Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHSTREAM INCHSTM · Entity 5059 | President and COO | April 27, 2023 | April 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHSTREAM INC
Report date April 27, 2023 · Filed April 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock HoldingSEC Table I · non-derivative | Direct | 179,165 |
Ending reported balance
After 2023-04-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-04-27 · Sale · Disposed 15,150 · Balance 185,165 F1: This transaction was executed in multiple trades at prices ranging from $24.80 to $25.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 2 · 2023-04-27 · Gift · Disposed 6,000 · Balance 179,165 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $24.80 to $25.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,750 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 10 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 9 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 8 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 7 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 6 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 5 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 4 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 3 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 25,000 | $7.66 | $191,500.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · nonDerivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 14:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 20,000 | $3.58 | $71,600.00 |
DisclosureSEC source: 0001209191-18-003512 · doc4.xml · nonDerivative · entry 1 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 6 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,814 Underlying: Common Stock · 849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 894 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 5 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906 Underlying: Common Stock · 894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 4 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 3 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 1,413 | $23.90 | $33,770.70 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · nonDerivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,714 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:49 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 4,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021906 · doc4.xml · nonDerivative · entry 1 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 4,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021273 · doc4.xml · derivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Underlying: Common Stock · 4,859 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 20:30 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001209191-17-009933 · doc4.xml · derivative · entry 2 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 20:30 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 6,000 | $2.01 | $12,060.00 |
DisclosureSEC source: 0001209191-17-009933 · doc4.xml · nonDerivative · entry 1 PEARSON J EDWARD · CIK 0001249921 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.