Hienrich Edi

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F4 · kind: Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers and market price are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F2 · kind: The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F2 · kind: The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 19

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 1,677

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 9

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,244

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 8

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

F3 · kind: This transaction includes a sale of 17,493 shares pursuant to reporting persons 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $91.92 to $92.90. The price reported reflects the weighted average sale price of $92.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 7

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244

F3 · kind: This transaction includes a sale of 17,493 shares pursuant to reporting persons 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $90.92 to $91.91. The price reported reflects the weighted average sale price of $91.61. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 24

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,620

Underlying: Common Stock · 655 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2016 and 20% will vest May 9, 2017, and the remaining 60% will vest May 9, 2018.

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 23

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 0

Underlying: Common Stock · 2,723 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 21

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,436

Underlying: Common Stock · 3,359 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2016 and 20% will vest May 9, 2017, and the remaining 60% will vest May 9, 2018.

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 20

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,133 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 18

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,662

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 17

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,768

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 16

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 7,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 15

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,558

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 14

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,745

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 13

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 9,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 6

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,938

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,859

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,983

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 22

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 4,404

Underlying: Common Stock · 2,936 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on each of March 2, 2016 and March 2, 2017, and the remaining 60% will vest March 2, 2018.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 12

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,375

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 11

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 7,333

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 10

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 8,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 40

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 3,464 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The reporting person's wife received 529 shares of common stock upon the net exercise of 3,464 SARs. The reporting person forfeited 2,399 shares of common stock underlying the SARs in payment of the exercise price and 536 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 39

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 5,409 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: The reporting person's wife received 1,298 shares of common stock upon the net exercise of 5,409 SARs. The reporting person forfeited 2,797 shares of common stock underlying the SARs in payment of the exercise price and 1,314 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 38

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 3,472 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person's wife received 664 shares of common stock upon the net exercise of 3,472 SARs. The reporting person forfeited 2,136 shares of common stock underlying the SARs in payment of the exercise price and 672 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 37

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 4,237 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person's wife received 1,548 shares of common stock upon the net exercise of 4,237 SARs . The reporting person forfeited 1,122 shares of common stock underlying the SARs in payment of the exercise price and 1,567 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 36

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 5,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person received 1,016 shares of common stock upon the net exercise of 5,000 SARs. The reporting person forfeited 2,760 shares of common stock underlying the SARs in payment of the exercise price and 1,224 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

F12 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on each of May 7, 2016 and May 7, 2017, and the remaining 60% will vest May 7, 2018.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 35

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,576

Underlying: Common Stock · 13,050 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The reporting person received 3,842 shares of common stock upon the net exercise of 13,050 SARs. The reporting person forfeited 4,586 shares of common stock underlying the SARs in payment of the exercise price and 4,622 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

F11 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on each of March 2, 2016 and March 2, 2017, and the remaining 60% will vest March 2, 2018.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 34

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,697 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person received 1,716 shares of common stock upon the net exercise of 6,697 SARs. The reporting person forfeited 2,915 shares of common stock underlying the SARs in payment of the exercise price and 2,066 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 33

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,245 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 2,687 shares of common stock upon the net exercise of 19,245 SARs . The reporting person forfeited 13,324 shares of common stock underlying the SARs in payment of the exercise price and 3,234 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 32

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,590 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 5,392 shares of common stock upon the net exercise of 24,590 SARs. The reporting person forfeited 12,713 shares of common stock underlying the SARs in payment of the exercise price and 6,485 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 31

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,840 shares of common stock upon the net exercise of 16,250 stock appreciation rights ("SARs"). The reporting person forfeited 9,995 shares of common stock underlying the SARs in payment of the exercise price and 3,415 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 30

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 5,429

F10 · kind: The reporting person's wife received 529 shares of common stock upon the net exercise of 3,464 SARs. The reporting person forfeited 2,399 shares of common stock underlying the SARs in payment of the exercise price and 536 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 29

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 5,965

F10 · kind: The reporting person's wife received 529 shares of common stock upon the net exercise of 3,464 SARs. The reporting person forfeited 2,399 shares of common stock underlying the SARs in payment of the exercise price and 536 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 28

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 8,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The reporting person's wife received 529 shares of common stock upon the net exercise of 3,464 SARs. The reporting person forfeited 2,399 shares of common stock underlying the SARs in payment of the exercise price and 536 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 27

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 4,900

F9 · kind: The reporting person's wife received 1,298 shares of common stock upon the net exercise of 5,409 SARs. The reporting person forfeited 2,797 shares of common stock underlying the SARs in payment of the exercise price and 1,314 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 26

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 6,214

F9 · kind: The reporting person's wife received 1,298 shares of common stock upon the net exercise of 5,409 SARs. The reporting person forfeited 2,797 shares of common stock underlying the SARs in payment of the exercise price and 1,314 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 25

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 9,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: The reporting person's wife received 1,298 shares of common stock upon the net exercise of 5,409 SARs. The reporting person forfeited 2,797 shares of common stock underlying the SARs in payment of the exercise price and 1,314 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 24

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 3,602

F8 · kind: The reporting person's wife received 664 shares of common stock upon the net exercise of 3,472 SARs. The reporting person forfeited 2,136 shares of common stock underlying the SARs in payment of the exercise price and 672 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 23

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 4,274

F8 · kind: The reporting person's wife received 664 shares of common stock upon the net exercise of 3,472 SARs. The reporting person forfeited 2,136 shares of common stock underlying the SARs in payment of the exercise price and 672 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 22

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 6,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person's wife received 664 shares of common stock upon the net exercise of 3,472 SARs. The reporting person forfeited 2,136 shares of common stock underlying the SARs in payment of the exercise price and 672 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 21

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 2,938

F7 · kind: The reporting person's wife received 1,548 shares of common stock upon the net exercise of 4,237 SARs . The reporting person forfeited 1,122 shares of common stock underlying the SARs in payment of the exercise price and 1,567 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 20

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife

Disclosed balance after: 4,505

F7 · kind: The reporting person's wife received 1,548 shares of common stock upon the net exercise of 4,237 SARs . The reporting person forfeited 1,122 shares of common stock underlying the SARs in payment of the exercise price and 1,567 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 19

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 5,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person's wife received 1,548 shares of common stock upon the net exercise of 4,237 SARs . The reporting person forfeited 1,122 shares of common stock underlying the SARs in payment of the exercise price and 1,567 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

SEC source: 0001209191-18-015302 · doc4.xml · nonDerivative · entry 18

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,927

F6 · kind: The reporting person received 1,016 shares of common stock upon the net exercise of 5,000 SARs. The reporting person forfeited 2,760 shares of common stock underlying the SARs in payment of the exercise price and 1,224 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.