Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 12, 2013 | September 16, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 12, 2013 · Filed September 16, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,075,800 |
Ending reported balance
After 2013-09-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-09-12 · Exercise / conversion · Acquired 18,750 · Balance 1,084,922 Row 2 · 2013-09-12 · Tax withholding · Disposed 9,122 · Balance 1,075,800 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2013-09-12 | Direct | 18,750 |
Reported balance
After 2013-09-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-09-12 · Exercise / conversion · Disposed 18,750 · Balance 18,750 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 4,573 |
Reported balance
Holding disclosure · report date 2013-09-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,573 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date May 20, 2024 · Filed May 21, 2024
Section 16 reporting ended · disclosed 2024-05-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2004 Filed Aug 5, 2004 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Disposition to issuerCommon Stock | 10,000 | $32.77 | $327,700.00 |
DisclosureSEC source: 0001231205-04-000130 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,597 Read SEC document |
| August 04, 2004 Filed Aug 5, 2004 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantCommon Stock | 22,800 | $8.50 | $193,800.00 |
DisclosureSEC source: 0001231205-04-000130 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,597 Read SEC document |
| March 14, 2004 Filed Mar 16, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000073 · edgar.xml · derivative · entry 5 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 18,000 shares Expires 2004-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| March 14, 2004 Filed Mar 16, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,461 | $30.57 | $228,082.77 |
DisclosureSEC source: 0001231205-04-000073 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,797 Read SEC document |
| March 14, 2004 Filed Mar 16, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000073 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,730 | $33.35 | $57,695.50 |
DisclosureSEC source: 0001231205-04-000063 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,561 Underlying: Common Stock · 1,730 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000084 · edgar.xml · derivative · entry 3 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000084 · edgar.xml · derivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 180,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000084 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 132,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · derivative · entry 5 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 9,904 | $31.16 | $308,608.64 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 3 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,258 Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 65,424 | $31.00 | $2,028,144.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,162 Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 132,000 | $8.05 | $1,062,600.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000054 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 3,750 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,555 | $28.28 | $43,975.40 |
DisclosureSEC source: 0001231205-03-000054 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,586 Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000054 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000012 · edgar.xml · derivative · entry 3 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 15,000 shares Expires 2003-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $30.07 | $186,975.26 |
DisclosureSEC source: 0001231205-03-000012 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,373 F1 · balance_after: Reporting person also holds 3,241 shares indirectly through a 401(k) plan. Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000012 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2003 Filed Mar 16, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000073 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F2 · derivative.exercise_date: Vesting schedule: Five equal installments of 20% each, beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: Vesting schedule: Five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.