Plan's minimum vesting period requirement. The reporting person is filing this amendment to report the amended vesting provisions of the awards.

F2 · shares: Represents two separate grants of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units included in each grant vest over a three-year period, with 25% vesting on November 29, 2020, 25% vesting on October 30, 2021 and 50% vesting on October 30, 2022.

SEC source: 0001209191-19-033082 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,842.5487

Underlying: Common Stock · 364.5834 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-19-033082 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,609.0003

Underlying: Common Stock · 1,197.9167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001214659-19-000635 · marketforms-43882.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,894

Underlying: Common Stock · 32,894 shares

Expires 2029-01-29

F1 · security: Grant of stock options from the issuer for services as non-executive chairman of the issuer's Board of Directors pursuant to the issuer's director compensation policy. The options were fully vested on the date of grant.

F1 · derivative.exercise_date: Grant of stock options from the issuer for services as non-executive chairman of the issuer's Board of Directors pursuant to the issuer's director compensation policy. The options were fully vested on the date of grant.

SEC source: 0001214659-18-006837 · marketforms-43118.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,581

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

SEC source: 0001209191-18-032120 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284.4727

Underlying: Common Stock · 377.7046 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-18-032120 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,986.675

Underlying: Common Stock · 1,241.0295 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001209191-18-016711 · doc4.xml · nonDerivative · entry 5

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,629

F5 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F6 · balance_after: On August 18, 2017, the reporting person contributed 25,500 shares previously owned directly by him to a grantor retained annuity trust ("GRAT"). These shares are now being reported as indirectly held by the reporting person.

SEC source: 0001209191-18-016711 · doc4.xml · nonDerivative · entry 4

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,232

F4 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PEPunits.

SEC source: 0001209191-18-016711 · doc4.xml · nonDerivative · entry 3

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,587

F3 · shares: This number represents the PSUs granted in November 2014 that were canceled at the end of the performance period because the applicable performance targets were not met.

SEC source: 0001209191-18-016711 · doc4.xml · nonDerivative · entry 2

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,270

F2 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PepsiCo Equity Performance Units ("PEPunits") granted in March 2015, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-18-016711 · doc4.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,377

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2021 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.

SEC source: 0001214659-18-000650 · marketforms-40838.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001209191-17-034428 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,735.0036

Underlying: Common Stock · 449.5826 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-17-034428 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,447.7477

Underlying: Common Stock · 1,477.1997 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001209191-17-017756 · doc4.xml · nonDerivative · entry 3

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,825

F3 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PEPunits.

SEC source: 0001209191-17-017756 · doc4.xml · nonDerivative · entry 2

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,565

F2 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PepsiCo Equity Performance Units ("PEPunits") granted in March 2014, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-17-017756 · doc4.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,942

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2020 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.

SEC source: 0001209191-16-122582 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127.7066

Underlying: Common Stock · 531.39 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-16-122582 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,737.2517

Underlying: Common Stock · 1,745.9956 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001209191-15-046863 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465.6413

Underlying: Common Stock · 624.9442 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

SEC source: 0001209191-15-046863 · doc4.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,921.6709

Underlying: Common Stock · 2,053.3881 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

SEC source: 0001209191-14-076774 · doc4.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

SEC source: 0001209191-14-037203 · doc4.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,720.4012

Underlying: Common Stock · 761.6146 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.