Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HASBRO, INC.HAS · Entity 2268 | Director | March 31, 2017 | April 04, 2017 |
| OMNICOM GROUP INC.OMC · Entity 3205 | Director | April 01, 2020 | April 03, 2020 |
| Veris Residential, Inc.VRE · Entity 43963 | Director | April 03, 2023 | April 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HASBRO, INC.
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 74,186 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 728 · Balance 74,186 F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2: Units correspond 1 for 1 with common stock. F3: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4: Vesting of 15 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 15 units will occur on the earlier of 12/31/2018 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F5: Does not include 3,055 units acquired by the reporting person pursuant to the Plan prior to August 15, 1996. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
F2: Units correspond 1 for 1 with common stock.
F3: Units are settled only in cash and are payable after the reporting person ceases to be a director.
F4: Vesting of 15 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 15 units will occur on the earlier of 12/31/2018 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested.
F5: Does not include 3,055 units acquired by the reporting person pursuant to the Plan prior to August 15, 1996.
OMNICOM GROUP INC.
Report date April 01, 2020 · Filed April 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.15 per shareSEC Table I · non-derivative | Direct | 30,903.33 |
Reported balance
After 2020-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 796.9 · Balance 30,903.33 F1: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2: Includes dividends on deferred shares that are reinvested in company stock, credited on January 9, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan.
F2: Includes dividends on deferred shares that are reinvested in company stock, credited on January 9, 2020.
Veris Residential, Inc.
Report date April 03, 2023 · Filed April 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,767.013 |
Reported balance
After 2023-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-03 · Grant · Acquired 1,677.564 · Balance 20,767.013 F1: The phantom stock units convert to common stock on a one-for-one basis. F2: The number of phantom stock units awarded is comprised of a quarterly director's fee earned under the Veris Residential, Inc. Deferred Compensation Plan for Directors. F3: The phantom stock units were accrued under the Veris Residential, Inc. Deferred Compensation Plan for Directors and are to be settled 100% in Veris Residential, Inc. common stock upon the termination of the reporting person's service on the Board of Directors of Veris Residential, Inc. or upon a change in control of Veris Residential, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units convert to common stock on a one-for-one basis.
F2: The number of phantom stock units awarded is comprised of a quarterly director's fee earned under the Veris Residential, Inc. Deferred Compensation Plan for Directors.
F3: The phantom stock units were accrued under the Veris Residential, Inc. Deferred Compensation Plan for Directors and are to be settled 100% in Veris Residential, Inc. common stock upon the termination of the reporting person's service on the Board of Directors of Veris Residential, Inc. or upon a change in control of Veris Residential, Inc.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CANTEL MEDICAL CORP
Report date June 02, 2021 · Filed June 02, 2021
Section 16 reporting ended · disclosed 2021-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-06-02 transaction · row 1
1 source rowRow 1 · 2021-06-02 · Disposition to issuer · Disposed 57,585 · Balance 0 F1: Represents shares that, at the effective time of the First Merger (as defined in the Agreement and Plan of Merger, as amended and restated on March 1, 2021 (the "Merger Agreement"), by and among Cantel Medical Corp., a Delaware corporation (the "Company"), STERIS plc, an Irish public limited company ("STERIS"), Solar New US Holding Co, LLC and Crystal Merger Sub 1, LLC) (the "Effective Time"), were converted into the right to receive (i) 0.33787 ordinary shares, par value $0.001 per share, of STERIS (the "Stock Consideration"), and (ii) $16.93 in cash (the "Cash Consideration" and, together with the Stock Consideration, the "Merger Consideration"). F2: Based on the closing price of ordinary shares of STERIS on June 1, 2021, the last trading day before the Effective Time, the value of the Stock Consideration payable per share of common stock, par value $.10 per share, of the Company ("Company Common Stock") was $63.66, and the value of the Merger Consideration payable per share of Company Common Stock pursuant to the Merger Agreement was $80.59. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that, at the effective time of the First Merger (as defined in the Agreement and Plan of Merger, as amended and restated on March 1, 2021 (the "Merger Agreement"), by and among Cantel Medical Corp., a Delaware corporation (the "Company"), STERIS plc, an Irish public limited company ("STERIS"), Solar New US Holding Co, LLC and Crystal Merger Sub 1, LLC) (the "Effective Time"), were converted into the right to receive (i) 0.33787 ordinary shares, par value $0.001 per share, of STERIS (the "Stock Consideration"), and (ii) $16.93 in cash (the "Cash Consideration" and, together with the Stock Consideration, the "Merger Consideration").
F2: Based on the closing price of ordinary shares of STERIS on June 1, 2021, the last trading day before the Effective Time, the value of the Stock Consideration payable per share of common stock, par value $.10 per share, of the Company ("Company Common Stock") was $63.66, and the value of the Merger Consideration payable per share of Company Common Stock pursuant to the Merger Agreement was $80.59.
Pattern Energy Group Inc.
Report date March 16, 2020 · Filed March 16, 2020
Section 16 reporting ended · disclosed 2020-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Disposition to issuer · Disposed 88,010.1424 · Balance 0 F1: Certain of these securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer. F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-03-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-16 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable. F3: By The Batkin Family Limited Partnership, of which the reporting person is a partner. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-03-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-03-16 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable. F4: By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer.
F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable.
F3: By The Batkin Family Limited Partnership, of which the reporting person is a partner.
F4: By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Jan 2, 2018 12:30 UTC | CANTEL MEDICAL CORP CMD · Entity 138805 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000019446-18-000002 · edgar.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,225 Read SEC document |
| December 21, 2017 Filed Dec 27, 2017 11:19 UTC | CANTEL MEDICAL CORP CMD · Entity 138805 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000019446-17-000074 · edgar.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,225 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:54 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000147 · wf-form4_150965606581352.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,534 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:34 UTC | OMNICOM GROUP INC. OMC · Entity 3205 | GrantCommon Stock, par value $0.15 per share | 489.4 | $0.00 | $0.00 |
DisclosureSEC source: 0000891092-17-007126 · e75928_4-lot1.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655.48 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2 · balance_after: Includes dividends on deferred shares that are reinvested in company stock, credited on July 12, 2017. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 14:53 UTC | CANTEL MEDICAL CORP CMD · Entity 138805 | GrantCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0000019446-17-000027 · edgar.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,225 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:26 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000111 · wf-form4_150170557190957.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,981 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:09 UTC | OMNICOM GROUP INC. OMC · Entity 3205 | GrantCommon Stock, par value $0.15 per share | 437.27 | $0.00 | $0.00 |
DisclosureSEC source: 0000891092-17-004925 · e74800_4.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,023.11 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2 · balance_after: Includes dividends on deferred shares that are reinvested in company stock, credited on April 7, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:11 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000066 · wf-form4_149375946631433.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,483 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:41 UTC | OMNICOM GROUP INC. OMC · Entity 3205 | GrantCommon Stock, par value $0.15 per share | 420.48 | $0.00 | $0.00 |
DisclosureSEC source: 0000891092-17-002958 · e73732_4.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,455.28 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2 · balance_after: Includes dividends on deferred shares that are reinvested in company stock, credited on January 9, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:42 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 728 | $99.82 Strike: $0.00 | $72,668.96 |
DisclosureSEC source: 0000046080-17-000048 · primary_doc.xml · derivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,186 Underlying: Common Stock · 728 shares Expires not disclosed F1 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F3 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.exercise_date: Vesting of 15 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 15 units will occur on the earlier of 12/31/2018 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F3 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.expiration_date: Vesting of 15 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 15 units will occur on the earlier of 12/31/2018 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F5 · balance_after: Does not include 3,055 units acquired by the reporting person pursuant to the Plan prior to August 15, 1996. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:50 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000018 · wf-form4_148607224578601.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,932 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:37 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 10,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000007 · wf-form4_148356585846273.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,546 F1 · shares: Represents deferred stock units granted for director service. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:59 UTC | OMNICOM GROUP INC. OMC · Entity 3205 | GrantCommon Stock, par value $0.15 per share | 425.92 | $0.00 | $0.00 |
DisclosureSEC source: 0000891092-17-000089 · e72451_4.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,907.3 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2 · balance_after: Includes dividends on deferred shares that are reinvested in company stock, credited on October 10, 2016. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:16 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 929 | $77.79 Strike: $0.00 | $72,266.91 |
DisclosureSEC source: 0000046080-17-000006 · primary_doc.xml · derivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,458 Underlying: Common Stock · 929 shares Expires not disclosed F1 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F3 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.exercise_date: Vesting of 19 units will occur on the earlier of 12/31/2017 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F3 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.expiration_date: Vesting of 19 units will occur on the earlier of 12/31/2017 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F5 · balance_after: Does not include 3,055 units acquired by the reporting person pursuant to the Plan prior to August 15, 1996. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 17:33 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | PurchaseClass A Common Stock | 5,000 | $19.02 | $95,080.00 |
DisclosureSEC source: 0001561660-16-000055 · wf-form4_147976757632039.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.995 to $19.050, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: By The Batkin Family Limited Partnership, of which the reporting person is a partner. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 16:44 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-16-000035 · wf-form4_147811945682301.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,277 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:44 UTC | OMNICOM GROUP INC. OMC · Entity 3205 | GrantCommon Stock, par value $0.15 per share | 367.65 | $0.00 | $0.00 |
DisclosureSEC source: 0000891092-16-017830 · e71314_4.xml · nonDerivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,352.97 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2013 Incentive Award Plan. F2 · balance_after: Includes dividends on deferred shares that are reinvested in company stock, credited on July 11, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:56 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 904 | $79.33 Strike: $0.00 | $71,714.32 |
DisclosureSEC source: 0000046080-16-000207 · primary_doc.xml · derivative · entry 1 BATKIN ALAN R · CIK 0001209120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,529 Underlying: Common Stock · 904 shares Expires not disclosed F1 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F3 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.exercise_date: Vesting of 19 units will occur on the earlier of 12/31/2016 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 19 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F3 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F4 · derivative.expiration_date: Vesting of 19 units will occur on the earlier of 12/31/2016 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 19 units will occur on the earlier of 12/31/2017 (provided reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested. F5 · balance_after: Does not include 3,055 units acquired by the reporting person pursuant to the Plan prior to August 15, 1996. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.