organization · Reporting owner
Park West Asset Management LLC
Disclosed activity across 13 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PDL BIOPHARMA, INC.PDLI · Entity 143144 | 10% owner | December 30, 2020 | January 11, 2021 |
| PLx Pharma Inc.PLXP · Entity 129056 | 10% owner | May 15, 2020 | May 19, 2020 |
| ROVER GROUP, INC.NEBC · Entity 93736 | 10% owner | July 27, 2021 | July 29, 2021 |
| ThredUp Inc.TDUP · Entity 1057 | 10% owner | March 30, 2021 | April 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PDL BIOPHARMA, INC.
Report date December 30, 2020 · Filed January 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01SEC Table I · non-derivative | IndirectSee Footnote | 14,397,212 |
Reported balance
Holding disclosure · report date 2020-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 14,397,212 F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On December 30, 2020, PWIMF held 13,098,362 shares of common stock, par value $0.01 per share ("Common Stock") and PWPI held 1,298,850 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On December 30, 2020, PWIMF held 13,098,362 shares of common stock, par value $0.01 per share ("Common Stock") and PWPI held 1,298,850 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
PLx Pharma Inc.
Report date May 15, 2020 · Filed May 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.10 | IndirectSee Footnotes | 6,000 |
Reported balance
After 2020-05-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-15 · Purchase · Acquired 6,000 · Balance 6,000 F2: Each share of Series B Convertible Preferred Stock, par value $0.001 per share ("Series B Preferred Stock"), of PLx Pharma Inc. (the "Company") is convertible at any time into a number of shares of common stock, par value $0.001 ("Common Stock"), of the Company equal to the stated value (initially $1,000) divided by the conversion price (initially $3.10), in each case subject to customary adjustments under the certificate of designations for the Series B Preferred Stock (the "Certificate of Designations"). Unless converted pursuant to its terms, the Series B Preferred Stock does not expire. The Certificate of Designations prohibits conversion to the extent that the holder, together with its affiliates, would beneficially own in excess of 9.9% of the number of shares of Common Stock outstanding immediately after giving effect to the conversion. F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, together with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3: As of May 15, 2020, PWIMF held 5,450 shares of Series B Preferred Stock and PWPI held 550 shares of Series B Preferred Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, together with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person.
F2: Each share of Series B Convertible Preferred Stock, par value $0.001 per share ("Series B Preferred Stock"), of PLx Pharma Inc. (the "Company") is convertible at any time into a number of shares of common stock, par value $0.001 ("Common Stock"), of the Company equal to the stated value (initially $1,000) divided by the conversion price (initially $3.10), in each case subject to customary adjustments under the certificate of designations for the Series B Preferred Stock (the "Certificate of Designations"). Unless converted pursuant to its terms, the Series B Preferred Stock does not expire. The Certificate of Designations prohibits conversion to the extent that the holder, together with its affiliates, would beneficially own in excess of 9.9% of the number of shares of Common Stock outstanding immediately after giving effect to the conversion.
F3: As of May 15, 2020, PWIMF held 5,450 shares of Series B Preferred Stock and PWPI held 550 shares of Series B Preferred Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
ROVER GROUP, INC.
Report date July 27, 2021 · Filed July 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 2,148,807 |
Reported balance
After 2021-07-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-07-27 · Purchase · Acquired 78,807 · Balance 2,148,807 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.405 to $9.50 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. As of July 27, 2021, PWIMF held 1,956,211 shares of Class A common stock, par value $0.0001 per share (the "Common Stock") of Nebula Caravel Acquisition Corp. (the "Company"), and PWPI held 192,596 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. As of July 27, 2021, PWIMF held 1,956,211 shares of Class A common stock, par value $0.0001 per share (the "Common Stock") of Nebula Caravel Acquisition Corp. (the "Company"), and PWPI held 192,596 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.405 to $9.50 per share, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
ThredUp Inc.
Report date March 30, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 500,000 |
Reported balance
After 2021-03-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-30 · Purchase · Acquired 500,000 · Balance 500,000 F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. Immediately following the closing of the Issuer's initial public offering, (i) PWIMF held 455,301 shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and 7,917,253 shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), and (ii) PWPI held 44,699 shares of the Issuer's Class A Common Stock and 798,736 shares of the Issuer's Class B Common Stock. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder. |
| Class B Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 8,715,989 |
Reported balance
After 2021-03-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-03-30 · Other · Acquired 8,715,989 · Balance 8,715,989 F2: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, par value $0.0001 per share ("Common Stock"), each share of Common Stock was reclassified into one share of Class B Common Stock pursuant to a reclassification exempt under Rule 16b-7. F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. Immediately following the closing of the Issuer's initial public offering, (i) PWIMF held 455,301 shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and 7,917,253 shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), and (ii) PWPI held 44,699 shares of the Issuer's Class A Common Stock and 798,736 shares of the Issuer's Class B Common Stock. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2021-03-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-03-30 · Other · Disposed 8,715,989 · Balance 0 F2: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, par value $0.0001 per share ("Common Stock"), each share of Common Stock was reclassified into one share of Class B Common Stock pursuant to a reclassification exempt under Rule 16b-7. F3: Immediately prior to the closing of the Issuer's initial public offering, each share of Series F Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis, and was then reclassified into one share of Class B Common Stock. The shares of Series F Preferred Stock have no expiration date. F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. Immediately following the closing of the Issuer's initial public offering, (i) PWIMF held 455,301 shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and 7,917,253 shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), and (ii) PWPI held 44,699 shares of the Issuer's Class A Common Stock and 798,736 shares of the Issuer's Class B Common Stock. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-03-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-30 · Other · Disposed 7,844,390 · Balance 0 F3: Immediately prior to the closing of the Issuer's initial public offering, each share of Series F Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis, and was then reclassified into one share of Class B Common Stock. The shares of Series F Preferred Stock have no expiration date. F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. Immediately following the closing of the Issuer's initial public offering, (i) PWIMF held 455,301 shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and 7,917,253 shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), and (ii) PWPI held 44,699 shares of the Issuer's Class A Common Stock and 798,736 shares of the Issuer's Class B Common Stock. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. Immediately following the closing of the Issuer's initial public offering, (i) PWIMF held 455,301 shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and 7,917,253 shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), and (ii) PWPI held 44,699 shares of the Issuer's Class A Common Stock and 798,736 shares of the Issuer's Class B Common Stock. Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder.
F2: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, par value $0.0001 per share ("Common Stock"), each share of Common Stock was reclassified into one share of Class B Common Stock pursuant to a reclassification exempt under Rule 16b-7.
F3: Immediately prior to the closing of the Issuer's initial public offering, each share of Series F Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis, and was then reclassified into one share of Class B Common Stock. The shares of Series F Preferred Stock have no expiration date.
Past disclosures · reporting ended (9)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Enovix Corp
Report date July 14, 2021 · Filed July 17, 2021
Section 16 reporting ended · disclosed 2021-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 12,472,625 |
Last balance in matching sequence
After 2021-07-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-07-14 · Purchase · Acquired 2,142,857 · Balance 6,442,857 F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On July 14, 2021, the date of the transaction reported in this report, PWIMF held 11,348,649 shares of common stock, par value $0.0001 ("Common Stock"), of Enovix Corporation (the "Issuer") and PWPI held 1,123,976 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Row 2 · 2021-07-14 · Other · Acquired 6,029,768 · Balance 12,472,625 F2: On July 14, 2021, pursuant to an agreement and plan of merger (the "Merger Agreement") by and among Rodgers Silicon Valley Acquisition Corp. ("RSVA"), RSVAC Merger Sub Inc., a wholly-owned subsidiary of RSVA ("Merger Sub"), and Enovix Corporation ("Enovix"), the Issuer completed its initial business combination (the "Business Combination"). Pursuant to the Merger Agreement, Merger Sub merged with and into Enovix with Enovix surviving the merger as a wholly owned subsidiary of RSVA. As a result of the Business Combination, RSVA changed its name to Enovix Corporation. In connection with the consummation of the Business Combination, each share of Enovix Series P-2 Preferred Stock, par value $0.001 per share, held in the aggregate by PWIMF and PWPI was converted into an aggregate of 6,029,768 shares of the Issuer's Common Stock. F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On July 14, 2021, the date of the transaction reported in this report, PWIMF held 11,348,649 shares of common stock, par value $0.0001 ("Common Stock"), of Enovix Corporation (the "Issuer") and PWPI held 1,123,976 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. On July 14, 2021, the date of the transaction reported in this report, PWIMF held 11,348,649 shares of common stock, par value $0.0001 ("Common Stock"), of Enovix Corporation (the "Issuer") and PWPI held 1,123,976 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
F2: On July 14, 2021, pursuant to an agreement and plan of merger (the "Merger Agreement") by and among Rodgers Silicon Valley Acquisition Corp. ("RSVA"), RSVAC Merger Sub Inc., a wholly-owned subsidiary of RSVA ("Merger Sub"), and Enovix Corporation ("Enovix"), the Issuer completed its initial business combination (the "Business Combination"). Pursuant to the Merger Agreement, Merger Sub merged with and into Enovix with Enovix surviving the merger as a wholly owned subsidiary of RSVA. As a result of the Business Combination, RSVA changed its name to Enovix Corporation. In connection with the consummation of the Business Combination, each share of Enovix Series P-2 Preferred Stock, par value $0.001 per share, held in the aggregate by PWIMF and PWPI was converted into an aggregate of 6,029,768 shares of the Issuer's Common Stock.
HOVNANIAN ENTERPRISES INC
Report date March 01, 2021 · Filed March 19, 2021
Section 16 reporting ended · disclosed 2021-03-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Infrastructure & Energy Alternatives, Inc.
Report date August 02, 2021 · Filed August 17, 2021
Section 16 reporting ended · disclosed 2021-08-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Internap Corp
Report date July 25, 2017 · Filed July 27, 2017
Section 16 reporting ended · disclosed 2017-07-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 8,203,729 |
Reported balance
After 2017-07-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-07-25 · Sale · Disposed 2,250,000 · Balance 8,203,729 F2: These shares were sold in multiple transactions at prices ranging from $3.850 to $3.925, inclusive. The Reporting Person undertakes to provide to Internap Corporation, any security holder of Internap Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. As of July 25, 2017, PWIMF held 7,281,189 shares of Common Stock $.0001 par value per share (the "Common Stock") and PWPI held 922,540 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. As of July 25, 2017, PWIMF held 7,281,189 shares of Common Stock $.0001 par value per share (the "Common Stock") and PWPI held 922,540 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
F2: These shares were sold in multiple transactions at prices ranging from $3.850 to $3.925, inclusive. The Reporting Person undertakes to provide to Internap Corporation, any security holder of Internap Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Kindred Biosciences, Inc.
Report date August 27, 2021 · Filed September 13, 2021
Section 16 reporting ended · disclosed 2021-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2021-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-08-27 · Other · Disposed 6,000,002 · Balance 0 F1: On August 27, 2021, pursuant to an Agreement and Plan of Merger, dated as of June 15, 2021, by and among Kindred Biosciences, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Knight Merger Sub, Inc., a wholly owned subsidiary of Elanco ("Merger Sub"), Merger Sub merged with and into the Company with the Company surviving as the wholly owned subsidiary of Elanco (the "Merger"). Immediately prior to the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Company was cancelled and automatically converted into the right to receive $9.25 per share in cash. F2: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 27, 2021, pursuant to an Agreement and Plan of Merger, dated as of June 15, 2021, by and among Kindred Biosciences, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Knight Merger Sub, Inc., a wholly owned subsidiary of Elanco ("Merger Sub"), Merger Sub merged with and into the Company with the Company surviving as the wholly owned subsidiary of Elanco (the "Merger"). Immediately prior to the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Company was cancelled and automatically converted into the right to receive $9.25 per share in cash.
F2: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person.
Nexeo Solutions, Inc.
Report date July 31, 2017 · Filed August 01, 2017
Section 16 reporting ended · disclosed 2017-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,342,499 |
Reported balance
After 2017-07-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-07-31 · Sale · Disposed 2,000,000 · Balance 6,342,499 F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. As of July 31, 2017, PWIMF held 5,614,684 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 727,815 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. As of July 31, 2017, PWIMF held 5,614,684 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 727,815 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
Porch Group, Inc.
Report date April 17, 2023 · Filed April 18, 2023
Section 16 reporting ended · disclosed 2023-04-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote | 9,667,707 |
Reported balance
After 2023-04-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-04-17 · Sale · Disposed 2,600,000 · Balance 9,667,707 F2: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein. F1: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC ("PWAM") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF") and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI" and, collectively with PWIMF, the "PW Funds"). Peter S. Park ("Mr. Park"), through one or more affiliated entities, is the controlling manager of the Reporting Person. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in the securities reported herein.
F2: Represents the sale of shares in a privately negotiated sale transaction. The Reporting Person's sales reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported transactions by the Reporting Person (the "Previous Transactions"). Because the sale reported herein occurred at a price lower than the price the Reporting Person sold shares in the Previous Transactions, there are no additional recoverable profits subject to disgorgement in connection with the sale reported herein.
SciPlay Corp
Report date June 17, 2020 · Filed June 19, 2020
Section 16 reporting ended · disclosed 2020-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,213,205 |
Reported balance
After 2020-06-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-06-17 · Sale · Disposed 400,000 · Balance 2,213,205 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $13.90 to $13.95 per share, inclusive. The Reporting Person undertakes to provide SciPlay Corp, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein. F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3: On June 17, 2020, the date of the latest transaction reported in this statement, PWIMF held 2,013,683 shares of Class A Common Stock $0.001 par value per share (the "Common Stock") and PWPI held 199,522 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $13.90 to $13.95 per share, inclusive. The Reporting Person undertakes to provide SciPlay Corp, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.
F3: On June 17, 2020, the date of the latest transaction reported in this statement, PWIMF held 2,013,683 shares of Class A Common Stock $0.001 par value per share (the "Common Stock") and PWPI held 199,522 shares of Common Stock. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
Waitr Holdings Inc.
Report date November 15, 2018 · Filed December 21, 2018
Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2017 Filed Jun 27, 2017 19:41 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | SaleCommon Stock, $0.0001 par value per share | 44,049 | $8.18 | $360,320.82 |
DisclosureSEC source: 0000905718-17-000630 · nexeo_fm4jun232017.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,360,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Nexeo Solutions, Inc. ("Common Stock") were sold in multiple transactions at prices ranging (i) from $8.16 to $8.34 per share, inclusive, for transactions on June 23, 2017, and (ii) from $8.15 to $8.36 per share, inclusive, for transactions on June 26, 2017. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F3 · ownership.nature: As of the date of this report, PWIMF held 7,390,063 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 970,232 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 19:41 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | SaleCommon Stock, $0.0001 par value per share | 160,717 | $8.19 | $1,316,272.23 |
DisclosureSEC source: 0000905718-17-000630 · nexeo_fm4jun232017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,404,344 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Nexeo Solutions, Inc. ("Common Stock") were sold in multiple transactions at prices ranging (i) from $8.16 to $8.34 per share, inclusive, for transactions on June 23, 2017, and (ii) from $8.15 to $8.36 per share, inclusive, for transactions on June 26, 2017. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:46 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | SaleCommon Stock, $0.0001 par value per share | 100,000 | $8.65 | $865,000.00 |
DisclosureSEC source: 0000905718-17-000618 · nexeo_fm4jun202017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,565,061 F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. As of the date of this report, PWIMF held 7,571,568 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 993,493 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:33 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 15,311 | $6.65 | $101,818.15 |
DisclosureSEC source: 0000905718-17-000596 · kindredbiosc_fm4jun82017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Seet Footnotes Disclosed balance after: 4,556,791 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.55 to $6.70 per share, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F3 · ownership.nature: As of June 8, 2017, PWIMF held 4,039,165 shares of Common Stock, and PWPI held 517,626 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:34 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | SaleCommon Stock, $0.0001 par value per share | 50,831 | $9.14 | $464,595.34 |
DisclosureSEC source: 0000905718-17-000577 · nexeo_fm4may112017.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,665,061 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Nexeo Solutions, Inc. ("Common Stock") were sold in multiple transactions at prices ranging (i) from $9.10 to $9.18 per share, inclusive, for transactions on May 11, 2017, and (ii) from $9.10 to $9.14 per share, inclusive, for transactions on May 12, 2017. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F3 · ownership.nature: As of May 12, 2017, PWIMF held 7,660,800 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 1,004,261 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| May 11, 2017 Filed May 16, 2017 01:37 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 155,076 | $6.83 | $1,058,393.70 |
DisclosureSEC source: 0000905718-17-000578 · kindredbiosc_fm4may112017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,541,480 F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F2 · ownership.nature: As of May 11, 2017, PWIMF held 4,026,471 shares of Common Stock, and PWPI held 515,009 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| May 11, 2017 Filed May 16, 2017 01:34 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | SaleCommon Stock, $0.0001 par value per share | 75,300 | $9.12 | $686,736.00 |
DisclosureSEC source: 0000905718-17-000577 · nexeo_fm4may112017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,715,892 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Nexeo Solutions, Inc. ("Common Stock") were sold in multiple transactions at prices ranging (i) from $9.10 to $9.18 per share, inclusive, for transactions on May 11, 2017, and (ii) from $9.10 to $9.14 per share, inclusive, for transactions on May 12, 2017. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:48 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | OtherEquity Swap · Derivative | 31,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-17-000413 · kindredbiosc_fm4mar242017.xml · derivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 31,787 Underlying: Common Stock, $0.0001 par value per share · 31,787 shares Expires 2018-06-04 F4 · derivative.exercise_price: Commencing March 27, 2017, the Reporting Person entered into an equity swap (the "March 27 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $226,441 representing $7.1237 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the March 27 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 31,787 shares of Common Stock as of the end of the period. Any dividends earned on the 31,787 shares of Common Stock during the term of the March 27 Swap will be paid to the Reporting Person. F4 · kind: Commencing March 27, 2017, the Reporting Person entered into an equity swap (the "March 27 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $226,441 representing $7.1237 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the March 27 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 31,787 shares of Common Stock as of the end of the period. Any dividends earned on the 31,787 shares of Common Stock during the term of the March 27 Swap will be paid to the Reporting Person. F4 · price: Commencing March 27, 2017, the Reporting Person entered into an equity swap (the "March 27 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $226,441 representing $7.1237 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the March 27 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 31,787 shares of Common Stock as of the end of the period. Any dividends earned on the 31,787 shares of Common Stock during the term of the March 27 Swap will be paid to the Reporting Person. F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F5 · ownership.nature: During the term of the March 27 Swap, the Reporting Person will pay to the broker "interest" on an aggregate of approximately $226,441 at the Federal Funds rate plus 30 basis points. Of the 31,787 shares underlying the March 27 Swap reported herein referenced in Table II, on March 27, 2017, PWIMF held the economic equivalent of 28,117 shares of Common Stock, and PWPI held the economic equivalent of 3,670 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's, and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 21:48 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | OtherEquity Swap · Derivative | 168,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-17-000413 · kindredbiosc_fm4mar242017.xml · derivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 168,213 Underlying: Common Stock, $0.0001 par value per share · 168,213 shares Expires 2018-06-04 F2 · derivative.exercise_price: Commencing March 24, 2017, the Reporting Person entered into an equity swap (the "March 24 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $1,203,244 representing $7.1531 per share (including a $0.03 per share commission) for each share of common stock, par value $0.0001 per share, of the Company (the "Common Stock") that is subject to the March 24 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 168,213 shares of Common Stock as of the end of the period. Any dividends earned on the 168,213 shares of Common Stock during the term of the March 24 Swap will be paid to the Reporting Person. F2 · kind: Commencing March 24, 2017, the Reporting Person entered into an equity swap (the "March 24 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $1,203,244 representing $7.1531 per share (including a $0.03 per share commission) for each share of common stock, par value $0.0001 per share, of the Company (the "Common Stock") that is subject to the March 24 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 168,213 shares of Common Stock as of the end of the period. Any dividends earned on the 168,213 shares of Common Stock during the term of the March 24 Swap will be paid to the Reporting Person. F2 · price: Commencing March 24, 2017, the Reporting Person entered into an equity swap (the "March 24 Swap") with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker approximately $1,203,244 representing $7.1531 per share (including a $0.03 per share commission) for each share of common stock, par value $0.0001 per share, of the Company (the "Common Stock") that is subject to the March 24 Swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 168,213 shares of Common Stock as of the end of the period. Any dividends earned on the 168,213 shares of Common Stock during the term of the March 24 Swap will be paid to the Reporting Person. F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: During the term of the March 24 Swap, the Reporting Person will pay to the broker "interest" on an aggregate of approximately $1,203,244 at the Federal Funds rate plus 30 basis points. Of the 168,213 shares underlying the March 24 Swap reported herein referenced in Table II, on March 24, 2017, PWIMF held the economic equivalent of 150,624 shares of Common Stock, and PWPI held the economic equivalent of 17,589 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:32 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 400,000 | $6.60 | $2,640,000.00 |
DisclosureSEC source: 0000905718-17-000360 · kindredbiosc_fm4mar152017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,386,404 F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F2 · ownership.nature: As of March 15, 2017, PWIMF held 3,879,955 shares of Common Stock, and PWPI held 506,449 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 23:31 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 900 | $6.18 | $5,562.00 |
DisclosureSEC source: 0000905718-17-000356 · kindredbiosc_fm4mar102017.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,986,404 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.15 to $6.20 per share, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F3 · ownership.nature: As of March 13, 2017, PWIMF held 3,519,158 shares of Common Stock, and PWPI held 467,246 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:47 UTC | Internap Corp INAP · Entity 149167 | SaleCall Options (obligation to sell) · Derivative | 37,767 | $61.73 Strike: $3.00 | $2,331,356.91 |
DisclosureSEC source: 0000905718-17-000354 · internapcorp_fm4mar102017.xml · derivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 37,767 Underlying: Common Stock · 3,776,700 shares Expires 2017-10-20 F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. As of March 10, 2017, PWIMF was the obligor under 33,407 call options, and PWPI was the obligor under 4,360 call options. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 23:31 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 3,300 | $6.20 | $20,460.00 |
DisclosureSEC source: 0000905718-17-000356 · kindredbiosc_fm4mar102017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,985,504 F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:35 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 2,642 | $6.20 | $16,380.40 |
DisclosureSEC source: 0000905718-17-000339 · kindredbiosc_fm4mar82017.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,982,204 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.175 to $6.20 per share, inclusive. The Reporting Person undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. F4 · ownership.nature: As of March 9, 2017, PWIMF held 3,514,958 shares of Common Stock, and PWPI held 467,246 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:35 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 15,424 | $6.06 | $93,469.44 |
DisclosureSEC source: 0000905718-17-000339 · kindredbiosc_fm4mar82017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,979,562 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.10 per share, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F3 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:12 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | OtherEquity Swap · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-17-000172 · kindredbiosc_fm4feb12017.xml · derivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,000 Underlying: Common Stock, $.0001 par value per share · 30,000 shares Expires 2018-06-04 F2 · derivative.exercise_price: Commencing February 1, 2017 (the "Event Date"), the Reporting Person entered into an equity swap with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker $197,376 representing $6.5792 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the equity swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 30,000 shares of Common Stock as of the end of the period. Any dividends earned on the 30,000 shares of Common Stock during the term of the equity swap will be paid to the Reporting Person. F2 · kind: Commencing February 1, 2017 (the "Event Date"), the Reporting Person entered into an equity swap with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker $197,376 representing $6.5792 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the equity swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 30,000 shares of Common Stock as of the end of the period. Any dividends earned on the 30,000 shares of Common Stock during the term of the equity swap will be paid to the Reporting Person. F2 · price: Commencing February 1, 2017 (the "Event Date"), the Reporting Person entered into an equity swap with a securities broker under which, on June 4, 2018, (i) the Reporting Person will be obligated to pay to the broker $197,376 representing $6.5792 per share (including a $0.03 per share commission) for each share of Common Stock that is subject to the equity swap, and (ii) the broker will be obligated to pay to the Reporting Person the market value of the 30,000 shares of Common Stock as of the end of the period. Any dividends earned on the 30,000 shares of Common Stock during the term of the equity swap will be paid to the Reporting Person. F1 · ownership.nature: Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: During the term of the equity swap, the Reporting Person will pay to the broker "interest" on an aggregate of approximately $197,376 at the Federal Funds rate plus 30 basis points. Of the 30,000 shares underlying the equity swap reported herein referenced in Table II, on the Event Date, PWIMF held the economic equivalent of all 30,000 shares of Common Stock and PWPI held the economic equivalent of no shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 01:12 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 1,690,000 | $6.20 | $10,478,000.00 |
DisclosureSEC source: 0000905718-17-000065 · kindredbiosc_fm4jan132017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,964,138 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $6.25 per share, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: As of January 13, 2017, PWIMF held 3,496,892 shares of Common Stock and PWPI held 467,246 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 22:51 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 131,500 | $5.30 | $696,950.00 |
DisclosureSEC source: 0000905718-17-000032 · kindredbiosc_fm4jan92017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,274,138 F1 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Park West Asset Management LLC (the "Reporting Person"). F2 · ownership.nature: As of January 9, 2017, PWIMF held 2,006,089 shares of Common Stock and PWPI held 268,049 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 23:57 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 8,917 | $5.28 | $47,081.76 |
DisclosureSEC source: 0000905718-17-000018 · parkwest_frm4jan42017.xml · nonDerivative · entry 3 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,142,638 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.30, inclusive. The Reporting Person undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F4 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F5 · ownership.nature: As of January 6, 2017, PWIMF held 1,890,089 shares of Common Stock and PWPI held 252,549 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 23:57 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 1,200 | $5.15 | $6,180.00 |
DisclosureSEC source: 0000905718-17-000018 · parkwest_frm4jan42017.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,133,721 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.10 to $5.15, inclusive. The Reporting Person undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F4 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F5 · ownership.nature: As of January 6, 2017, PWIMF held 1,890,089 shares of Common Stock and PWPI held 252,549 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 23:57 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 100,500 | $5.08 | $510,540.00 |
DisclosureSEC source: 0000905718-17-000018 · parkwest_frm4jan42017.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,132,521 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.975 to $5.15, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F4 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F5 · ownership.nature: As of January 6, 2017, PWIMF held 1,890,089 shares of Common Stock and PWPI held 252,549 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:04 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | SaleCommon Stock, $0.0001 par value per share | 18,000 | $4.78 | $86,040.00 |
DisclosureSEC source: 0000905718-16-001815 · parkwest_frm4dec162016.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,989,084 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.90, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. As of December 20, 2016, PWIMF held 1,756,338 shares of Common Stock and PWPI held 232,746 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 00:50 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 4,074 | $4.75 | $19,351.50 |
DisclosureSEC source: 0000905718-16-001804 · parkwkindred_fm4dec2016.xml · nonDerivative · entry 3 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,007,084 F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: As of December 14, 2016, PWIMF held 1,768,694 shares of Common Stock and PWPI held 238,390 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 00:50 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 1,148 | $4.75 | $5,453.00 |
DisclosureSEC source: 0000905718-16-001804 · parkwkindred_fm4dec2016.xml · nonDerivative · entry 2 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,003,010 F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: As of December 14, 2016, PWIMF held 1,768,694 shares of Common Stock and PWPI held 238,390 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:50 UTC | Kindred Biosciences, Inc. KIN · Entity 135544 | PurchaseCommon Stock, $0.0001 par value per share | 3,112 | $4.74 | $14,750.88 |
DisclosureSEC source: 0000905718-16-001804 · parkwkindred_fm4dec2016.xml · nonDerivative · entry 1 Park West Asset Management LLC · CIK 0001386928 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,001,862 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 to $4.75, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. F3 · ownership.nature: As of December 14, 2016, PWIMF held 1,768,694 shares of Common Stock and PWPI held 238,390 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.