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Brown J McCauley

Disclosed activity across 2 companies

Tapewire entity
114067
SEC CIK
0001351766

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Stock Yards Bancorp, Inc.SYBT · Entity 2761DirectorApril 28, 2023May 01, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Stock Yards Bancorp, Inc.

Report date April 28, 2023 · Filed May 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrust Directors' Deferred Comp Plan4,220 Reported balance After 2023-04-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-04-28 · Grant · Acquired 8.23 · Balance 4,220

F1: Includes shares acquired through automatic dividend reinvestment.

Common StockSEC Table I · non-derivativeDirect7,667 Reported balance Holding disclosure · report date 2023-04-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 7,667

Common StockSEC Table I · non-derivativeIndirectSpouse3,987 Reported balance Holding disclosure · report date 2023-04-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,987

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $24.56 · Expires 2025-08-18Direct1,500 Reported balance Holding disclosure · report date 2023-04-28 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,500

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired through automatic dividend reinvestment.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BROWN FORMAN CORP

Report date December 28, 2016 · Filed March 28, 2017

Section 16 reporting ended · disclosed 2017-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A CommonSEC Table I · non-derivativeIndirectSpouse GRAT46,647 Reported balance After 2016-12-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-12-28 · Gift · Disposed 146,749 · Balance 46,647

Class A CommonSEC Table I · non-derivativeIndirectSpouse GRAT156,888 Reported balance After 2016-12-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2016-12-30 · Gift · Acquired 110,241 · Balance 156,888

Class A CommonSEC Table I · non-derivativeIndirectBy Spouse132,445 Reported balance After 2016-12-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-12-28 · Gift · Acquired 132,011 · Balance 132,445

Class A CommonSEC Table I · non-derivativeIndirectBy Spouse22,204 Reported balance After 2016-12-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2016-12-30 · Gift · Disposed 110,241 · Balance 22,204

Class A CommonSEC Table I · non-derivativeIndirectBy Spouse8,319 Reported balance After 2017-01-03 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2017-01-03 · Gift · Disposed 13,885 · Balance 8,319

Class A CommonSEC Table I · non-derivativeIndirectBy Spouse Irrev Trust116,146 Reported balance After 2016-12-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2016-12-28 · Gift · Acquired 14,738 · Balance 116,146

Class A CommonSEC Table I · non-derivativeDirect17,589 Reported balance After 2017-01-03 transaction · row 7
1 source row

Row 7 · 2017-01-03 · Gift · Acquired 13,885 · Balance 17,589

Class A CommonSEC Table I · non-derivativeIndirectBy Brown Ventures, LLC1,961,790 Reported balance Holding disclosure · report date 2016-12-28 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 1,961,790

Class A CommonSEC Table I · non-derivativeIndirectBy IRA22,920 Reported balance Holding disclosure · report date 2016-12-28 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 22,920

Class A CommonSEC Table I · non-derivativeIndirectBy JMB Irrev Trust363,880 Reported balance Holding disclosure · report date 2016-12-28 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 363,880

Class A CommonSEC Table I · non-derivativeIndirectBy MAE LLC353,796 Reported balance Holding disclosure · report date 2016-12-28 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 353,796

Class A CommonSEC Table I · non-derivativeIndirectBy Spray Trust7,850 Reported balance Holding disclosure · report date 2016-12-28 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 7,850

Class A CommonSEC Table I · non-derivativeIndirectCrummey Trust2,000 Reported balance Holding disclosure · report date 2016-12-28 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 2,000

Class A CommonSEC Table I · non-derivativeIndirectWilliams Trust33,855 Reported balance Holding disclosure · report date 2016-12-28 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 33,855

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2019 Filed Jul 23, 2019 18:34 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 68.064 $34.71 $2,362.50
Disclosure

SEC source: 0001437749-19-014438 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,372.958

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:03 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 33.266 $34.57 $1,150.01
Disclosure

SEC source: 0001437749-19-012477 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,288.721

Read SEC document
May 23, 2019 Filed May 24, 2019 17:09 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 44.977 $34.74 $1,562.50
Disclosure

SEC source: 0001437749-19-010808 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,255.455

Read SEC document
April 30, 2019 Filed May 2, 2019 16:51 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 45.488 $34.35 $1,562.51
Disclosure

SEC source: 0001437749-19-008529 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,210.478

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 18:16 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 35.803 $32.12 $1,149.99
Disclosure

SEC source: 0001437749-19-005577 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,149.873

Read SEC document
February 25, 2019 Filed Feb 27, 2019 13:56 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 53.944 $36.38 $1,962.48
Disclosure

SEC source: 0001437749-19-003446 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,114.07

Read SEC document
January 23, 2019 Filed Jan 25, 2019 16:29 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 57.772 $33.97 $1,962.51
Disclosure

SEC source: 0001437749-19-001304 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,060.125

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:46 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000193 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:46 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 64.323 $30.51 $1,962.49
Disclosure

SEC source: 0001437749-18-022565 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,987.694

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:07 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 63.225 $31.04 $1,962.50
Disclosure

SEC source: 0001437749-18-021393 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,923.371

Read SEC document
October 22, 2018 Filed Oct 23, 2018 19:15 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 59.506 $32.98 $1,962.51
Disclosure

SEC source: 0001437749-18-018601 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,860.146

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:26 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 20.161 $37.20 $749.99
Disclosure

SEC source: 0001437749-18-017313 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,788.272

Read SEC document
August 23, 2018 Filed Aug 27, 2018 12:29 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 50.776 $38.65 $1,962.49
Disclosure

SEC source: 0001437749-18-016150 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,768.111

Read SEC document
July 24, 2018 Filed Jul 25, 2018 15:48 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 61.364 $38.50 $2,362.51
Disclosure

SEC source: 0001437749-18-013725 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,717.335

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 15:33 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 18.797 $39.90 $750.00
Disclosure

SEC source: 0001437749-18-012327 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,646.36

Read SEC document
May 17, 2018 Filed May 18, 2018 17:50 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 49.621 $39.55 $1,962.51
Disclosure

SEC source: 0001437749-18-010327 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,627.563

Read SEC document
April 27, 2018 Filed May 1, 2018 17:37 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 43.945 $38.40 $1,687.49
Disclosure

SEC source: 0001437749-18-008243 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,577.943

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 18:26 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 48.529 $34.00 $1,649.99
Disclosure

SEC source: 0001437749-18-005436 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,524.299

Read SEC document
February 23, 2018 Filed Feb 27, 2018 13:24 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 45.144 $36.55 $1,650.01
Disclosure

SEC source: 0001437749-18-003370 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,475.77

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:29 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 43.307 $38.10 $1,650.00
Disclosure

SEC source: 0001437749-18-001050 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,430.626

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:52 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000102 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:01 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 42.308 $39.00 $1,650.01
Disclosure

SEC source: 0001437749-17-021073 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,379.868

Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:32 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 41.562 $39.70 $1,650.01
Disclosure

SEC source: 0001437749-17-019993 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,337.561

Read SEC document
October 23, 2017 Filed Oct 24, 2017 18:42 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 32.175 $38.85 $1,250.00
Disclosure

SEC source: 0001437749-17-017507 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,295.999

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 14:01 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 46.089 $35.80 $1,649.99
Disclosure

SEC source: 0001437749-17-016231 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,257.506

Read SEC document
August 17, 2017 Filed Aug 18, 2017 15:17 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 36.075 $34.65 $1,250.00
Disclosure

SEC source: 0001437749-17-015008 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,211.417

Read SEC document
July 25, 2017 Filed Jul 27, 2017 17:49 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 55.256 $37.10 $2,050.00
Disclosure

SEC source: 0001437749-17-013177 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,175.342

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
June 23, 2017 Filed Jun 26, 2017 18:25 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 33.852 $36.93 $1,249.99
Disclosure

SEC source: 0001437749-17-011806 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,114.682

Read SEC document
May 18, 2017 Filed May 22, 2017 20:09 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 44.355 $37.20 $1,650.01
Disclosure

SEC source: 0001437749-17-009790 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,080.829

Read SEC document
April 28, 2017 Filed May 1, 2017 19:37 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 42.683 $41.00 $1,750.00
Disclosure

SEC source: 0001437749-17-007602 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,036.474

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:28 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 41.353 $39.90 $1,649.98
Disclosure

SEC source: 0001437749-17-005324 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 989.344

Read SEC document
March 01, 2017 Filed Mar 2, 2017 17:06 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 36.344 $45.40 $1,650.02
Disclosure

SEC source: 0001437749-17-003629 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 947.991

Read SEC document
January 20, 2017 Filed Jan 23, 2017 19:40 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 16.779 $44.70 $750.02
Disclosure

SEC source: 0001437749-17-000966 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 911.647

Read SEC document
January 17, 2017 Filed Jan 19, 2017 16:23 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 GrantCommon Stock 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000844 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:02 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000086 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 13,885 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 7

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,589

Read SEC document
January 03, 2017 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 13,885 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 6

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,319

Read SEC document
December 30, 2016 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 110,241 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 5

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse GRAT

Disclosed balance after: 156,888

Read SEC document
December 30, 2016 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 110,241 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 4

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,204

Read SEC document
December 28, 2016 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 14,738 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Irrev Trust

Disclosed balance after: 116,146

Read SEC document
December 28, 2016 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 132,011 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 2

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 132,445

Read SEC document
December 28, 2016 Filed Mar 28, 2017 20:44 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 146,749 $0.00 $0.00
Disclosure

SEC source: 0000014693-17-000047 · wf-form4_149073382909705.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse GRAT

Disclosed balance after: 46,647

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:23 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 31.351 $46.25 $1,449.98
Disclosure

SEC source: 0001437749-16-043792 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 891.388

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:23 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GiftClass A Common 5,500 $0.00 $0.00
Disclosure

SEC source: 0000014693-16-000253 · wf-form4_148166414015832.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:23 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 PurchaseClass A Common 1,865 $48.00 $89,520.00
Disclosure

SEC source: 0000014693-16-000253 · wf-form4_148166414015832.xml · nonDerivative · entry 2

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Williams Trust

Disclosed balance after: 33,855

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November 18, 2016 Filed Nov 22, 2016 17:44 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 34.543 $42.70 $1,474.99
Disclosure

SEC source: 0001437749-16-042512 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 860.037

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October 20, 2016 Filed Oct 24, 2016 16:25 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 48.334 $33.62 $1,624.99
Disclosure

SEC source: 0001437749-16-040083 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 825.493

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

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October 11, 2016 Filed Oct 13, 2016 20:21 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 OtherClass B Common 26,211 $46.67 $1,223,267.37
Disclosure

SEC source: 0000014693-16-000241 · wf-form4_147639004883619.xml · nonDerivative · entry 13

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown Ventures, LLC

Disclosed balance after: 102,751

F2 · kind: On October 11, 2016, Brown Ventures, LLC exchanged 26,211 Class B shares for 25,000 Class A shares held by a relative of the filing person. The closing prices on October 6, 2016 ($48.93 for Class A and $46.67 for Class B) were used to value the transaction.

F14 · balance_after: Reflects the acquisition of 64,481 additional shares in the August 2016 stock split.

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October 11, 2016 Filed Oct 13, 2016 20:21 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 OtherClass A Common 25,000 $48.93 $1,223,250.00
Disclosure

SEC source: 0000014693-16-000241 · wf-form4_147639004883619.xml · nonDerivative · entry 2

Brown J McCauley · CIK 0001351766 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown Ventures, LLC

Disclosed balance after: 1,961,790

F2 · kind: On October 11, 2016, Brown Ventures, LLC exchanged 26,211 Class B shares for 25,000 Class A shares held by a relative of the filing person. The closing prices on October 6, 2016 ($48.93 for Class A and $46.67 for Class B) were used to value the transaction.

F3 · balance_after: Reflects the acquisition of 968,395 additional shares in the August 2016 stock split.

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September 15, 2016 Filed Sep 19, 2016 16:34 UTC Stock Yards Bancorp, Inc. SYBT · Entity 2761 PurchaseCommon Stock 46.065 $32.02 $1,475.00
Disclosure

SEC source: 0001437749-16-038873 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 773.185

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.