Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | April 25, 2023 | April 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date April 25, 2023 · Filed April 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.47 · Expires 2023-06-16 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-25 · Disposition to issuer · Disposed 5,840 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.47 · Expires 2026-06-16 | Direct | 5,840 |
Reported balance
After 2023-04-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-04-25 · Grant · Acquired 5,840 · Balance 5,840 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.83 · Expires 2024-06-21 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-04-25 · Disposition to issuer · Disposed 7,150 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.83 · Expires 2027-06-21 | Direct | 7,150 |
Reported balance
After 2023-04-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-04-25 · Grant · Acquired 7,150 · Balance 7,150 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.14 · Expires 2025-06-12 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-04-25 · Disposition to issuer · Disposed 7,941 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.14 · Expires 2028-06-12 | Direct | 7,941 |
Reported balance
After 2023-04-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-04-25 · Grant · Acquired 7,941 · Balance 7,941 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.64 · Expires 2023-06-16 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-04-25 · Disposition to issuer · Disposed 11,680 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.64 · Expires 2026-06-16 | Direct | 11,680 |
Reported balance
After 2023-04-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-04-25 · Grant · Acquired 11,680 · Balance 11,680 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2024-06-21 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-04-25 · Disposition to issuer · Disposed 14,300 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2027-06-21 | Direct | 14,300 |
Reported balance
After 2023-04-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-04-25 · Grant · Acquired 14,300 · Balance 14,300 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.07 · Expires 2025-06-12 | Direct | 0 |
Reported balance
After 2023-04-25 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-04-25 · Disposition to issuer · Disposed 15,882 · Balance 0 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.07 · Expires 2028-06-12 | Direct | 15,882 |
Reported balance
After 2023-04-25 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-04-25 · Grant · Acquired 15,882 · Balance 15,882 F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Class C | 24 | $28.05 | $673.20 |
DisclosureSEC source: 0001570585-16-000830 · wf-form4_147561749724909.xml · nonDerivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,713 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016. F2 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Class A | 12 | $27.59 | $331.08 |
DisclosureSEC source: 0001570585-16-000830 · wf-form4_147561749724909.xml · nonDerivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016. F2 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Class C | 481 | $33.04 | $15,892.24 |
DisclosureSEC source: 0001570585-16-000830 · wf-form4_147561749724909.xml · nonDerivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,130 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Class A | 237 | $34.18 | $8,100.66 |
DisclosureSEC source: 0001570585-16-000830 · wf-form4_147561749724909.xml · nonDerivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,643 F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 728 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 10 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728 Underlying: LiLAC Class A · 728 shares Expires 2023-06-16 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 536 | $0.00 Strike: $53.50 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 9 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: LiLAC Class A · 536 shares Expires 2022-06-25 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 712 | $0.00 Strike: $41.43 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 8 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 Underlying: LiLAC Class A · 712 shares Expires 2021-06-26 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 578 | $0.00 Strike: $35.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 7 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578 Underlying: LiLAC Class A · 578 shares Expires 2020-06-28 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 248 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 6 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248 Underlying: LiLAC Class A · 248 shares Expires 2022-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 130 | $0.00 Strike: $20.02 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 5 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: LiLAC Class A · 130 shares Expires 2021-06-21 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 368 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 Underlying: LiLAC Class A · 368 shares Expires 2020-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: LiLAC Class A · 1,310 shares Expires 2019-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $15.79 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: LiLAC Class A · 1,310 shares Expires 2018-06-12 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $18.99 | $0.00 |
DisclosureSEC source: 0001570585-16-000917 · wf-form4_147864511548784.xml · derivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: LiLAC Class A · 1,310 shares Expires 2017-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,419 | $0.00 Strike: $41.47 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 13 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: LiLAC Class C · 1,419 shares Expires 2021-06-26 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 129 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 12 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 Underlying: LiLAC Class C · 129 shares Expires 2021-06-21 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 270 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 11 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270 Underlying: LiLAC Class C · 270 shares Expires 2021-06-21 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 575 | $0.00 Strike: $36.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 10 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Underlying: LiLAC Class C · 575 shares Expires 2020-06-28 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,245 | $0.00 Strike: $33.58 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 9 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: LiLAC Class C · 1,245 shares Expires 2020-06-28 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 732 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 8 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: LiLAC Class C · 732 shares Expires 2020-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 366 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 7 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 Underlying: LiLAC Class C · 366 shares Expires 2020-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 6 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2019-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 5 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: LiLAC Class C · 2,608 shares Expires 2019-06-17 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $15.53 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: LiLAC Class C · 2,608 shares Expires 2018-06-12 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $16.24 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2018-06-12 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $19.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2017-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $18.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000919 · wf-form4_147864515185882.xml · derivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: LiLAC Class C · 2,608 shares Expires 2017-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,457 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001570585-16-000918 · wf-form4_147864513514342.xml · derivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: LiLAC Class C · 1,457 shares Expires 2023-06-16 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,066 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001570585-16-000918 · wf-form4_147864513514342.xml · derivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066 Underlying: LiLAC Class C · 1,066 shares Expires 2022-06-25 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 247 | $0.00 Strike: $23.87 | $0.00 |
DisclosureSEC source: 0001570585-16-000918 · wf-form4_147864513514342.xml · derivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247 Underlying: LiLAC Class C · 247 shares Expires 2022-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:45 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 511 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-16-000918 · wf-form4_147864513514342.xml · derivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511 Underlying: LiLAC Class C · 511 shares Expires 2022-06-19 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 01, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiLAC Class C | 367 | $42.85 | $15,725.95 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 7 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,269 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. F3 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| June 01, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 700 | $36.05 | $25,235.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 6 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,695 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| April 18, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 2,700 | $37.91 | $102,357.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 5 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,395 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| March 08, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 1,400 | $36.06 | $50,484.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 4 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,672 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| February 22, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 2,800 | $36.95 | $103,460.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 3 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,472 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| January 05, 2016 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 1,850 | $40.25 | $74,462.50 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 2 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,272 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. Read SEC document |
| June 23, 2015 Filed Jun 23, 2017 17:39 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 5,900 | $53.46 | $315,414.00 |
DisclosureSEC source: 0001570585-17-000212 · wf-form4_149825396089389.xml · nonDerivative · entry 1 DICK JOHN W · CIK 0001145585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,998 F1 · kind: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions. F2 · balance_after: On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.