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Brown Troy R.

Disclosed activity across 1 company

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114380
SEC CIK
0001577519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Zumiez IncZUMZ · Entity 5948President North AmericaApril 17, 2023April 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Zumiez Inc

Report date April 17, 2023 · Filed April 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,735 Reported balance After 2023-04-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-04-17 · Sale · Disposed 40,000 · Balance 31,735

F1: Shares sold at a weighted average price.

F2: The share total includes 3,822 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold at a weighted average price.

F2: The share total includes 3,822 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2023 Filed Apr 18, 2023 22:01 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 40,000 $18.55 $742,000.00
Disclosure

SEC source: 0001562180-23-003618 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,735

F1 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 3,822 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 18:42 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,746 $19.25 $33,610.50
Disclosure

SEC source: 0001562180-23-002895 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,588

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,675 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:55 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 738 $19.50 $14,391.00
Disclosure

SEC source: 0001562180-23-002869 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,334

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,675 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 20:11 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 983 $20.43 $20,082.69
Disclosure

SEC source: 0001562180-23-002805 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,072

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,675 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 22:44 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 2,266 $28.72 $65,079.52
Disclosure

SEC source: 0001562180-22-005160 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,408

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:29 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,241 $43.74 $54,281.34
Disclosure

SEC source: 0001562180-22-002839 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,674

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:30 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,746 $42.71 $74,571.66
Disclosure

SEC source: 0001562180-22-002729 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,915

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 15:18 UTC Zumiez Inc ZUMZ · Entity 5948 GrantStock Option (Right to Buy) · Derivative 21,011 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0001562180-22-002667 · primarydocument.xml · derivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

Underlying: Common Stock · 21,011 shares

Expires 2032-03-14

F3 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 15:18 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 10,318 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002667 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,661

F1 · shares: The shares acquired represent a grant of restricted stock that will vest over 3 years

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 21:47 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 6,358 $50.66 $322,096.28
Disclosure

SEC source: 0001562180-21-004635 · primarydocument.xml · nonDerivative · entry 4

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,343

F1 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 21:47 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,100 $49.79 $104,559.00
Disclosure

SEC source: 0001562180-21-004635 · primarydocument.xml · nonDerivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,701

F1 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 21:47 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 1,469 $51.38 $75,477.22
Disclosure

SEC source: 0001562180-21-004635 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,801

F1 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:47 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 6,100 $49.02 $299,022.00
Disclosure

SEC source: 0001562180-21-004635 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,270

F1 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:23 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,133 $45.57 $51,630.81
Disclosure

SEC source: 0001562180-21-004323 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,370

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 19:24 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,041 $46.34 $48,239.94
Disclosure

SEC source: 0001562180-21-002385 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,503

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:24 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,241 $44.85 $55,658.85
Disclosure

SEC source: 0001562180-21-002385 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,544

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:27 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,746 $44.53 $77,749.38
Disclosure

SEC source: 0001562180-21-002305 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,785

F3 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC Zumiez Inc ZUMZ · Entity 5948 GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $45.31 $0.00
Disclosure

SEC source: 0001562180-21-002305 · primarydocument.xml · derivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2031-03-15

F4 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:27 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 9,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002305 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,531

F1 · shares: The shares acquired represent a grant of restricted stock that will vest over 3 years.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 23:08 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 20,834 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0001562180-21-000952 · primarydocument.xml · derivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

Underlying: Common Stock · 20,834 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 23:08 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 20,834 $46.24 $963,364.16
Disclosure

SEC source: 0001562180-21-000952 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F3 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 23:08 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 20,834 $17.70 $368,761.80
Disclosure

SEC source: 0001562180-21-000952 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0001562180-21-000524 · primarydocument.xml · derivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,912

Underlying: Common Stock · 400 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 400 $46.03 $18,412.00
Disclosure

SEC source: 0001562180-21-000524 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F3 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 400 $17.70 $7,080.00
Disclosure

SEC source: 0001562180-21-000524 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 26,399 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · derivative · entry 6

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,399 shares

Expires 2026-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 13,106 $0.00 Strike: $25.49 $0.00
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · derivative · entry 5

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,106 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 26,399 $44.57 $1,176,603.43
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · nonDerivative · entry 4

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F3 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 13,106 $44.61 $584,658.66
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · nonDerivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,716

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F3 · price: Shares sold at a weighted average price.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 26,399 $19.70 $520,060.30
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:54 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 13,106 $25.49 $334,071.94
Disclosure

SEC source: 0001562180-21-000397 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 9,662 $0.00 Strike: $24.81 $0.00
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · derivative · entry 9

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,662 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 6,152 $0.00 Strike: $34.57 $0.00
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · derivative · entry 8

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,152 shares

Expires 2022-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionStock Option (Right to Buy) · Derivative 4,970 $0.00 Strike: $25.31 $0.00
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · derivative · entry 7

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,970 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options subject to this grant vest over a 4-year period in equal annual installments.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 9,662 $37.96 $366,769.52
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 6

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F2 · price: Shares sold at a weighted average price.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 6,152 $37.86 $232,914.72
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 5

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,979

F2 · price: Shares sold at a weighted average price.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 4,970 $37.97 $188,710.90
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 4

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,131

F2 · price: Shares sold at a weighted average price.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 9,662 $24.81 $239,714.22
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 3

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 6,152 $34.57 $212,674.64
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:50 UTC Zumiez Inc ZUMZ · Entity 5948 Exercise / conversionCommon Stock 4,970 $25.31 $125,790.70
Disclosure

SEC source: 0001562180-20-007300 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 18, 2020 Filed Mar 18, 2020 21:26 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,254 $17.01 $21,330.54
Disclosure

SEC source: 0001562180-20-002623 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 16, 2020 Filed Mar 18, 2020 17:10 UTC Zumiez Inc ZUMZ · Entity 5948 GrantStock Option (Right to Buy) · Derivative 46,620 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001562180-20-002614 · primarydocument.xml · derivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,620

Underlying: Common Stock · 46,620 shares

Expires 2030-03-16

F3 · shares: Options subject to this grant vest over a 4-year period in equal annual installments.

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March 16, 2020 Filed Mar 18, 2020 17:10 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 21,505 $18.60 $399,993.00
Disclosure

SEC source: 0001562180-20-002614 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,571

F1 · shares: The shares acquired represent a grant of restricted stock that will vest over 3 years

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 13, 2020 Filed Mar 16, 2020 23:12 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,177 $19.16 $22,551.32
Disclosure

SEC source: 0001562180-20-002552 · primarydocument.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,066

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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April 26, 2019 Filed Apr 29, 2019 16:15 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,000 $27.59 $55,180.00
Disclosure

SEC source: 0001179110-19-005248 · edgar.xml · nonDerivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,243

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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April 25, 2019 Filed Apr 29, 2019 16:15 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 18,324 $27.39 $501,894.36
Disclosure

SEC source: 0001179110-19-005248 · edgar.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,243

F1 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 19, 2019 Filed Mar 21, 2019 17:08 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,052 $24.29 $25,553.08
Disclosure

SEC source: 0001179110-19-004134 · edgar.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,286

F1 · shares: Shares withheld by Zumiez inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 18, 2019 Filed Mar 22, 2019 15:03 UTC Zumiez Inc ZUMZ · Entity 5948 GrantOptions (right to buy) · Derivative 31,328 $0.00 Strike: $24.54 $0.00
Disclosure

SEC source: 0001179110-19-004163 · edgar.xml · derivative · entry 2

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,328

Underlying: Common Stock · 31,328 shares

Expires 2029-03-18

F3 · shares: Options subject to this grant vest over a 4-year period in equal installments.

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March 18, 2019 Filed Mar 22, 2019 15:03 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 15,281 $24.54 $374,995.74
Disclosure

SEC source: 0001179110-19-004163 · edgar.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,567

F1 · shares: The shares acquired represent a grant of restricted stock that will vest over 3 years.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

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March 14, 2019 Filed Mar 18, 2019 18:07 UTC Zumiez Inc ZUMZ · Entity 5948 Tax withholdingCommon Stock 1,041 $23.68 $24,650.88
Disclosure

SEC source: 0001179110-19-003974 · edgar.xml · nonDerivative · entry 1

Brown Troy R. · CIK 0001577519 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,338

F1 · shares: Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

F2 · balance_after: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.