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person · Reporting owner

Theodosopoulos Nikos

Disclosed activity across 4 companies

Tapewire entity
11490
SEC CIK
0001605860

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
Arista Networks, Inc.ANET · Entity 2421DirectorMay 22, 2023May 24, 2023
Hercules Capital, Inc.HTGC · Entity 4164DirectorMarch 26, 2026March 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,963 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 65,963

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Arista Networks, Inc.

Report date May 22, 2023 · Filed May 24, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,002 Reported balance After 2023-05-22 transaction · row 1
1 source row

Row 1 · 2023-05-22 · Exercise / conversion · Acquired 510 · Balance 26,002

F1: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Restricted Stock Unit-4SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-22 · Exercise / conversion · Disposed 510 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2: The reporting person was granted RSUs on May 31, 2022. 1/4th of the shares vested on August 20, 2022 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2: The reporting person was granted RSUs on May 31, 2022. 1/4th of the shares vested on August 20, 2022 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20.

Hercules Capital, Inc.

Report date March 26, 2026 · Filed March 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,362 Reported balance After 2026-03-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-26 · Purchase · Acquired 7,317 · Balance 29,362

F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39.

F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39.

F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARMONIC INC.

Report date August 12, 2022 · Filed August 16, 2022

Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect189,956 Reported balance After 2022-08-12 transaction · row 1
1 source row

Row 1 · 2022-08-12 · Exercise / conversion · Acquired 7,054 · Balance 189,956

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-08-12Direct0 Reported balance After 2022-08-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-12 · Exercise / conversion · Disposed 7,054 · Balance 0

F1: Upon resignation from the Board of Directors of Harmonic Inc. (the "Board") effective August 12, 2022, the vesting for Mr. Theodosopoulos' annual restricted stock unit grant was prorated for his service on the Board since the grant date on February 17, 2022. The grant was initially made on February 17, 2022 and reported in a Form 4 filed on February 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Upon resignation from the Board of Directors of Harmonic Inc. (the "Board") effective August 12, 2022, the vesting for Mr. Theodosopoulos' annual restricted stock unit grant was prorated for his service on the Board since the grant date on February 17, 2022. The grant was initially made on February 17, 2022 and reported in a Form 4 filed on February 22, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2019 Filed Dec 18, 2019 21:48 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 1,360 $200.09 $272,124.03
Disclosure

SEC source: 0001596532-19-000268 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.08 to $200.20, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:48 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 1,250 $34.12 $42,650.00
Disclosure

SEC source: 0001596532-19-000268 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 00:05 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000252 · edgardoc.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 00:05 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000252 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:47 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $34.12 $0.00
Disclosure

SEC source: 0001596532-19-000216 · edgardoc.xml · derivative · entry 5

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 1,250 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

F5 · derivative.exercise_date: 1/60th of 25,000 shares subject to the option vest monthly from Vest Base Date over five years.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:47 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 839 $226.06 $189,663.08
Disclosure

SEC source: 0001596532-19-000216 · edgardoc.xml · nonDerivative · entry 4

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.70 to $226.60, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:47 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 400 $224.73 $89,893.00
Disclosure

SEC source: 0001596532-19-000216 · edgardoc.xml · nonDerivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.43 to $225.10, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:47 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 121 $222.02 $26,864.93
Disclosure

SEC source: 0001596532-19-000216 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.96 to $222.33, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:47 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 1,250 $34.12 $42,650.00
Disclosure

SEC source: 0001596532-19-000216 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2019.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 01:17 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000214 · edgardoc.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 01:17 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000214 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
May 21, 2019 Filed May 22, 2019 23:23 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 10 $250.88 $2,508.80
Disclosure

SEC source: 0001596532-19-000147 · edgardoc.xml · nonDerivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
May 21, 2019 Filed May 22, 2019 23:23 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 100 $247.15 $24,715.00
Disclosure

SEC source: 0001596532-19-000147 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,953

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:23 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000147 · edgardoc.xml · derivative · entry 4

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F3 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F3 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:23 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000147 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:03 UTC HARMONIC INC. HLIT · Entity 4789 GrantRestricted Stock Units · Derivative 21,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023613 · doc4.xml · derivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,238

Underlying: Common Stock · 21,238 shares

Expires 2020-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2020. Vested shares will be delivered to the reporting person on or immediately following February 15, 2020.

Read SEC document
February 21, 2019 Filed Feb 23, 2019 01:52 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 110 $269.99 $29,699.18
Disclosure

SEC source: 0001596532-19-000055 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.90 to $270.00, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2019 Filed Feb 23, 2019 01:52 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000055 · edgardoc.xml · derivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184

Underlying: Common Stock · 436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F4 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F4 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
February 20, 2019 Filed Feb 23, 2019 01:52 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001596532-19-000055 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 33,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011583 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,802 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 33,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011583 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 22:08 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 110 $221.50 $24,365.00
Disclosure

SEC source: 0001596532-18-000251 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 22:08 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000251 · edgardoc.xml · derivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F3 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F3 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 22:08 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000251 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 20 $276.39 $5,527.70
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · nonDerivative · entry 5

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.22 to $276.55, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 20 $274.15 $5,483.00
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · nonDerivative · entry 4

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.68 to $274.62, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 21, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 20 $272.87 $5,457.30
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · nonDerivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.61 to $273.00, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 21, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 50 $271.83 $13,591.35
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.40 to $272.05, inclusive. The reporting person undertakes to provide Arista Networks, Inc., any security holder of Arista Networks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · derivative · entry 6

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F7 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F7 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
August 20, 2018 Filed Aug 23, 2018 01:19 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000189 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:58 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000133 · edgardoc.xml · derivative · entry 4

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F3 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F3 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:58 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 10 $252.93 $2,529.30
Disclosure

SEC source: 0001596532-18-000133 · edgardoc.xml · nonDerivative · entry 3

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:58 UTC Arista Networks, Inc. ANET · Entity 2421 SaleCommon Stock 100 $250.00 $25,000.00
Disclosure

SEC source: 0001596532-18-000133 · edgardoc.xml · nonDerivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

F2 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:58 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000133 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:10 UTC HARMONIC INC. HLIT · Entity 4789 GrantRestricted Stock Units · Derivative 33,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018851 · doc4.xml · derivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,802

Underlying: Common Stock · 33,802 shares

Expires 2019-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 01:29 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000041 · edgardoc.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,931

Underlying: Common Stock · 436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 01:29 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001596532-18-000041 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:28 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011539 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:28 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011539 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
November 20, 2017 Filed Dec 1, 2017 01:35 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-17-000287 · edgardoc.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
November 20, 2017 Filed Dec 1, 2017 01:35 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001596532-17-000287 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
August 21, 2017 Filed Aug 24, 2017 00:29 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionRestricted Stock Unit-1 · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-17-000228 · edgardoc.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804

Underlying: Common Stock · 436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: 1/12th of the 5,240 restricted stock units awarded vested on August 21, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
August 21, 2017 Filed Aug 24, 2017 00:29 UTC Arista Networks, Inc. ANET · Entity 2421 Exercise / conversionCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001596532-17-000228 · edgardoc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:15 UTC Arista Networks, Inc. ANET · Entity 2421 GrantRestricted Stock Unit-1 · Derivative 5,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596532-17-000159 · edgardoc.xml · derivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,240

Underlying: Common Stock · 5,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Arista Networks, Inc. Common Stock upon vesting.

F2 · derivative.exercise_date: The reporting person was granted 5,240 RSU's on June 1, 2017. 1/12th of the shares vest on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

F2 · derivative.expiration_date: The reporting person was granted 5,240 RSU's on June 1, 2017. 1/12th of the shares vest on August 20, 2017 and will continue to vest at the same rate on each quarterly vest date thereafter. A quarterly vest date is the first market trading day on or after February 20, May 20, August 20, or November 20 of each year.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 13:42 UTC HARMONIC INC. HLIT · Entity 4789 GrantRestricted Stock Units · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023229 · doc4.xml · derivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,690

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:41 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Unit · Derivative 24,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012183 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:41 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012183 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 18:06 UTC HARMONIC INC. HLIT · Entity 4789 PurchaseCommon Stock 25,000 $4.75 $118,742.50
Disclosure

SEC source: 0001209191-16-150424 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,831

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.