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person · Reporting owner

FERRAIOLI BRIAN K

Disclosed activity across 6 companies

Tapewire entity
113802
SEC CIK
0001221429

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934DirectorJanuary 02, 2018January 04, 2018
Charah Solutions, Inc.CHRA · Entity 111345DirectorMay 17, 2019May 23, 2019
TEAM INCTISI · Entity 6688DirectorMay 13, 2021May 17, 2021
Vistra Corp.VST · Entity 42DirectorMay 03, 2023May 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date January 02, 2018 · Filed January 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,679 Reported balance After 2018-01-02 transaction · row 1
1 source row

Row 1 · 2018-01-02 · Exercise / conversion · Acquired 1,884 · Balance 3,679

F1: The reporting person is reporting the acquisition of shares in accordance with his deferral election for the delivery of shares underlying certain restricted stock units and the proportionate number of dividend equivalent rights relating to those RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-02 · Exercise / conversion · Disposed 1,853 · Balance 0

F2: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect47 Reported balance After 2018-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-02 · Exercise / conversion · Disposed 31 · Balance 47

F3: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is reporting the acquisition of shares in accordance with his deferral election for the delivery of shares underlying certain restricted stock units and the proportionate number of dividend equivalent rights relating to those RSUs.

F2: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

F3: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

Charah Solutions, Inc.

Report date May 17, 2019 · Filed May 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,236 Reported balance After 2019-05-17 transaction · row 1
1 source row

Row 1 · 2019-05-17 · Grant · Acquired 21,552 · Balance 38,236

F1: Acquisition consists of an award of restricted stock units granted under the Charah Solutions, Inc. 2018 Omnibus Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition consists of an award of restricted stock units granted under the Charah Solutions, Inc. 2018 Omnibus Incentive Plan.

TEAM INC

Report date May 13, 2021 · Filed May 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,092 Reported balance After 2021-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-05-13 · Grant · Acquired 10,776 · Balance 27,092

F1: Represents annual stock award for Director compensation.

Filing footnotes · ownership attribution and instrument terms

F1: Represents annual stock award for Director compensation.

Vistra Corp.

Report date May 03, 2023 · Filed May 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,100.61 Reported balance After 2023-05-03 transaction · row 1
1 source row

Row 1 · 2023-05-03 · Grant · Acquired 6,923 · Balance 54,100.61

Common StockSEC Table I · non-derivativeIndirectBy the Brian K. Ferraioli Revocable Trust, dated 11/20/201528,050 Reported balance Holding disclosure · report date 2023-05-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 28,050

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ATLAS TECHNICAL CONSULTANTS, INC.

Report date April 19, 2023 · Filed April 20, 2023

Section 16 reporting ended · disclosed 2023-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect0 Reported balance After 2023-04-19 transaction · row 1
1 source row

Row 1 · 2023-04-19 · Disposition to issuer · Disposed 31,259 · Balance 0

F1: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

F2: At the Effective Time, each Company RSU outstanding as of immediately prior to the Effective Time that is not a Current Year Company RSU was cancelled and converted into the right to receive an amount in cash equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

F3: At the Effective Time, each Current Year Company RSU was converted into a right to receive cash in an amount equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock then subject to such Current Year Company RSU (the "Cash Replacement Award"). Each Cash Replacement Award will be subject to the same terms and conditions (including vesting terms and terms providing for the acceleration of vesting) that apply to the Current Year Company RSU that it has replaced.

Class A common stockSEC Table I · non-derivativeIndirectBy Brian K Ferraioli Revocable Trust0 Reported balance After 2023-04-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-04-19 · Disposition to issuer · Disposed 85,326 · Balance 0

F1: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

F2: At the Effective Time, each Company RSU outstanding as of immediately prior to the Effective Time that is not a Current Year Company RSU was cancelled and converted into the right to receive an amount in cash equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

F3: At the Effective Time, each Current Year Company RSU was converted into a right to receive cash in an amount equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock then subject to such Current Year Company RSU (the "Cash Replacement Award"). Each Cash Replacement Award will be subject to the same terms and conditions (including vesting terms and terms providing for the acceleration of vesting) that apply to the Current Year Company RSU that it has replaced.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

F2: At the Effective Time, each Company RSU outstanding as of immediately prior to the Effective Time that is not a Current Year Company RSU was cancelled and converted into the right to receive an amount in cash equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

F3: At the Effective Time, each Current Year Company RSU was converted into a right to receive cash in an amount equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock then subject to such Current Year Company RSU (the "Cash Replacement Award"). Each Cash Replacement Award will be subject to the same terms and conditions (including vesting terms and terms providing for the acceleration of vesting) that apply to the Current Year Company RSU that it has replaced.

KBR, INC.

Report date February 25, 2017 · Filed February 28, 2017

Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,452 Reported balance After 2017-02-25 transaction · row 1
1 source row

Row 1 · 2017-02-25 · Tax withholding · Disposed 2,657 · Balance 96,452

F1: Represents shares withheld to pay withholding taxes due upon vestings.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to pay withholding taxes due upon vestings.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2023 Filed May 5, 2023 21:02 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 6,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027767 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,100.61

Read SEC document
April 19, 2023 Filed Apr 20, 2023 19:49 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 Disposition to issuerClass A common stock 85,326 $12.25 $1,045,243.50
Disclosure

SEC source: 0001213900-23-031418 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 0

F1 · shares: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

F2 · shares: At the Effective Time, each Company RSU outstanding as of immediately prior to the Effective Time that is not a Current Year Company RSU was cancelled and converted into the right to receive an amount in cash equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

F3 · shares: At the Effective Time, each Current Year Company RSU was converted into a right to receive cash in an amount equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock then subject to such Current Year Company RSU (the "Cash Replacement Award"). Each Cash Replacement Award will be subject to the same terms and conditions (including vesting terms and terms providing for the acceleration of vesting) that apply to the Current Year Company RSU that it has replaced.

F1 · price: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 19:49 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 Disposition to issuerClass A common stock 31,259 $12.25 $382,922.75
Disclosure

SEC source: 0001213900-23-031418 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

F2 · shares: At the Effective Time, each Company RSU outstanding as of immediately prior to the Effective Time that is not a Current Year Company RSU was cancelled and converted into the right to receive an amount in cash equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock subject to such Company RSU as of immediately prior to the Effective Time.

F3 · shares: At the Effective Time, each Current Year Company RSU was converted into a right to receive cash in an amount equal to the product of (i) $12.25 and (ii) the total number of shares of Company Common Stock then subject to such Current Year Company RSU (the "Cash Replacement Award"). Each Cash Replacement Award will be subject to the same terms and conditions (including vesting terms and terms providing for the acceleration of vesting) that apply to the Current Year Company RSU that it has replaced.

F1 · price: Disposed of for $12.25 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated January 30, 2023, by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC, and GI Apple Merger Sub LLC (the "Merger Agreement"). All terms capitalized but not defined shall have the respective meanings given to them in the Merger Agreement.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:15 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A common stock 14,730 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-020065 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

F1 · security: On March 10, 2023 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which will vest on March 10, 2024. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provided in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person within 30 days of the applicable vesting date.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 16:01 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A Common Stock 5,661 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-038858 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,940

F1 · shares: Represents 5,661 Class A Common Stock received in lieu of cash compensation for service as a director pursuant to an election made by the Reporting Person.

F2 · price: The share price utilized to calculate the number of shares issued was the closing price of Atlas Technical Consultants' Common Stock on July 8, 2022, the date on which Directors received their quarterly cash compensation.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 23:00 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 1,750 $22.15 $38,762.50
Disclosure

SEC source: 0001209191-22-038139 · doc4.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 28,050

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:00 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 6,300 $22.60 $142,380.00
Disclosure

SEC source: 0001209191-22-038139 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 26,300

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $22.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:48 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 6,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027252 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,177.61

Read SEC document
April 29, 2022 Filed May 3, 2022 19:53 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A Common Stock 2,480 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-023757 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,279

F1 · shares: Represents 2,480 Class A Common Stock received in lieu of cash compensation for service as a director pursuant to an election made by the Reporting Person.

F2 · price: The share price utilized to calculate the number of shares issued was the closing price of Atlas Technical Consultants' Common Stock on April 29, 2022, the date on which Directors received their quarterly cash compensation.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:10 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A Common Stock 16,529 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-014272 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,799

F1 · security: On March 18, 2022 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which will vest on March 18, 2023. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provided in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person within 30 days of the applicable vesting date.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 16:31 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A Common Stock 3,672 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-002847 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,185

F1 · shares: Represents 3,672 Class A Common Stock received in lieu of cash compensation for service as a director pursuant to an election made by the Reporting Person.

F2 · price: The share price utilized to calculate the number of shares issued was the closing price of Atlas Technical Consultants' Common Stock on January 14, 2022.

Read SEC document
December 15, 2021 Filed Dec 15, 2021 17:33 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 1,000 $7.80 $7,800.00
Disclosure

SEC source: 0001213900-21-065510 · ownership.xml · nonDerivative · entry 3

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 31,652

Read SEC document
December 14, 2021 Filed Dec 15, 2021 17:33 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 2,000 $7.81 $15,620.00
Disclosure

SEC source: 0001213900-21-065510 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 30,652

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $7.73 to $7.89, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 17:33 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 5,000 $8.02 $40,100.00
Disclosure

SEC source: 0001213900-21-065510 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 28,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $7.96 to $8.075, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 20:17 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 4,911 $10.00 $49,110.00
Disclosure

SEC source: 0001213900-21-061691 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 23,652

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:17 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 89 $10.00 $890.00
Disclosure

SEC source: 0001213900-21-061691 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 18,741

Read SEC document
September 14, 2021 Filed Sep 15, 2021 16:53 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 5,750 $9.28 $53,360.00
Disclosure

SEC source: 0001213900-21-048259 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,513

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.24 to $9.30, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 14, 2021 Filed Nov 23, 2021 20:18 UTC Amendment ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 5,750 $9.28 $53,360.00
Disclosure

SEC source: 0001213900-21-061693 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 18,652

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.24 to $9.30, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.direct: Previously, due to an administrative error, the classification of shares as direct ownership was incorrect. The correct classification of these shares is indirect (in trust).

Read SEC document
September 13, 2021 Filed Sep 15, 2021 16:53 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 5,000 $9.65 $48,250.00
Disclosure

SEC source: 0001213900-21-048259 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,763

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.60 to $9.68, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 13, 2021 Filed Nov 23, 2021 20:18 UTC Amendment ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 5,000 $9.65 $48,250.00
Disclosure

SEC source: 0001213900-21-061693 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 12,902

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.60 to $9.68, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.direct: Previously, due to an administrative error, the classification of shares as direct ownership was incorrect. The correct classification of these shares is indirect (in trust).

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:01 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 4,902 $9.86 $48,333.72
Disclosure

SEC source: 0001213900-21-045596 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,763

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.80 to $9.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 26, 2021 Filed Nov 23, 2021 20:21 UTC Amendment ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 4,902 $9.86 $48,333.72
Disclosure

SEC source: 0001213900-21-061695 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 7,902

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.80 to $9.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Atlas Technical Consultants, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.direct: Previously, due to an administrative error, the classification of shares as direct ownership was incorrect. The correct classification of these shares is indirect (in trust).

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May 17, 2021 Filed May 19, 2021 21:12 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 8,000 $15.94 $127,544.00
Disclosure

SEC source: 0001209191-21-034052 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 20,000

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.91 to $15.95, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

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May 13, 2021 Filed May 17, 2021 22:08 UTC TEAM INC TISI · Entity 6688 GrantCommon Stock 10,776 $8.12 $87,501.12
Disclosure

SEC source: 0000318833-21-000068 · wf-form4_162128928238578.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,092

F1 · security: Represents annual stock award for Director compensation.

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May 12, 2021 Filed May 13, 2021 21:23 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 2,000 $16.00 $32,000.00
Disclosure

SEC source: 0001209191-21-032383 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 12,000

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May 07, 2021 Filed May 11, 2021 01:10 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 1,000 $15.65 $15,650.00
Disclosure

SEC source: 0001209191-21-031454 · doc4.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 10,000

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May 06, 2021 Filed May 11, 2021 01:10 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 3,000 $15.75 $47,241.00
Disclosure

SEC source: 0001209191-21-031454 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 9,000

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.57 to $15.93, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

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May 01, 2021 Filed May 5, 2021 01:00 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 8,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030153 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,783.61

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March 03, 2021 Filed Mar 5, 2021 21:32 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 3,000 $16.60 $49,800.00
Disclosure

SEC source: 0001209191-21-018220 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 6,000

Read SEC document
March 03, 2021 Filed Mar 29, 2021 16:31 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A common stock 20,270 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-018303 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,861

F1 · security: On March 3, 2021 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which will vest on March 3, 2022. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provided in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person within 30 days of the applicable vesting date.

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December 21, 2020 Filed Dec 23, 2020 22:09 UTC Vistra Corp. VST · Entity 42 PurchaseCommon Stock 3,000 $17.44 $52,320.00
Disclosure

SEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brian K Ferraioli Revocable Trust, dated 11/20/2015

Disclosed balance after: 3,000

Read SEC document
December 11, 2020 Filed Dec 15, 2020 16:39 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 1,500 $7.00 $10,500.00
Disclosure

SEC source: 0001213900-20-042793 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,591

Read SEC document
December 11, 2020 Filed Dec 15, 2020 16:39 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 1,500 $6.90 $10,350.00
Disclosure

SEC source: 0001213900-20-042793 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,091

Read SEC document
December 11, 2020 Filed Nov 23, 2021 20:23 UTC Amendment ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 1,500 $7.00 $10,500.00
Disclosure

SEC source: 0001213900-21-061697 · ownership.xml · nonDerivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 3,000

F1 · ownership.direct: Previously, due to an administrative error, the classification of shares as direct ownership was incorrect. The correct classification of these shares is indirect (in trust).

Read SEC document
December 11, 2020 Filed Nov 23, 2021 20:23 UTC Amendment ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 PurchaseClass A Common Stock 1,500 $6.90 $10,350.00
Disclosure

SEC source: 0001213900-21-061697 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brian K Ferraioli Revocable Trust

Disclosed balance after: 1,500

F1 · ownership.direct: Previously, due to an administrative error, the classification of shares as direct ownership was incorrect. The correct classification of these shares is indirect (in trust).

Read SEC document
November 15, 2020 Filed Nov 16, 2020 22:30 UTC Amendment TEAM INC TISI · Entity 6688 GrantCommon Stock 6,731 $8.56 $57,617.36
Disclosure

SEC source: 0000318833-20-000118 · wf-form4a_160556578666617.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,316

F1 · security: Represents annual stock award for Director compensation.

F2 · price: This Form 4/A is filed to correct the price.

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November 15, 2020 Filed Nov 16, 2020 20:47 UTC TEAM INC TISI · Entity 6688 GrantCommon Stock 6,731 $13.00 $87,503.00
Disclosure

SEC source: 0000318833-20-000084 · wf-form4_160555961199357.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,316

F1 · security: Represents annual stock award for Director compensation.

Read SEC document
September 30, 2020 Filed Dec 23, 2020 22:09 UTC Vistra Corp. VST · Entity 42 OtherCommon Stock 41.61 $18.66 $776.44
Disclosure

SEC source: 0001209191-20-065048 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,892.61

F1 · shares: Represents shares of common stock acquired pursuant to broker-implemented automatic dividend reinvestment not made as part of a dividend reinvestment plan. Transaction on September 30, 2020 originally qualified for deferred reporting pursuant to Rule 16a-6 of the Securities Exchange Act of 1934.

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May 06, 2020 Filed May 8, 2020 22:07 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028043 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,851

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:06 UTC ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 GrantClass A common stock 21,591 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-007170 · ownership.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,591

F1 · security: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter.

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May 17, 2019 Filed May 21, 2019 14:58 UTC TEAM INC TISI · Entity 6688 GrantCommon Stock 5,617 $15.58 $87,512.86
Disclosure

SEC source: 0001127602-19-019262 · form4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,585

F1 · security: Represents annual stock award for Director compensation.

Read SEC document
May 17, 2019 Filed May 23, 2019 13:53 UTC Charah Solutions, Inc. CHRA · Entity 111345 GrantCommon Stock 21,552 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014488 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,236

F1 · kind: Acquisition consists of an award of restricted stock units granted under the Charah Solutions, Inc. 2018 Omnibus Incentive Plan.

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May 01, 2019 Filed May 3, 2019 20:31 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 5,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027383 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,175

F1 · date: Grants of restricted stock units approved by Issuer's Compensation Committee of Board of Directors on February 25, 2019.

F2 · kind: Restricted stock units grant pursuant to Rule 16b-3(d). The restricted stock units were issued in connection with the Reporting Person's director compensation, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $27.25 on April 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Vistra Energy Corp. common stock. The restricted stock units vest in full on May 1, 2020. Pursuant to the Reporting Person's election under the Vistra Energy Equity Deferred Compensation Plan for Certain Directors, the restricted stock units become payable upon the earlier of June 1, 2022 or the Reporting Person's separation of service as a director.

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August 16, 2018 Filed Aug 20, 2018 19:10 UTC Charah Solutions, Inc. CHRA · Entity 111345 GrantCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022826 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,684

F1 · kind: Acquisition consists of an award of restricted stock units granted under the Charah Solutions, Inc. 2018 Omnibus Incentive Plan.

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June 18, 2018 Filed Jun 20, 2018 21:12 UTC Charah Solutions, Inc. CHRA · Entity 111345 PurchaseCommon Stock 8,350 $12.00 $100,200.00
Disclosure

SEC source: 0000899243-18-017550 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

F1 · kind: These shares of common stock were purchased in the directed share program conducted in connection with Charah Solutions, Inc.'s initial public offering.

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May 17, 2018 Filed May 21, 2018 20:55 UTC TEAM INC TISI · Entity 6688 GrantCommon Stock 3,968 $18.90 $75,014.25
Disclosure

SEC source: 0001127602-18-018291 · form4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968

F1 · security: Represents annual stock award for Director compensation.

Read SEC document
May 01, 2018 Filed May 3, 2018 15:33 UTC Vistra Corp. VST · Entity 42 GrantCommon Stock 6,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027519 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,671

F1 · date: Grants of restricted stock units approved by Issuer's Board of Directors on May 1, 2018.

F2 · kind: The restricted stock units were issued in connection with the Reporting Person's director compensation, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $22.85 on April 30, 2018. Each restricted stock unit represents a contingent right to receive one share of Vistra Energy Corp. common stock. The restricted stock units vest in full on May 1, 2019.

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January 02, 2018 Filed Jan 4, 2018 15:47 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionDividend Equivalent Rights · Derivative 31 Not disclosed Not disclosed
Disclosure

SEC source: 0001644999-18-000002 · edgar.xml · derivative · entry 3

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

Underlying: Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

F3 · price: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock unit grants of which the reporting person elected to defer receipt of the shares underlying the RSU's. Each RSU and DER represent a contingent right to receive one share of BW common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate. The reporting person is reporting the disposition of 31 DERs.

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January 02, 2018 Filed Jan 4, 2018 15:47 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 1,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001644999-18-000002 · edgar.xml · derivative · entry 2

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

F2 · price: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

F2 · derivative.exercise_date: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

F2 · derivative.expiration_date: RSU's vested immediately at the time of grant. The reporting person elected to defer receipt of shares underlying the RSU's. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon the earlier to occur of: (a) six months following the reporting person's termination of service on the Board of Directors; or (b) January 2, 2018. The reporting person is reporting the disposition of the RSU's.

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January 02, 2018 Filed Jan 4, 2018 15:47 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000002 · edgar.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person is reporting the acquisition of shares in accordance with his deferral election for the delivery of shares underlying certain restricted stock units and the proportionate number of dividend equivalent rights relating to those RSUs.

F1 · price: The reporting person is reporting the acquisition of shares in accordance with his deferral election for the delivery of shares underlying certain restricted stock units and the proportionate number of dividend equivalent rights relating to those RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.