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DICK JOHN W

Disclosed activity across 1 company

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114149
SEC CIK
0001145585

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Liberty Global Ltd.LBTY · Entity 4116DirectorApril 25, 2023April 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liberty Global Ltd.

Report date April 25, 2023 · Filed April 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.47 · Expires 2023-06-16Direct0 Reported balance After 2023-04-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-04-25 · Disposition to issuer · Disposed 5,840 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.47 · Expires 2026-06-16Direct5,840 Reported balance After 2023-04-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-04-25 · Grant · Acquired 5,840 · Balance 5,840

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.83 · Expires 2024-06-21Direct0 Reported balance After 2023-04-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-04-25 · Disposition to issuer · Disposed 7,150 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.83 · Expires 2027-06-21Direct7,150 Reported balance After 2023-04-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-04-25 · Grant · Acquired 7,150 · Balance 7,150

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.14 · Expires 2025-06-12Direct0 Reported balance After 2023-04-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-04-25 · Disposition to issuer · Disposed 7,941 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.14 · Expires 2028-06-12Direct7,941 Reported balance After 2023-04-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-04-25 · Grant · Acquired 7,941 · Balance 7,941

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.64 · Expires 2023-06-16Direct0 Reported balance After 2023-04-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-04-25 · Disposition to issuer · Disposed 11,680 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.64 · Expires 2026-06-16Direct11,680 Reported balance After 2023-04-25 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-04-25 · Grant · Acquired 11,680 · Balance 11,680

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2024-06-21Direct0 Reported balance After 2023-04-25 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-04-25 · Disposition to issuer · Disposed 14,300 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2027-06-21Direct14,300 Reported balance After 2023-04-25 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-04-25 · Grant · Acquired 14,300 · Balance 14,300

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.07 · Expires 2025-06-12Direct0 Reported balance After 2023-04-25 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-04-25 · Disposition to issuer · Disposed 15,882 · Balance 0

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.07 · Expires 2028-06-12Direct15,882 Reported balance After 2023-04-25 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-04-25 · Grant · Acquired 15,882 · Balance 15,882

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 15,882 Not disclosed Strike: $29.07 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 12

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,882

Underlying: Class C Ordinary Shares · 15,882 shares

Expires 2028-06-12

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 15,882 Not disclosed Strike: $29.07 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 11

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 15,882 shares

Expires 2025-06-12

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 14,300 Not disclosed Strike: $27.85 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 10

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,300

Underlying: Class C Ordinary Shares · 14,300 shares

Expires 2027-06-21

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 14,300 Not disclosed Strike: $27.85 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 9

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 14,300 shares

Expires 2024-06-21

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 11,680 Not disclosed Strike: $29.64 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 8

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,680

Underlying: Class C Ordinary Shares · 11,680 shares

Expires 2026-06-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 11,680 Not disclosed Strike: $29.64 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 7

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 11,680 shares

Expires 2023-06-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 7,941 Not disclosed Strike: $30.14 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 6

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,941

Underlying: Class A Ordinary Shares · 7,941 shares

Expires 2028-06-12

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 7,941 Not disclosed Strike: $30.14 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 5

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 7,941 shares

Expires 2025-06-12

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 7,150 Not disclosed Strike: $28.83 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Class A Ordinary Shares · 7,150 shares

Expires 2027-06-21

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 7,150 Not disclosed Strike: $28.83 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 7,150 shares

Expires 2024-06-21

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 5,840 Not disclosed Strike: $30.47 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,840

Underlying: Class A Ordinary Shares · 5,840 shares

Expires 2026-06-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:01 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 5,840 Not disclosed Strike: $30.47 Not disclosed
Disclosure

SEC source: 0001570585-23-000140 · wf-form4_168262928583872.xml · derivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,840 shares

Expires 2023-06-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 4,098 $0.00 Strike: $18.49 $0.00
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · derivative · entry 10

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 4,098 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 1,981 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · derivative · entry 9

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 1,981 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option A (right to buy) · Derivative 1,989 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · derivative · entry 8

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,989 shares

Expires 2022-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 13,861 $0.00 Strike: $23.21 $0.00
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · derivative · entry 7

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861

Underlying: Class C Ordinary Shares · 13,861 shares

Expires 2032-06-15

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 6,931 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · derivative · entry 6

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,931

Underlying: Class A Ordinary Shares · 6,931 shares

Expires 2032-06-15

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass C Ordinary Shares 6,079 $23.09 $140,364.72
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · nonDerivative · entry 5

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,385

F2 · price: The price reflects a weighted average of sales made at prices ranging from $23.01 to $23.18. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 4,098 $18.49 $75,772.02
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · nonDerivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 1,981 $19.03 $37,698.43
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · nonDerivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass A Ordinary Shares 1,989 $21.88 $43,526.28
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,678

F1 · price: The price reflects a weighted average of sales made at prices ranging from $21.86 to $21.93. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass A Ordinary Shares 1,989 $19.28 $38,347.92
Disclosure

SEC source: 0001570585-22-000182 · wf-form4_165550113728814.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:16 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass C Ordinary Shares 756 $27.04 $20,442.24
Disclosure

SEC source: 0001570585-21-000262 · wf-form4_162526055790035.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,385

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:16 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass A Ordinary Shares 378 $27.16 $10,266.48
Disclosure

SEC source: 0001570585-21-000262 · wf-form4_162526055790035.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,678

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on June 30, 2021.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 13,795 $0.00 Strike: $27.82 $0.00
Disclosure

SEC source: 0001570585-21-000237 · wf-form4_162431168528055.xml · derivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,795

Underlying: Class C Ordinary Shares · 13,795 shares

Expires 2031-06-16

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 6,898 $0.00 Strike: $27.82 $0.00
Disclosure

SEC source: 0001570585-21-000237 · wf-form4_162431168528055.xml · derivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,898

Underlying: Class A Ordinary Shares · 6,898 shares

Expires 2031-06-16

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 1,041 $0.00 Strike: $16.42 $0.00
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · derivative · entry 8

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 1,041 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 2,166 $0.00 Strike: $15.85 $0.00
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · derivative · entry 7

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 2,166 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option A (right to buy) · Derivative 1,045 $0.00 Strike: $16.64 $0.00
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · derivative · entry 6

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,045 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass C Ordinary Shares 3,207 $27.89 $89,446.76
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · nonDerivative · entry 5

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,629

F1 · price: The price reflects a weighted average of sales made at prices ranging from $27.89 to $27.90. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 1,041 $16.42 $17,093.22
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · nonDerivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 2,166 $15.85 $34,331.10
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · nonDerivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass A Ordinary Shares 1,045 $28.00 $29,260.00
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,300

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:27 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass A Ordinary Shares 1,045 $16.64 $17,388.80
Disclosure

SEC source: 0001570585-21-000231 · wf-form4_162396522096882.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 8,548 Not disclosed Strike: $41.41 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 8

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

Underlying: Class C Ordinary Shares · 8,548 shares

Expires 2025-06-25

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 8,548 Not disclosed Strike: $41.41 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 7

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 8,548 shares

Expires 2022-06-25

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 4,303 Not disclosed Strike: $44.46 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 6

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303

Underlying: Class A Ordinary Shares · 4,303 shares

Expires 2025-06-25

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 4,303 Not disclosed Strike: $44.46 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 5

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 4,303 shares

Expires 2022-06-25

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 11,379 Not disclosed Strike: $33.06 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Underlying: Class C Ordinary Shares · 11,379 shares

Expires 2024-06-26

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 11,379 Not disclosed Strike: $33.06 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 11,379 shares

Expires 2021-06-26

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 5,716 Not disclosed Strike: $34.44 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716

Underlying: Class A Ordinary Shares · 5,716 shares

Expires 2024-06-26

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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April 13, 2021 Filed Apr 15, 2021 17:43 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 5,716 Not disclosed Strike: $34.44 Not disclosed
Disclosure

SEC source: 0001570585-21-000127 · wf-form4_161852298714492.xml · derivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,716 shares

Expires 2021-06-26

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

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March 31, 2021 Filed Apr 2, 2021 15:13 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass C Ordinary Shares 800 $25.54 $20,432.00
Disclosure

SEC source: 0001570585-21-000079 · wf-form4_161739071461124.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,629

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 15:13 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass A Ordinary Shares 400 $25.66 $10,264.00
Disclosure

SEC source: 0001570585-21-000079 · wf-form4_161739071461124.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,300

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on March 31, 2021.

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December 31, 2020 Filed Jan 5, 2021 17:28 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass C Ordinary Shares 768 $23.65 $18,163.20
Disclosure

SEC source: 0001570585-21-000007 · wf-form4_160988572633167.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,829

F1 · acquired: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 31, 2020.

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December 31, 2020 Filed Jan 5, 2021 17:28 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass A Ordinary Shares 384 $24.22 $9,300.48
Disclosure

SEC source: 0001570585-21-000007 · wf-form4_160988572633167.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,900

F1 · acquired: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 31, 2020.

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September 30, 2020 Filed Oct 2, 2020 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass C Ordinary Shares 868 $20.54 $17,828.72
Disclosure

SEC source: 0001570585-20-000281 · wf-form4_160167391600455.xml · nonDerivative · entry 2

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,061

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2020.

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September 30, 2020 Filed Oct 2, 2020 17:25 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantClass A Ordinary Shares 434 $21.01 $9,118.34
Disclosure

SEC source: 0001570585-20-000281 · wf-form4_160167391600455.xml · nonDerivative · entry 1

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,516

F1 · shares: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2020.

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June 30, 2020 Filed Jul 2, 2020 17:34 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 17,543 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001570585-20-000217 · wf-form4_159372560565748.xml · derivative · entry 4

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,543

Underlying: Class C Ordinary Shares · 17,543 shares

Expires 2030-06-30

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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June 30, 2020 Filed Jul 2, 2020 17:34 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 8,772 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001570585-20-000217 · wf-form4_159372560565748.xml · derivative · entry 3

DICK JOHN W · CIK 0001145585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Class A Ordinary Shares · 8,772 shares

Expires 2030-06-30

F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.