Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRINKS COBCO · Entity 1087 | EVP, CHRO | April 28, 2023 | May 03, 2023 |
| Johnson Controls International plcJCI · Entity 2940 | VP & Chief Human Resources Ofc | November 18, 2016 | November 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRINKS CO
Report date April 28, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Program UnitsSEC Table II · derivative / convertible security | Direct | 12,723.55 |
Reported balance
After 2023-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-28 · Grant · Acquired 131.13 · Balance 12,723.55 F1: Program Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the terms of the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election. F2: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Program Units and credited to the Reporting Person's stock incentive account. F3: The number of Program Units credited to the Reporting Person's account on the transaction date is based upon a share price of $62.85, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Program Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the terms of the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.
F2: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Program Units and credited to the Reporting Person's stock incentive account.
F3: The number of Program Units credited to the Reporting Person's account on the transaction date is based upon a share price of $62.85, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.
Johnson Controls International plc
Report date November 18, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 67,044.69 |
Ending reported balance
After 2016-11-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-18 · Grant · Acquired 6,588.97 · Balance 68,273.69 F1: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Row 2 · 2016-11-21 · Tax withholding · Disposed 1,229 · Balance 67,044.69 |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 64,479.7 |
Reported balance
After 2016-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-18 · Grant · Acquired 19,764.8 · Balance 64,479.7 F1: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. F3: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 401k Plan Trustee | 477.89 |
Reported balance
Holding disclosure · report date 2016-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 477.89 F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.
F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
F3: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 07, 2016
Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,502.401 |
Reported balance
After 2015-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-11-30 · Gift · Disposed 545 · Balance 32,502.401 F1: Includes 646.842 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. |
| Common StockSEC Table I · non-derivative | Direct | 32,694.243 |
Reported balance
After 2016-09-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-09-02 · Tax withholding · Disposed 495 · Balance 32,694.243 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-09-02 · Disposition to issuer · Disposed 32,694.243 · Balance 0 F2: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). |
| Common StockSEC Table I · non-derivative | Direct | 136.57 |
Reported balance
After 2016-09-02 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-09-02 · Exercise / conversion · Acquired 136.57 · Balance 136.57 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2016-09-02 · Disposition to issuer · Disposed 136.57 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan Trust | 0 |
Reported balance
After 2016-09-02 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2016-09-02 · Disposition to issuer · Disposed 500.368 · Balance 0 F2: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.87 · Expires 2019-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-02 · Disposition to issuer · Disposed 11,300 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-02 · Disposition to issuer · Disposed 9,500 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-02 · Disposition to issuer · Disposed 12,500 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-02 · Disposition to issuer · Disposed 16,100 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-02 · Disposition to issuer · Disposed 10,204 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-02 · Disposition to issuer · Disposed 18,661 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4: Fifty percent of the options vest after two years and the remaining 50% vest after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-09-02 · Disposition to issuer · Disposed 24,942 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4: Fifty percent of the options vest after two years and the remaining 50% vest after three years. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 15,383.513 |
Reported balance
After 2016-09-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-09-02 · Exercise / conversion · Disposed 136.57 · Balance 15,383.513 F5: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7: Includes 470.5 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-09-02 · Disposition to issuer · Disposed 15,383.513 · Balance 0 F5: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 646.842 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.
F2: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
F4: Fifty percent of the options vest after two years and the remaining 50% vest after three years.
F5: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.
F6: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
F7: Includes 470.5 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 3,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · derivative · entry 3 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,204.51 Underlying: Ordinary Shares · 3,621 shares Expires not disclosed F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 36,484 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · derivative · entry 2 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,484 Underlying: Ordinary Shares · 36,484 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 32,258 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,368.24 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 3,201 ordinary shares underlying restricted share unitsgranted on October 7, 2016 and the acquisition of 3,202 phantom stock units also on October 7, 2016. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 15,671 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · derivative · entry 5 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,583.51 Underlying: Ordinary Shares · 15,671 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 6,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · derivative · entry 4 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,912.51 Underlying: Ordinary Shares · 6,529 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 15,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · nonDerivative · entry 2 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,590.82 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,920.82 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Restricted Stock Plan · Derivative | 15,383.513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 15 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,383.513 shares Expires not disclosed F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F6 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 136.57 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 14 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,383.513 Underlying: Common Stock · 136.57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F6 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · balance_after: Includes 470.5 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 24,942 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 13 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,942 shares Expires 2025-10-07 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vest after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 18,661 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 12 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,661 shares Expires 2024-11-18 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vest after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 10,204 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 11 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,204 shares Expires 2023-11-19 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 16,100 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 10 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,100 shares Expires 2022-10-05 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 12,500 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 9 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2021-10-07 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 9,500 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 8 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2020-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 11,300 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · derivative · entry 7 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,300 shares Expires 2019-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 500.368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 6 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Trust Disclosed balance after: 0 F2 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 136.57 | $45.45 | $6,207.11 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 5 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 136.57 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 4 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 32,694.243 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 3 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Tax withholdingCommon Stock | 495 | $45.45 | $22,497.75 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 2 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,694.243 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 15,383.51 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 10 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,383.51 Underlying: Ordinary Shares · 15,383.51 shares Expires not disclosed F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. F8 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc. F7 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,942 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 9 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,942 Underlying: Ordinary Shares · 24,942 shares Expires 2025-10-07 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,661 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 8 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,661 Underlying: Ordinary Shares · 18,661 shares Expires 2024-11-18 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,204 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 7 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,204 Underlying: Ordinary Shares · 10,204 shares Expires 2023-11-19 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,100 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 6 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Underlying: Ordinary Shares · 16,100 shares Expires 2022-10-05 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,500 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 5 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares · 12,500 shares Expires 2021-10-07 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,500 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 4 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Underlying: Ordinary Shares · 9,500 shares Expires 2020-10-01 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,300 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · derivative · entry 3 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Ordinary Shares · 11,300 shares Expires 2019-10-01 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · nonDerivative · entry 2 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Plan Trustee Disclosed balance after: 418 F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan. F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 31,392.82 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062142 · form4.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,392.82 F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Read SEC document |
| September 02, 2016 Filed Oct 11, 2016 22:25 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 31,549.24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064653 · form4a.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,549.24 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 31,392.83 ordinary shares in connection with the merger. F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Read SEC document |
| November 30, 2015 Filed Sep 7, 2016 11:12 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | GiftCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062035 · form4.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP, Chief Human Resources Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,502.401 F1 · balance_after: Includes 646.842 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.