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person · Reporting owner

MIZELL STEVEN

Disclosed activity across 6 companies

Tapewire entity
11446
SEC CIK
0001189403

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allegion plcALLE · Entity 3420DirectorAugust 28, 2026August 31, 2026
GRAIL, Inc.GRAL · Entity 4122DirectorJuly 15, 2026July 16, 2026
GROUP 1 AUTOMOTIVE INCGPI · Entity 1789DirectorJanuary 02, 2026January 06, 2026
Merck & Co., Inc.MRK · Entity 2807EVP, Chief HR OfficerFebruary 02, 2024February 02, 2024
OSHKOSH CORPOSK · Entity 3573DirectorNovember 19, 2018November 21, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allegion plc

Report date August 28, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect5,899 Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-28 · Purchase · Acquired 170 · Balance 5,899

F1: Includes shares acquired through a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired through a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

GRAIL, Inc.

Report date July 15, 2026 · Filed July 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,830 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 268 · Balance 42,830

F1: Represents 268 deferred stock units granted to Mr. Mizell under our deferred stock program and 2024 Equity Incentive Plan in lieu of $19,945.21 of cash fees payable to Mr. Mizell for his service as a director, based on a price per share of $74.36, which was the closing price per share of the Company's common stock on July 15, 2026. The awards will vest immediately upon grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 268 deferred stock units granted to Mr. Mizell under our deferred stock program and 2024 Equity Incentive Plan in lieu of $19,945.21 of cash fees payable to Mr. Mizell for his service as a director, based on a price per share of $74.36, which was the closing price per share of the Company's common stock on July 15, 2026. The awards will vest immediately upon grant date.

GROUP 1 AUTOMOTIVE INC

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect583 Reported balance After 2026-01-02 transaction · row 1
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 575 · Balance 583

Merck & Co., Inc.

Report date February 02, 2024 · Filed February 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,619.145 Ending reported balance After 2024-02-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-02-02 · Exercise / conversion · Acquired 824 · Balance 42,143.145

Row 2 · 2024-02-02 · Exercise / conversion · Acquired 32,170 · Balance 74,313.145

Row 3 · 2024-02-02 · Sale · Disposed 50,694 · Balance 23,619.145

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.4300 to $126.9000, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.71 · Expires 2028-10-29Direct0 Reported balance After 2024-02-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-02-02 · Exercise / conversion · Disposed 824 · Balance 0

F2: The option vested and became exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.73 · Expires 2031-05-03Direct22,088 Reported balance After 2024-02-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-02-02 · Exercise / conversion · Disposed 32,170 · Balance 22,088

F3: The option vests and becomes exercisable in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.4300 to $126.9000, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The option vested and became exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

F3: The option vests and becomes exercisable in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.

OSHKOSH CORP

Report date November 19, 2018 · Filed November 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,660.31 Reported balance After 2018-11-19 transaction · row 1
1 source row

Row 1 · 2018-11-19 · Grant · Acquired 47.34 · Balance 11,660.31

F1: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MONSANTO CO /NEW/

Report date June 07, 2018 · Filed June 07, 2018

Section 16 reporting ended · disclosed 2018-06-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-06-07 · Disposition to issuer · Disposed 62 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2018-06-07 · Disposition to issuer · Disposed 48,581 · Balance 0

F4: Represents restricted stock units.

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-07 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2018-06-07 · Disposition to issuer · Disposed 19,787 · Balance 0

F5: Represents performance-based restricted stock units.

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-06-07 · Disposition to issuer · Disposed 1,024 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.71Direct0 Reported balance After 2018-06-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-06-07 · Disposition to issuer · Disposed 7 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.79Direct0 Reported balance After 2018-06-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-07 · Disposition to issuer · Disposed 70 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $90.48Direct0 Reported balance After 2018-06-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-07 · Disposition to issuer · Disposed 91 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $106.05Direct0 Reported balance After 2018-06-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-06-07 · Disposition to issuer · Disposed 80 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $112.82Direct0 Reported balance After 2018-06-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-06-07 · Disposition to issuer · Disposed 5,764 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.34Direct0 Reported balance After 2018-06-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-06-07 · Disposition to issuer · Disposed 7,234 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

Deferred Payment Plan Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-06-07 · Disposition to issuer · Disposed 1,926 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Phantom Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-07 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-06-07 · Disposition to issuer · Disposed 16,473 · Balance 0

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F4: Represents restricted stock units.

F5: Represents performance-based restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 21:40 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 29,046 $0.00 Strike: $117.89 $0.00
Disclosure

SEC source: 0001127602-23-014539 · form4.xml · derivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,046

Underlying: Common Stock · 29,046 shares

Expires 2033-05-01

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal installments on 5/2/2024, 5/2/2025 and 5/2/2026.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 15:03 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 1,815 $109.10 $198,017.04
Disclosure

SEC source: 0001127602-23-005037 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,085.145

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.1000 to $109.1050, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 16:28 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 5,000 $107.00 $535,006.50
Disclosure

SEC source: 0001127602-23-004321 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,900.145

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.0000 to $107.0300, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 15:27 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 4,436 $104.25 $462,473.41
Disclosure

SEC source: 0001127602-23-003923 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,900.145

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.2350 to $104.2850, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:14 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 12,192 $109.88 $1,339,656.96
Disclosure

SEC source: 0001127602-23-002241 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,336.145

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/20. Performance shares were paid out at 110 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2022.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:53 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 GrantRestricted Stock Units · Derivative 1,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000984 · form4.xml · derivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 1,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the cash value of one share of Group 1 Automotive, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in Section 1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

F2 · derivative.expiration_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in Section 1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $70.71 $0.00
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · derivative · entry 6

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

Underlying: Common Stock · 15,000 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 15,000 $101.42 $1,521,277.50
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · nonDerivative · entry 4

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,144.145

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.4000 to $101.5300, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · nonDerivative · entry 3

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,144.145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $70.71 $0.00
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · derivative · entry 5

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Underlying: Common Stock · 20,000 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 20,000 $101.00 $2,020,000.00
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,144.145

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:01 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025313 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,144.145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $70.71 $0.00
Disclosure

SEC source: 0001127602-22-024602 · form4.xml · derivative · entry 4

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,824

Underlying: Common Stock · 17,000 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

F3 · balance_after: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 8,000 $98.84 $790,720.00
Disclosure

SEC source: 0001127602-22-024602 · form4.xml · nonDerivative · entry 3

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,144.145

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.8400 to $98.8450, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 17,000 $100.00 $1,700,000.00
Disclosure

SEC source: 0001127602-22-024602 · form4.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,144.145

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024602 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,144.145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:23 UTC Allegion plc ALLE · Entity 3420 Tax withholdingOrdinary Shares 241 $112.36 $27,078.76
Disclosure

SEC source: 0001127602-22-016987 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:25 UTC Allegion plc ALLE · Entity 3420 GrantOrdinary Shares 1,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016879 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960

F1 · shares: Restricted stock units that vest on June 2, 2023.

F2 · balance_after: Includes acquisition of shares through a dividend reinvestment plan.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:13 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 40,777 $0.00 Strike: $87.10 $0.00
Disclosure

SEC source: 0001127602-22-013530 · form4.xml · derivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,777

Underlying: Common Stock · 40,777 shares

Expires 2032-05-02

F2 · derivative.exercise_date: The option vests and becomes exercisable in equal installments on 5/3/2023, 5/3/2024 and 5/3/2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:29 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 14,571 $73.51 $1,071,114.21
Disclosure

SEC source: 0001127602-22-007025 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,144.145

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/29/19. Performance shares were paid out at 140 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2021.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:19 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 GrantRestricted Stock Units · Derivative 1,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000757 · form4.xml · derivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099

Underlying: Common Stock · 1,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the cash value of one share of Group 1 Automotive, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in ?1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

F2 · derivative.expiration_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in ?1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

Read SEC document
October 30, 2021 Filed Nov 2, 2021 22:11 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionRestricted Stock Unit · Derivative 4,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028163 · form4.xml · derivative · entry 3

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,715 shares

Expires 2021-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F3 · shares: Holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck time-based restricted stock unit awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F4 · derivative.exercise_date: The restricted stock units vested and were distributed in equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

F3 · derivative.underlying_shares: Holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck time-based restricted stock unit awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F3 · balance_after: Holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck time-based restricted stock unit awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

Read SEC document
October 30, 2021 Filed Nov 2, 2021 22:11 UTC Merck & Co., Inc. MRK · Entity 2807 Tax withholdingCommon Stock 2,323 $88.05 $204,540.15
Disclosure

SEC source: 0001127602-21-028163 · form4.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,573.145

F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 30, 2021 Filed Nov 2, 2021 22:11 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 4,715 $88.05 $415,155.75
Disclosure

SEC source: 0001127602-21-028163 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,896.145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:13 UTC Allegion plc ALLE · Entity 3420 GrantOrdinary Shares 835 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-019391 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

F1 · shares: Restricted stock units that vest on June 3, 2022.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:53 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 64,286 $0.00 Strike: $75.99 $0.00
Disclosure

SEC source: 0001127602-21-015760 · form4.xml · derivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,286

Underlying: Common Stock · 64,286 shares

Expires 2031-05-03

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 GrantRestricted Stock Units · Derivative 1,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008719 · form4.xml · derivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

Underlying: Common Stock · 1,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the cash value of one share of Group 1 Automotive, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in ?1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

F2 · derivative.expiration_date: The restricted stock units settle on the date of the director's separation from service, as such term is defined in ?1.409A-1(h) under Title 26 of the Internal Revenue Code, and will be settled in a lump sum cash payment.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:54 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 17,830 $72.62 $1,294,814.60
Disclosure

SEC source: 0001127602-21-008581 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,181.145

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 10/30/18. Performance shares were paid out at 166 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2020.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:44 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionRestricted Stock Unit · Derivative 4,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028032 · form4.xml · derivative · entry 3

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,574 shares

Expires 2021-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F3 · derivative.exercise_date: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:44 UTC Merck & Co., Inc. MRK · Entity 2807 Tax withholdingCommon Stock 2,273 $75.89 $172,497.97
Disclosure

SEC source: 0001127602-20-028032 · form4.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,351.145

F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:44 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 4,574 $75.89 $347,120.86
Disclosure

SEC source: 0001127602-20-028032 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624.145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:13 UTC Allegion plc ALLE · Entity 3420 GrantOrdinary Shares 1,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019118 · form4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

F1 · shares: Restricted stock units that vest on June 4, 2021.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:49 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 57,391 $0.00 Strike: $77.67 $0.00
Disclosure

SEC source: 0001127602-20-015452 · form4.xml · derivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,391

Underlying: Common Stock · 57,391 shares

Expires 2030-04-30

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionRestricted Stock Unit · Derivative 4,574 $85.10 $389,247.40
Disclosure

SEC source: 0001225208-19-014016 · doc4.xml · derivative · entry 3

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,149

Underlying: Common Stock · 4,574 shares

Expires 2021-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F2 · derivative.exercise_date: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Tax withholdingCommon Stock 1,567 $85.10 $133,351.70
Disclosure

SEC source: 0001225208-19-014016 · doc4.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 4,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014016 · doc4.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 23:39 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (right to buy) · Derivative 50,808 $0.00 Strike: $80.00 $0.00
Disclosure

SEC source: 0001104659-19-027583 · a4.xml · derivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

Underlying: Common Stock · 50,808 shares

Expires 2029-05-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 47.34 $66.09 $3,128.70
Disclosure

SEC source: 0000775158-18-000151 · edgar.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660.31

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 282.88 $67.37 $19,057.63
Disclosure

SEC source: 0000775158-18-000144 · edgar.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,612.97

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the automatic purchase feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 21:05 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (right to buy) · Derivative 51,252 $0.00 Strike: $72.87 $0.00
Disclosure

SEC source: 0001225208-18-015064 · doc4.xml · derivative · entry 2

MIZELL STEVEN · CIK 0001189403 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,252

Underlying: Common Stock · 51,252 shares

Expires 2028-10-29

F3 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 21:05 UTC Merck & Co., Inc. MRK · Entity 2807 GrantRestricted Stock Unit · Derivative 13,723 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015064 · doc4.xml · derivative · entry 1

MIZELL STEVEN · CIK 0001189403 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,723

Underlying: Common Stock · 13,723 shares

Expires 2021-10-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F2 · derivative.exercise_date: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:57 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 39.06 $69.23 $2,704.12
Disclosure

SEC source: 0000775158-18-000099 · edgar.xml · nonDerivative · entry 2

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,330.09

F2 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:57 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 280.59 $67.92 $19,057.67
Disclosure

SEC source: 0000775158-18-000099 · edgar.xml · nonDerivative · entry 1

MIZELL STEVEN · CIK 0001189403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291.03

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the automatic purchase feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerPhantom Share Units · Derivative 16,473 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 12

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,473 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.exercise_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.expiration_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.expiration_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerDeferred Payment Plan Restricted Stock Unit · Derivative 1,926 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 11

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · price: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · price: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.exercise_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.exercise_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

F1 · derivative.expiration_date: Pursuant to the terms of and subject to certain exceptions set forth in the Agreement and Plan of Merger, dated as of September 14, 2016 (the "Merger Agreement"), by and among Bayer Aktiengesellschaft ("Bayer"), KWA Investment Co. ("Merger Sub") and Monsanto Company (the "Company"), each share of common stock of the Company and each time- or performance-vesting restricted stock unit of the Company outstanding immediately prior to the effective time of the merger (the "Effective Time") was automatically converted into the right to receive $128.00 in cash, without interest (the "Merger Consideration").

F2 · derivative.expiration_date: (Continued from Footnote 1) The Merger Consideration that is payable in respect of restricted stock units of the Company that were granted (a) prior to September 14, 2016 is fully vested as of the Effective Time or (b) after September 14, 2016 will vest based upon the vesting schedule applicable to the corresponding restricted stock units (subject to accelerated vesting in full upon a termination of employment without cause, for good reason or due to death, disability or retirement). Any Merger Consideration that is not paid at the Effective Time will begin accruing interest as of the Effective Time at the short-term federal rate.

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June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 7,234 Not disclosed Strike: $91.34 Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 10

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,234 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

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June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 5,764 Not disclosed Strike: $112.82 Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 9

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,764 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

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June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 80 Not disclosed Strike: $106.05 Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 8

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

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June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 91 Not disclosed Strike: $90.48 Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 7

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

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June 07, 2018 Filed Jun 7, 2018 17:09 UTC MONSANTO CO /NEW/ MON · Entity 165931 Disposition to issuerStock Option (Right to Buy) · Derivative 70 Not disclosed Strike: $74.79 Not disclosed
Disclosure

SEC source: 0000899243-18-015517 · doc4.xml · derivative · entry 6

MIZELL STEVEN · CIK 0001189403 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of common stock of the Company outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into the right to receive the Merger Consideration less the applicable exercise price of such option, without interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.