Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 234,357 |
Last balance in matching sequence
After 2023-04-04 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2023-03-31 · Exercise / conversion · Acquired 71,330 · Balance 305,687 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 2 · 2023-03-31 · Sale · Disposed 71,330 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 3 · 2023-04-03 · Exercise / conversion · Acquired 17,193 · Balance 251,550 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 4 · 2023-04-03 · Sale · Disposed 17,193 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 5 · 2023-04-04 · Exercise / conversion · Acquired 44,082 · Balance 278,439 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 6 · 2023-04-04 · Sale · Disposed 44,082 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 364,528 |
Reported balance
After 2023-03-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-31 · Exercise / conversion · Disposed 71,330 · Balance 364,528 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 347,335 |
Reported balance
After 2023-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-04-03 · Exercise / conversion · Disposed 17,193 · Balance 347,335 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 303,253 |
Reported balance
After 2023-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-04-04 · Exercise / conversion · Disposed 44,082 · Balance 303,253 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,000 F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F7: The option is fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2021 Filed Apr 5, 2021 22:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 736 | $20.59 | $15,154.24 |
DisclosureSEC source: 0000895345-21-000423 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 103,752 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000423 · form4.xml · derivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,446 Underlying: Class A common stock · 103,752 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 56,328 | $75.74 | $4,266,502.40 |
DisclosureSEC source: 0000895345-21-000423 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.53 to $76.14, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 47,424 | $75.37 | $3,574,489.15 |
DisclosureSEC source: 0000895345-21-000423 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,785 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.53 to $75.52, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 103,752 | $20.59 | $2,136,253.68 |
DisclosureSEC source: 0000895345-21-000423 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 31, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,613 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,198 Underlying: Class A common stock · 32,613 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 31, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 32,613 | $74.67 | $2,435,121.39 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.91, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 31, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 32,613 | $20.59 | $671,501.67 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 211 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,811 Underlying: Class A common stock · 211 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 211 | $74.99 | $15,823.92 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.64 to $75.00, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 211 | $20.59 | $4,344.49 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,367 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · derivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417,022 Underlying: Class A common stock · 16,367 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 16,367 | $74.56 | $1,220,326.79 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.75, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 23:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 16,367 | $20.59 | $336,996.53 |
DisclosureSEC source: 0000895345-21-000413 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,433 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000402 · form4.xml · derivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,389 Underlying: Class A common stock · 26,433 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 26,433 | $74.55 | $1,970,447.99 |
DisclosureSEC source: 0000895345-21-000402 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.67, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 26,433 | $20.59 | $544,255.47 |
DisclosureSEC source: 0000895345-21-000402 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,033 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000380 · form4.xml · derivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,822 Underlying: Class A common stock · 3,033 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,033 | $74.67 | $226,463.49 |
DisclosureSEC source: 0000895345-21-000380 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $75.30, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 3,033 | $20.59 | $62,449.47 |
DisclosureSEC source: 0000895345-21-000380 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000380 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,128 | $72.75 | $664,062.00 |
DisclosureSEC source: 0000895345-21-000380 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,422 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 137,509 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462,855 Underlying: Class A common stock · 137,509 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F8 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,478 | $75.54 | $111,646.35 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,550 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.50 to $75.59, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 136,031 | $74.95 | $10,195,564.26 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,028 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $75.49, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 137,509 | $20.59 | $2,831,310.31 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 104,237 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,364 Underlying: Class A common stock · 104,237 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F8 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $75.50 | $7,550.00 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,550 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 104,137 | $74.89 | $7,798,976.14 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,650 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $75.49, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 4, 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 104,237 | $20.59 | $2,146,239.83 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 69,769 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,601 Underlying: Class A common stock · 69,769 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 69,769 | $74.64 | $5,207,662.81 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $75.04, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 69,769 | $20.59 | $1,436,543.71 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 29,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000346 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,550 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 17,151 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,774,370 Underlying: Class A common stock · 500 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 500 | $74.56 | $37,280.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 500 | $20.59 | $10,295.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · derivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,774,870 Underlying: Class A common stock · 1,100 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,100 | $74.50 | $81,951.98 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.51, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 1,100 | $20.59 | $22,649.00 |
DisclosureSEC source: 0000895345-21-000301 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · derivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775,970 Underlying: Class A common stock · 600 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 600 | $74.52 | $44,709.00 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.56, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 600 | $20.59 | $12,354.00 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,140 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · derivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776,570 Underlying: Class A common stock · 3,140 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,140 | $74.60 | $234,254.36 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.82, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 3,140 | $20.59 | $64,652.60 |
DisclosureSEC source: 0000895345-21-000263 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 25, 2021 Filed Feb 27, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 191,089 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000226 · form4.xml · derivative · entry 11 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779,710 Underlying: Class A common stock · 191,089 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F10 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 25, 2021 Filed Feb 27, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 112,080 | $72.25 | $8,098,093.82 |
DisclosureSEC source: 0000895345-21-000226 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,885 F7 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.59, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 25, 2021 Filed Feb 27, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 184,589 | $71.67 | $13,228,939.86 |
DisclosureSEC source: 0000895345-21-000226 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,965 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $72.07, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 25, 2021 Filed Feb 27, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,500 | $70.95 | $461,199.70 |
DisclosureSEC source: 0000895345-21-000226 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,554 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.14 to $71.13, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.