Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAROLINA FINANCIAL CORP
Report date May 01, 2020 · Filed May 05, 2020
Section 16 reporting ended · disclosed 2020-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-05-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-05-01 · Exercise / conversion · Acquired 4,449 · Balance 249,028 F2: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. Row 2 · 2020-05-01 · Tax withholding · Disposed 4,276 · Balance 244,752 F5: Represents shares of restricted stock previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, 4,949 restricted shares were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted shares subject to the award, and 4,276 restricted shares were withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted shares in accordance with Rule 16b-3. Row 3 · 2020-05-01 · Disposition to issuer · Disposed 4,949 · Balance 239,803 F5: Represents shares of restricted stock previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, 4,949 restricted shares were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted shares subject to the award, and 4,276 restricted shares were withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted shares in accordance with Rule 16b-3. Row 4 · 2020-05-01 · Disposition to issuer · Disposed 239,803 · Balance 0 F1: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2020-05-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-05-01 · Disposition to issuer · Disposed 11,040 · Balance 0 F1: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.17 · Expires 2023-04-25 | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-05-01 · Disposition to issuer · Disposed 78,902 · Balance 0 F2: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.58 · Expires 2025-01-21 | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-05-01 · Disposition to issuer · Disposed 24,590 · Balance 0 F2: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.56 · Expires 2026-01-20 | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-05-01 · Disposition to issuer · Disposed 16,613 · Balance 0 F2: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.83 · Expires 2026-03-16 | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-05-01 · Disposition to issuer · Disposed 4,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $30.90 · Expires 2027-02-15 | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-05-01 · Disposition to issuer · Disposed 8,441 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-05-01 · Disposition to issuer · Disposed 4,960 · Balance 0 F4: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-05-01 · Disposition to issuer · Disposed 2,480 · Balance 0 F4: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock.
F2: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13.
F4: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3.
F5: Represents shares of restricted stock previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, 4,949 restricted shares were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted shares subject to the award, and 4,276 restricted shares were withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted shares in accordance with Rule 16b-3.
UNITED BANKSHARES INC/WV
Report date April 14, 2023 · Filed April 17, 2023
Section 16 reporting ended · disclosed 2023-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,705 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 124,705 |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 1,171.7624 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,171.7624 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 12,475 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,475 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.89 · Expires 2026-03-16 | Direct | 4,520 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,520 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.35 · Expires 2027-02-15 | Direct | 9,538 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,538 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2023 Filed Feb 24, 2023 18:19 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantCommon Stock | 6,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002744 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,705 F2 · shares: Shares were acquired pursuant to a grant of restricted stock units. The award vests in three equal annual installments. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 18:19 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | Tax withholdingCommon Stock | 2,180 | $40.86 | $89,074.80 |
DisclosureSEC source: 0001225208-23-002744 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,362 F1 · shares: Withholding of shares to satisfy tax withholdings in connection with vested restricted stock units. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 16:54 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 1,500 | $40.89 | $61,335.00 |
DisclosureSEC source: 0001225208-22-013005 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,542 Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 19:08 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 2,500 | $39.99 | $99,975.00 |
DisclosureSEC source: 0001225208-22-009620 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,042 Read SEC document |
| May 25, 2022 Filed May 27, 2022 14:42 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 2,500 | $36.71 | $91,775.00 |
DisclosureSEC source: 0001225208-22-007412 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,542 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:16 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | Tax withholdingCommon Stock | 1,043 | $36.72 | $38,298.96 |
DisclosureSEC source: 0001225208-22-003238 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,042 F2 · shares: Withholding of shares to satisfy tax withholdings in connection with vested restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:16 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantCommon Stock | 6,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003238 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,085 F1 · shares: Shares were acquired pursuant to a grant of restricted stock units. The award vests in three equal annual installments. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 18:31 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 9,998 | $39.84 | $398,343.32 |
DisclosureSEC source: 0001225208-21-005178 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,193 Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 18:31 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 3,400 | $39.78 | $135,252.00 |
DisclosureSEC source: 0001225208-21-005178 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,191 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:02 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantCommon Stock | 6,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003648 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,591 F1 · shares: Shares were acquired pursuant to a grant of restricted stock units. The award vests in three equal installments beginning on February 22, 2022. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 16:21 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 30,072 | $36.24 | $1,089,809.28 |
DisclosureSEC source: 0001225208-21-003260 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,416 Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 15:52 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 5,904 | $31.21 | $184,263.84 |
DisclosureSEC source: 0001225208-20-014496 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,488 Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 21:40 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 5,000 | $30.90 | $154,500.00 |
DisclosureSEC source: 0001225208-20-013874 · doc4.xml · nonDerivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,392 Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 21:40 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 5,000 | $31.25 | $156,250.00 |
DisclosureSEC source: 0001225208-20-013874 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,392 Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 21:40 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 5,000 | $31.50 | $157,500.00 |
DisclosureSEC source: 0001225208-20-013874 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,392 Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 14:36 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 5,000 | $30.90 | $154,500.00 |
DisclosureSEC source: 0001225208-20-013670 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,392 Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:28 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 20,000 | $30.50 | $610,000.00 |
DisclosureSEC source: 0001225208-20-013630 · doc4.xml · nonDerivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,392 Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:28 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 10,000 | $30.32 | $303,190.00 |
DisclosureSEC source: 0001225208-20-013630 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,392 Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:28 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 10,000 | $30.35 | $303,500.00 |
DisclosureSEC source: 0001225208-20-013630 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,392 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 18:04 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 10,000 | $32.20 | $322,000.00 |
DisclosureSEC source: 0001225208-20-008741 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,392 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:04 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | SaleCommon Stock | 24,447 | $32.10 | $784,721.81 |
DisclosureSEC source: 0001225208-20-008741 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,392 Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 19:29 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GiftCommon Stock | 12,138 | $28.56 | $346,661.28 |
DisclosureSEC source: 0001225208-20-008623 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,839 Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:11 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantStock Option · Derivative | 4,520 | $14.89 Strike: $14.89 | $67,302.80 |
DisclosureSEC source: 0001225208-20-007157 · doc4.xml · derivative · entry 4 REXROAD JERRY L · CIK 0001189784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,520 Underlying: Common Stock · 4,520 shares Expires 2026-03-16 F4 · balance_after: Received in the Merger in exchange for a stock option to acquire 4,000 shares of CARO common stock for $16.83 per share. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:11 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantStock Option · Derivative | 9,538 | $27.35 Strike: $27.35 | $260,864.30 |
DisclosureSEC source: 0001225208-20-007157 · doc4.xml · derivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,538 Underlying: Common Stock · 9,538 shares Expires 2027-02-15 F3 · balance_after: Received in the Merger in exchange for a stock option to acquire 8,441 shares of CARO common stock for $30.90 per share. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:11 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantCommon Stock | 12,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007157 · doc4.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,475 F2 · price: Received in exchange for 11,040 shares of Carolina Financial Corporation (CARO) common stock in connection with merger of CARO into United Bankshares, Inc. (the Merger). Holders of CARO Common stock received 1.13 shares of United Bankshares, Inc. Common Stock in exchange for each share of CARO common stock held immediately prior to the merger. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:11 UTC | UNITED BANKSHARES INC/WV UBSI · Entity 74 | GrantCommon Stock | 270,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007157 · doc4.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,977 F1 · price: Received in exchange for 239,803 shares of Carolina Financial Corporation (CARO) common stock in connection with merger of CARO into United Bankshares, Inc. (the Merger). Holders of CARO Common stock received 1.13 shares of United Bankshares, Inc. Common Stock in exchange for each share of CARO common stock held immediately prior to the merger. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerRestricted Stock Units · Derivative | 2,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 12 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,480 shares Expires not disclosed F4 · derivative.exercise_price: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · price: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · derivative.exercise_date: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · derivative.expiration_date: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerRestricted Stock Units · Derivative | 4,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 11 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,960 shares Expires not disclosed F4 · derivative.exercise_price: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · price: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · derivative.exercise_date: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. F4 · derivative.expiration_date: Represents restricted stock units previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, these restricted stock units were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted stock units subject to the award, assuming performance achieved at the maximum level, net of shares withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted stock units in accordance with Rule 16b-3. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerOption to Purchase Common Stock · Derivative | 8,441 | Not disclosed Strike: $30.90 | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 10 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,441 shares Expires 2027-02-15 F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerOption to Purchase Common Stock · Derivative | 4,000 | Not disclosed Strike: $16.83 | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 9 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2026-03-16 F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each stock option not cashed out at the election of the reporting person, was converted into the right to acquire shares of United Bancshares, Inc. common stock, as adjusted to reflect the exchange ratio of 1.13. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerOption to Purchase Common Stock · Derivative | 16,613 | $16.32 Strike: $16.56 | $271,124.16 |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 8 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,613 shares Expires 2026-01-20 F2 · derivative.exercise_date: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerOption to Purchase Common Stock · Derivative | 24,590 | $17.41 Strike: $11.58 | $428,030.75 |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 7 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,590 shares Expires 2025-01-21 F2 · derivative.exercise_date: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerOption to Purchase Common Stock · Derivative | 78,902 | $24.82 Strike: $4.17 | $1,958,608.02 |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · derivative · entry 6 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,902 shares Expires 2023-04-25 F2 · derivative.exercise_date: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerCommon Stock | 11,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · nonDerivative · entry 5 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerCommon Stock | 239,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · nonDerivative · entry 4 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerCommon Stock | 4,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · nonDerivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,803 F5 · price: Represents shares of restricted stock previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, 4,949 restricted shares were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted shares subject to the award, and 4,276 restricted shares were withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 4,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,752 F5 · price: Represents shares of restricted stock previously granted to the reporting person. In accordance with the Merger Agreement and at the election of the reporting person, 4,949 restricted shares were cancelled in the merger in exchange for payment in cash equal to the product of (x) $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement and (y) the number of restricted shares subject to the award, and 4,276 restricted shares were withheld by the issuer at the direction of the reporting person to cover payment of tax liabilities incident to the vesting of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:58 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Exercise / conversionCommon Stock | 4,449 | $16.56 | $73,675.44 |
DisclosureSEC source: 0000870385-20-000026 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In accordance with the Merger Agreement and at the election of the reporting person, these options were cancelled in the merger in exchange for a cash payment in the amount indicated, representing the difference between the exercise price of the option and $28.99 per share, the market value of the underlying Carolina Financial Corporation common stock calculated in accordance with the provisions of the Merger Agreement, net of shares withheld by the issuer at the direction of the reporting person to cover payment of the exercise price and tax liabilities incident to the vesting of the options in accordance with Rule 16b-3. With respect to the options having an exercise price of $16.56 and an expiration date of January 20, 2026, 4,449 shares were issued to the reporting person following the withholding of shares by the issuer to cover payment of the exercise price and tax liabilities incident to the vesting of the options. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:50 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 464 | $25.53 | $11,845.92 |
DisclosureSEC source: 0001189784-20-000001 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,579 Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 14:52 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 425 | $38.39 | $16,315.75 |
DisclosureSEC source: 0000870385-20-000009 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,043 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Exercise / conversionRestricted Stock Units · Derivative | 4,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · derivative · entry 7 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares issued upon the vesting of restricted stock units in January 2018. F1 · derivative.exercise_date: Shares issued upon the vesting of restricted stock units in January 2018. F1 · derivative.expiration_date: Shares issued upon the vesting of restricted stock units in January 2018. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GrantCommon Stock | 4,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · nonDerivative · entry 5 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,468 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 2,899 | $38.23 | $110,828.77 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · nonDerivative · entry 4 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,942 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Exercise / conversionCommon Stock | 6,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · nonDerivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 719 | $41.56 | $29,881.64 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,574 Read SEC document |
| January 23, 2020 Filed Feb 3, 2020 16:59 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Tax withholdingCommon Stock | 854 | $41.58 | $35,509.32 |
DisclosureSEC source: 0000870385-20-000005 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President & Chief Executive Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,293 Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 10:03 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GiftCOMMON STOCK | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-19-000043 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,947 Read SEC document |
| May 01, 2019 Filed May 3, 2019 10:39 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GiftCOMMON STOCK | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-19-000027 · primary_doc.xml · nonDerivative · entry 3 REXROAD JERRY L · CIK 0001189784 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,147 Read SEC document |
| May 01, 2019 Filed May 3, 2019 10:39 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GiftCOMMON STOCK | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-19-000027 · primary_doc.xml · nonDerivative · entry 2 REXROAD JERRY L · CIK 0001189784 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,547 Read SEC document |
| May 01, 2019 Filed May 3, 2019 10:39 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GiftCOMMON STOCK | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000870385-19-000027 · primary_doc.xml · nonDerivative · entry 1 REXROAD JERRY L · CIK 0001189784 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,947 F1 · shares: THIS TRANSACTION INVOLVED A GIFT OF SHARES BY THE REPORTING PERSON TO HIS DAUGHTER, WHO SHARES THE REPORTING PERSON'S HOUSEHOLD. THE REPORTING PERSON DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD BY HIS DAUGHTER, AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF HIS DAUGHTER'S SHARES FOR PURPOSES OF SECTION 16 OR FOR ANY OTHER PURPOSE. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.