Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 234,357 |
Last balance in matching sequence
After 2023-04-04 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2023-03-31 · Exercise / conversion · Acquired 71,330 · Balance 305,687 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 2 · 2023-03-31 · Sale · Disposed 71,330 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 3 · 2023-04-03 · Exercise / conversion · Acquired 17,193 · Balance 251,550 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 4 · 2023-04-03 · Sale · Disposed 17,193 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 5 · 2023-04-04 · Exercise / conversion · Acquired 44,082 · Balance 278,439 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 6 · 2023-04-04 · Sale · Disposed 44,082 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 364,528 |
Reported balance
After 2023-03-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-31 · Exercise / conversion · Disposed 71,330 · Balance 364,528 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 347,335 |
Reported balance
After 2023-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-04-03 · Exercise / conversion · Disposed 17,193 · Balance 347,335 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 303,253 |
Reported balance
After 2023-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-04-04 · Exercise / conversion · Disposed 44,082 · Balance 303,253 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,000 F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F7: The option is fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2022 Filed Mar 22, 2022 01:48 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,485 | $89.88 | $852,511.80 |
DisclosureSEC source: 0000895345-22-000363 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,323 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 17,151 RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000348 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,808 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 17,151 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 5,469 | $87.43 | $478,154.67 |
DisclosureSEC source: 0000895345-22-000348 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,792 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 17,151 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:48 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000336 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,261 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are schedule to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · balance_after: This amount includes (i) 17,151 RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 845,411 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000241 · form4.xml · derivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,411 Underlying: Class A common stock · 845,411 shares Expires 2028-10-26 F4 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 59,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000241 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,261 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 34,302 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 394 | $93.93 | $37,008.42 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 11 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,931 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,894 | $92.99 | $920,004.47 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,325 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F12 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.72 to $93.44, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 30,059 | $92.07 | $2,767,453.98 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,219 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F11 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.71 to $92.70, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 39,172 | $91.17 | $3,571,131.05 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,278 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F10 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.71 to $91.70, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 600 | $96.31 | $57,784.02 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,450 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F9 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.23 to $96.35, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,000 | $95.07 | $95,073.00 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,050 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.43, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 18,411 | $94.03 | $1,731,164.24 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,050 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.80 to $94.42, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 24,764 | $93.29 | $2,310,184.03 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,461 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.80 to $93.79, inclusive. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 12,742 | $92.36 | $1,176,875.33 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,225 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.80 to $92.79, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7, 8, 9, 10, 11 and 12 to this Form 4. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,967 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 163,661 | $100.14 | $16,389,012.54 |
DisclosureSEC source: 0000895345-22-000050 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,796 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 133,624 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · derivative · entry 13 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 133,624 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F11 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,837 | $94.50 | $362,582.69 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F9 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.29 to $94.78, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 113,700 | $93.65 | $10,648,505.28 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,294 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.20 to $94.14, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 16,087 | $92.87 | $1,494,057.60 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,994 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.20 to $93.19, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 133,624 | $20.59 | $2,751,318.16 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 146,086 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · derivative · entry 12 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,624 Underlying: Class A common stock · 146,086 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F11 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 324 | $98.47 | $31,904.28 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,903 | $97.56 | $283,230.90 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,781 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.30 to $97.83, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 17,333 | $96.69 | $1,675,955.50 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,684 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.30 to $97.28, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 82,845 | $95.52 | $7,913,254.99 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,017 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.29 to $96.25, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 42,681 | $94.94 | $4,052,172.55 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,862 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.29 to $95.28, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5, 6, 7, 8 and 9 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 02:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 146,086 | $20.59 | $3,007,910.74 |
DisclosureSEC source: 0000895345-21-001003 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 115,286 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,710 Underlying: Class A common stock · 115,286 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F9 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 16,264 | $93.18 | $1,515,482.77 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.95 to $93.53, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 99,022 | $92.56 | $9,165,684.27 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,721 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.95 to $92.94, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 115,286 | $20.59 | $2,373,738.74 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 153,671 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,996 Underlying: Class A common stock · 153,671 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F9 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 43,779 | $92.68 | $4,057,433.34 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.30 to $92.85, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 66,135 | $91.76 | $6,068,845.21 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,236 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.29 to $92.26, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 43,757 | $90.82 | $3,973,905.72 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,371 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.28 to $91.26, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 153,671 | $20.59 | $3,164,085.89 |
DisclosureSEC source: 0000895345-21-000932 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 108,533 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · derivative · entry 12 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,667 Underlying: Class A common stock · 108,533 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F9 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 30,710 | $91.21 | $2,801,043.75 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.46, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 35,588 | $90.58 | $3,223,678.48 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,167 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.99, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 42,235 | $89.36 | $3,774,144.94 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,755 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.91, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 108,533 | $20.59 | $2,234,694.47 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 42,320 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · derivative · entry 11 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,200 Underlying: Class A common stock · 42,320 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F9 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 42,320 | $89.30 | $3,779,188.70 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.66, inclusive. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 42,320 | $20.59 | $871,368.80 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,159 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,520 Underlying: Class A common stock · 17,159 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F9 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 17,159 | $89.07 | $1,528,401.89 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,457 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.42, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 17,159 | $20.59 | $353,303.81 |
DisclosureSEC source: 0001140361-21-036303 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 00:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000775 · form4.xml · derivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,679 Underlying: Class A common stock · 100 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.