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person · Reporting owner

Reynolds Richard VanFleet

Disclosed activity across 2 companies

Tapewire entity
113797
SEC CIK
0001367016

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APOGEE ENTERPRISES, INC.APOG · Entity 5131DirectorDecember 31, 2019January 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APOGEE ENTERPRISES, INC.

Report date December 31, 2019 · Filed January 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct25,609 Reported balance After 2019-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-12-31 · Grant · Acquired 137 · Balance 25,609

F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2: Settled 1-for-1.

F3: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,332 Reported balance After 2019-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-31 · Grant · Acquired 39 · Balance 7,332

F4: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2: Settled 1-for-1.

F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2: Settled 1-for-1.

F3: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F4: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F5: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allison Transmission Holdings Inc

Report date May 03, 2023 · Filed May 05, 2023

Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,044 Reported balance After 2023-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-03 · Exercise / conversion · Acquired 37,044 · Balance 37,044

F1: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2: Includes 33,521 DSUs and 3,523 related dividend equivalents.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-03 · Exercise / conversion · Disposed 4,068 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4: On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-03 · Exercise / conversion · Disposed 3,466 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7: On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-05-03 · Exercise / conversion · Disposed 3,162 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8: On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-05-03 · Exercise / conversion · Disposed 3,628 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F9: On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-05-03 · Exercise / conversion · Disposed 3,185 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-05-03 · Exercise / conversion · Disposed 2,859 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-05-03 · Exercise / conversion · Disposed 2,880 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-05-03 · Exercise / conversion · Disposed 3,600 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F13: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-05-03 · Exercise / conversion · Disposed 2,927 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F14: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-05-03 · Exercise / conversion · Disposed 3,746 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F15: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-03 · Exercise / conversion · Disposed 3,523 · Balance 0

F5: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2: Includes 33,521 DSUs and 3,523 related dividend equivalents.

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4: On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.

F5: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

F7: On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.

F8: On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.

F9: On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.

F10: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

F11: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

F12: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F13: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F14: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

F15: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 12

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F15 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

F15 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 11

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F14 · derivative.exercise_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

F14 · derivative.expiration_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 10

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F13 · derivative.exercise_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F13 · derivative.expiration_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,880 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 9

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F12 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 8

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.exercise_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

F11 · derivative.expiration_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 7

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.exercise_date: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

F10 · derivative.expiration_date: On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,628 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 6

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F9 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.

F9 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,162 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 5

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.exercise_date: On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.

F8 · derivative.expiration_date: On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 4

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7 · derivative.exercise_date: On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.

F7 · derivative.expiration_date: On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 3,523 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 3

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 4,068 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · derivative.exercise_date: On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.

F4 · derivative.expiration_date: On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 37,044 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010370 · form4.xml · nonDerivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2 · shares: Includes 33,521 DSUs and 3,523 related dividend equivalents.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007384 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 166 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023167 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 166 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:36 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 206 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019104 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:31 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013957 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,953

Underlying: Common Stock · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011762 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,521

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $38.70 which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:17 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008296 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,765

Underlying: Common Stock · 163 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 19:45 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 172 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011988 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 18:38 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 157 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000176 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 19:33 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000130 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000102 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,775

Underlying: Common Stock · 2,927 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 19:46 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000082 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000197 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 18:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000160 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 19:02 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 125 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000124 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,759

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 19:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000094 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,848

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $36.11, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:20 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000075 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:28 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 39 $32.50 Strike: $0.00 $1,267.50
Disclosure

SEC source: 0001209191-20-000690 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,332

Underlying: Common Stock · 39 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:28 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 137 $32.50 Strike: $0.00 $4,452.50
Disclosure

SEC source: 0001209191-20-000690 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,609

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 20:08 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000244 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492

Underlying: Common Stock · 71 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 19:07 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 32 $38.99 Strike: $0.00 $1,247.68
Disclosure

SEC source: 0001209191-19-051556 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293

Underlying: Common Stock · 32 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 19:07 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 113 $38.99 Strike: $0.00 $4,405.87
Disclosure

SEC source: 0001209191-19-051556 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,471

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:34 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000203 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 18:50 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 29 $43.44 Strike: $0.00 $1,259.76
Disclosure

SEC source: 0001209191-19-040112 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Underlying: Common Stock · 29 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 18:50 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 101 $43.44 Strike: $0.00 $4,387.44
Disclosure

SEC source: 0001209191-19-040112 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,358

Underlying: Common Stock · 101 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:58 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000159 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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May 09, 2019 Filed May 10, 2019 20:29 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 2,880 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000125 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,248

Underlying: Common Stock · 2,880 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $45.13, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

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March 31, 2019 Filed Apr 2, 2019 23:09 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 33 $37.49 Strike: $0.00 $1,237.17
Disclosure

SEC source: 0001209191-19-022755 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Underlying: Common Stock · 33 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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March 31, 2019 Filed Apr 2, 2019 23:09 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 117 $37.49 Strike: $0.00 $4,386.33
Disclosure

SEC source: 0001209191-19-022755 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,256

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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March 15, 2019 Filed Mar 19, 2019 18:33 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000096 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:01 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 37 $29.85 Strike: $0.00 $1,104.45
Disclosure

SEC source: 0001209191-19-000665 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,198

Underlying: Common Stock · 37 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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December 31, 2018 Filed Jan 3, 2019 16:01 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 131 $29.85 Strike: $0.00 $3,910.35
Disclosure

SEC source: 0001209191-19-000665 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,138

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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November 30, 2018 Filed Dec 4, 2018 20:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 66 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000240 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:48 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 27 $41.32 Strike: $0.00 $1,115.64
Disclosure

SEC source: 0001209191-18-052817 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Stock · 27 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:48 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 94 $41.32 Strike: $0.00 $3,884.08
Disclosure

SEC source: 0001209191-18-052817 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,006

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 19:56 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000181 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:45 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 16 $48.17 Strike: $0.00 $770.72
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 3

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 16 shares

Expires not disclosed

F6 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F7 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F6 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F6 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:45 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantPhantom Stock Units · Derivative 81 $48.17 Strike: $0.00 $3,901.77
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

Underlying: Common Stock · 81 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:45 UTC APOGEE ENTERPRISES, INC. APOG · Entity 5131 GrantRestricted Stock Units · Derivative 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

Underlying: Common Stock · 1,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.