Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GE HealthCare Technologies Inc.GEHC · Entity 1711 | Director | December 14, 2022 | December 14, 2022 |
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | March 01, 2024 | March 05, 2024 |
| Merck & Co., Inc.MRK · Entity 2807 | EVP, General Counsel | February 27, 2018 | March 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GE HealthCare Technologies Inc.
Report date December 14, 2022 · Filed December 14, 2022
This filing explicitly reported no securities owned.
GENERAL ELECTRIC CO
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,178 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 21,894 · Balance 78,178 F1: Settlement of performance rights granted on March 1, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 68,098 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 10,080 · Balance 68,098 |
| Common StockSEC Table I · non-derivative | Direct | 89,221 |
Reported balance
After 2024-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-01 · Exercise / conversion · Acquired 21,123 · Balance 89,221 |
| Common StockSEC Table I · non-derivative | Direct | 80,260 |
Reported balance
After 2024-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-01 · Tax withholding · Disposed 8,961 · Balance 80,260 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-01 · Exercise / conversion · Disposed 21,123 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the grant agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance rights granted on March 1, 2021.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the grant agreement.
Merck & Co., Inc.
Report date February 27, 2018 · Filed March 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,786.227 |
Reported balance
After 2018-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-27 · Grant · Acquired 20,694 · Balance 69,786.227 F1: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/15. Performance shares were paid out at 138 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2017. F2: Holdings include shares acquired in dividend reinvestment transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/15. Performance shares were paid out at 138 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2017.
F2: Holdings include shares acquired in dividend reinvestment transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2021 Filed Apr 27, 2021 20:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,708 | $13.49 | $211,900.92 |
DisclosureSEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,486 Read SEC document |
| April 24, 2021 Filed Apr 27, 2021 20:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 00:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-21-000091 · edgar.xml · derivative · entry 3 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires 2021-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 00:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,224 | $13.17 | $160,990.08 |
DisclosureSEC source: 0001231205-21-000091 · edgar.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,856 Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 00:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-21-000091 · edgar.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 159,574 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001231205-21-000071 · edgar.xml · derivative · entry 3 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,574 Underlying: Common Stock · 159,574 shares Expires 2031-03-01 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 46,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-21-000071 · edgar.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,257 Underlying: Common Stock · 46,257 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 14:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 578,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000133 · edgar.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,704 Underlying: Common Stock · 578,704 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 86,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · derivative · entry 6 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,699 Underlying: Common Stock · 86,698 shares Expires 2020-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 35,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · derivative · entry 5 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 Underlying: Common Stock · 35,338 shares Expires 2020-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 38,538 | $6.42 | $247,413.96 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 4 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,580 Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 86,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 3 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,708 | $6.42 | $100,845.36 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,420 Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 224,796 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001231205-20-000057 · edgar.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,796 Underlying: Common Stock · 224,796 shares Expires 2030-03-02 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 44,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-20-000057 · edgar.xml · derivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,898 Underlying: Common Stock · 44,898 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 86,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · derivative · entry 6 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,397 Underlying: Common Stock · 86,698 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 35,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · derivative · entry 5 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,676 Underlying: Common Stock · 35,338 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 38,538 | $9.27 | $357,247.26 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · nonDerivative · entry 4 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,790 Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 86,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · nonDerivative · entry 3 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,708 | $9.27 | $145,613.16 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630 Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000115 · edgar.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 232,400 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001231205-19-000079 · edgar.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,400 Underlying: Common Stock · 232,400 shares Expires 2029-03-19 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000079 · edgar.xml · derivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 351,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001206774-18-001403 · holston3413351_form4.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,900 Underlying: Common Stock · 351,900 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 800,000 | $0.00 Strike: $14.68 | $0.00 |
DisclosureSEC source: 0001206774-18-001403 · holston3413351_form4.xml · derivative · entry 1 Holston Michael J · CIK 0001390613 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2028-04-24 F1 · derivative.exercise_date: The Stock Options become exercisable in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 00:33 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantCommon Stock | 20,694 | $54.72 | $1,132,375.68 |
DisclosureSEC source: 0001225208-18-005017 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,786.227 F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/15. Performance shares were paid out at 138 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2017. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| January 16, 2018 Filed Jan 16, 2018 22:13 UTC | Merck & Co., Inc. MRK · Entity 2807 | SaleCommon Stock | 12,500 | $61.63 | $770,375.00 |
DisclosureSEC source: 0001225208-18-001053 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,092.227 F1 · kind: The sale reported in this Form 4 is made pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:42 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantStock Option (right to buy) · Derivative | 94,151 | $0.00 Strike: $63.97 | $0.00 |
DisclosureSEC source: 0001225208-17-009430 · doc4.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,151 Underlying: Common Stock · 94,151 shares Expires 2027-05-04 F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/5/2018, 5/5/2019 and 5/5/2020. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:46 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantCommon Stock | 12,159 | $65.85 | $800,670.15 |
DisclosureSEC source: 0001225208-17-005088 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,439.227 F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/14. Performance shares were paid out at 158 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2016. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| February 27, 2017 Filed Apr 10, 2017 19:21 UTC Amendment | Merck & Co., Inc. MRK · Entity 2807 | GrantCommon Stock | 11,312 | $65.85 | $744,895.20 |
DisclosureSEC source: 0001225208-17-007832 · doc4a.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,592.227 F1 · shares: The Amended Form 4 is being filed to correct an administrative error with regard to the number of shares withheld for payment of taxes on the 2/27/17 vesting of performance share units. The number of securities beneficially owned following the reported transaction should have been reported as 61,592.2270, and includes shares acquired in dividend reinvestment transactions. F1 · balance_after: The Amended Form 4 is being filed to correct an administrative error with regard to the number of shares withheld for payment of taxes on the 2/27/17 vesting of performance share units. The number of securities beneficially owned following the reported transaction should have been reported as 61,592.2270, and includes shares acquired in dividend reinvestment transactions. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 36,680 | $0.00 Strike: $58.22 | $0.00 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · derivative · entry 6 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,341 Underlying: Common Stock · 36,680 shares Expires 2024-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in equal installments on 5/9/2015, 5/9/2016 and 5/9/2017. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 41,279 | $0.00 Strike: $59.86 | $0.00 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · derivative · entry 5 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,560 Underlying: Common Stock · 41,279 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in equal installments on 5/1/2016, 5/1/2017 and 5/1/2018. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | SaleCommon Stock | 77,959 | $64.00 | $4,989,586.49 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · nonDerivative · entry 4 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,280.227 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.0000 to $64.0300, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | SaleCommon Stock | 14,000 | $63.69 | $891,665.60 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · nonDerivative · entry 3 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,239.227 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5100 to $63.8900, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionCommon Stock | 36,680 | $58.22 | $2,135,509.60 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,239.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:35 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionCommon Stock | 41,279 | $59.86 | $2,470,960.94 |
DisclosureSEC source: 0001225208-17-002445 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,559.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 57,079 | $0.00 Strike: $44.28 | $0.00 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · derivative · entry 6 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,079 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in equal installments on 8/1/2013, 8/1/2014 and 8/1/2015. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantStock Option (right to buy) · Derivative | 149,406 | $0.00 Strike: $54.68 | $0.00 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · derivative · entry 5 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,406 Underlying: Common Stock · 149,406 shares Expires 2026-05-09 F3 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/10/2017, 5/10/2018 and 5/10/2019. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 42,942 | $0.00 Strike: $44.98 | $0.00 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · derivative · entry 4 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,942 shares Expires 2023-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in equal installments on 5/6/2014, 5/6/2015 and 5/6/2016. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | SaleCommon Stock | 100,021 | $54.50 | $5,451,144.50 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · nonDerivative · entry 3 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,280.227 F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionCommon Stock | 42,942 | $44.98 | $1,931,531.16 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,301.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2016 Filed May 12, 2016 15:39 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionCommon Stock | 57,079 | $44.28 | $2,527,458.12 |
DisclosureSEC source: 0001225208-16-033209 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,359.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 17:38 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantCommon Stock | 11,443 | $50.77 | $580,961.11 |
DisclosureSEC source: 0001225208-16-027763 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,081.319 F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance share units granted on 03/29/2013. Performance shares were paid out at 105 percent of target awards. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| August 01, 2015 Filed Aug 4, 2015 18:41 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionRestricted Stock Unit · Derivative | 22,584 | $58.96 | $1,331,552.64 |
DisclosureSEC source: 0001225208-15-016367 · doc4.xml · derivative · entry 3 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,584 shares Expires 2015-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock. Read SEC document |
| August 01, 2015 Filed Aug 4, 2015 18:41 UTC | Merck & Co., Inc. MRK · Entity 2807 | Tax withholdingCommon Stock | 10,168 | $58.96 | $599,505.28 |
DisclosureSEC source: 0001225208-15-016367 · doc4.xml · nonDerivative · entry 2 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,416 Read SEC document |
| August 01, 2015 Filed Aug 4, 2015 18:41 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionCommon Stock | 22,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-016367 · doc4.xml · nonDerivative · entry 1 Holston Michael J · CIK 0001390613 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2015 Filed May 5, 2015 20:46 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantStock Option (right to buy) · Derivative | 123,839 | $0.00 Strike: $59.86 | $0.00 |
DisclosureSEC source: 0001225208-15-011282 · doc4.xml · derivative · entry 2 Holston Michael J · CIK 0001390613 · EVP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,839 Underlying: Common Stock · 123,839 shares Expires 2025-04-30 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/1/2016, 5/1/2017 and 5/1/2018. Read SEC document |
| April 29, 2015 Filed Apr 29, 2015 22:01 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 114,154 | $0.00 Strike: $44.28 | $0.00 |
DisclosureSEC source: 0001225208-15-010604 · doc4.xml · derivative · entry 5 Holston Michael J · CIK 0001390613 · EVP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,079 Underlying: Common Stock · 114,154 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in equal installments on 8/1/2013, 8/1/2014 and 8/1/2015. Read SEC document |
| April 29, 2015 Filed Apr 29, 2015 22:01 UTC | Merck & Co., Inc. MRK · Entity 2807 | Exercise / conversionStock Option (right to buy) · Derivative | 21,470 | $0.00 Strike: $44.98 | $0.00 |
DisclosureSEC source: 0001225208-15-010604 · doc4.xml · derivative · entry 4 Holston Michael J · CIK 0001390613 · EVP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,942 Underlying: Common Stock · 21,470 shares Expires 2023-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable in equal installments on 5/6/2014, 5/6/2015 and 5/6/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.