Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | Director | March 31, 2023 | April 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 31, 2023 · Filed April 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 103.57 |
Reported balance
After 2023-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-31 · Grant · Acquired 103.57 · Balance 103.57 F1: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO F2: UPON RESIGNATION AS DIRECTOR. |
| Common StockSEC Table I · non-derivative | Direct | 74,542 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 74,542 |
Filing footnotes · ownership attribution and instrument terms
F1: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO
F2: UPON RESIGNATION AS DIRECTOR.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 21:12 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 117.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000587 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117.82 Underlying: Common Stock · 117.82 shares Expires not disclosed F2 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F3 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 15:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-033338 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 15:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,500 | $76.75 | $268,625.00 |
DisclosureSEC source: 0001127602-17-033338 · form4.xml · nonDerivative · entry 1 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 18:54 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 100.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028869 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100.65 Underlying: Common Stock · 100.65 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:46 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 122.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022898 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122.3 Underlying: Common Stock · 122.3 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 122.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013749 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122.2 Underlying: Common Stock · 122.2 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:44 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 3,626 | $0.00 Strike: $136.43 | $0.00 |
DisclosureSEC source: 0001127602-17-001025 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 Underlying: Common Stock · 3,626 shares Expires 2027-01-03 F2 · derivative.exercise_date: Options fully vest on January 3, 2018. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:44 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001025 · form4.xml · nonDerivative · entry 1 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,349 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 3, 2018. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:21 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 138.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000206 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138.38 Underlying: Common Stock · 138.38 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $48.88 | $0.00 |
DisclosureSEC source: 0001127602-16-066741 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2017-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 4,000 | $48.88 | $195,520.00 |
DisclosureSEC source: 0001127602-16-066741 · form4.xml · nonDerivative · entry 1 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:18 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 117.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063597 · form4.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117.94 Underlying: Common Stock · 117.94 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| January 04, 2016 Filed Jan 5, 2017 20:14 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 3,761 | $0.00 Strike: $130.35 | $0.00 |
DisclosureSEC source: 0001127602-17-001012 · form4a.xml · derivative · entry 2 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,761 Underlying: Common Stock · 3,761 shares Expires 2026-01-04 F1 · shares: The purpose of this amended filing is to correctly report the number of stock and stock option awards. F3 · derivative.exercise_date: Options fully vest on January 4, 2017. Read SEC document |
| January 04, 2016 Filed Jan 5, 2017 20:14 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001012 · form4a.xml · nonDerivative · entry 1 CONARD EDWARD · CIK 0001184452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,543 F1 · shares: The purpose of this amended filing is to correctly report the number of stock and stock option awards. F2 · shares: Grant of shares of common stock subject to restrictions that lapse January 4, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.