person · Reporting owner

Steele Gary

Disclosed activity across 6 companies

Tapewire entity: 11369
SEC CIK: 0001547434

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CISCO SYSTEMS, INC.CSCO · Entity 2802	President, Go-to-Market	September 19, 2024	September 23, 2024
Samsara Inc.IOT · Entity 3218	Director	July 22, 2026	July 24, 2026
UPWORK, INCUPWK · Entity 4876	Director	June 04, 2026	June 08, 2026
VONAGE HOLDINGS CORPVG · Entity 125236	Director	April 01, 2021	April 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CISCO SYSTEMS, INC.

Report date September 19, 2024 · Filed September 23, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	174,962	Reported balance After 2024-09-19 transaction · row 1 1 source row Row 1 · 2024-09-19 · Grant · Acquired 174,962 · Balance 174,962 F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter.
Common StockSEC Table I · non-derivative	IndirectBy Trust	6,447	Reported balance Holding disclosure · report date 2024-09-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 6,447

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter.

Samsara Inc.

Report date July 22, 2026 · Filed July 24, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	21,889	Reported balance After 2026-07-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-07-22 · Grant · Acquired 7,801 · Balance 21,889 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date.

F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

UPWORK, INC

Report date June 04, 2026 · Filed June 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	112,216	Ending reported balance After 2026-06-04 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-04 · Grant · Acquired 6,207 · Balance 91,336 F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2026-06-04 · Grant · Acquired 20,880 · Balance 112,216 F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date.

F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

VONAGE HOLDINGS CORP

Report date April 01, 2021 · Filed April 05, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	60,503	Reported balance After 2021-04-01 transaction · row 1 1 source row Row 1 · 2021-04-01 · Grant · Acquired 2,381 · Balance 60,503

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-08-31 transaction · row 1 1 source row Row 1 · 2021-08-31 · Disposition to issuer · Disposed 66,458 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.00 · Expires 2024-03-26	Direct	Reported balance After 2021-08-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-08-31 · Disposition to issuer · Disposed 84,241 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.49 · Expires 2025-04-06	Direct	Reported balance After 2021-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-08-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.93 · Expires 2026-04-08	Direct	Reported balance After 2021-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-08-31 · Disposition to issuer · Disposed 65,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-08-31 · Disposition to issuer · Disposed 10,650 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-08-31 · Disposition to issuer · Disposed 112,545 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-08-31 · Disposition to issuer · Disposed 16,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-08-31 · Disposition to issuer · Disposed 15,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-08-31 · Disposition to issuer · Disposed 23,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2021-08-31 · Disposition to issuer · Disposed 8,437 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F3: The stock option is fully vested.

F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

SPLUNK INC

Report date March 15, 2024 · Filed March 19, 2024

Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2024-03-18 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2024-03-15 · Grant · Acquired 364,150 · Balance 607,962 F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting. Row 2 · 2024-03-18 · Disposition to issuer · Disposed 67,652 · Balance 540,310 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 3 · 2024-03-18 · Disposition to issuer · Disposed 381,502 · Balance 158,808 F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting. F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)"). F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date. F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration. Row 4 · 2024-03-18 · Disposition to issuer · Disposed 47,344 · Balance 111,464 F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. Row 5 · 2024-03-18 · Disposition to issuer · Disposed 111,464 · Balance 0 F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)"). F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting.

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting.

F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)").

F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date.

F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration.

F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)").

F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 05, 2017 Filed Dec 6, 2017 16:49 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-045191 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
December 05, 2017 Filed Jan 4, 2018 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-18-000947 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F5 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:15 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-043373 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F6 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:15 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	4,506	$91.49	$412,236.82	Disclosure SEC source: 0001140361-17-043373 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $91.40 to $91.65 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:15 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	29,241	$91.00	$2,660,881.29	Disclosure SEC source: 0001140361-17-043373 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,057 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $90.4001 to $91.39 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:15 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	6,253	$89.90	$562,155.33	Disclosure SEC source: 0001140361-17-043373 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,298 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.40 to $90.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:15 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-043373 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
October 06, 2017 Filed Oct 10, 2017 16:35 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-038053 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F5 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
October 06, 2017 Filed Oct 10, 2017 16:35 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	31,301	$92.51	$2,895,805.75	Disclosure SEC source: 0001140361-17-038053 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $92.09 to $93.00 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
October 06, 2017 Filed Oct 10, 2017 16:35 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	8,699	$91.77	$798,273.30	Disclosure SEC source: 0001140361-17-038053 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,852 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $91.08 to $92.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
October 06, 2017 Filed Oct 10, 2017 16:35 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-038053 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
October 01, 2017 Filed Oct 3, 2017 18:34 UTC	VONAGE HOLDINGS CORP VG · Entity 125236	GrantCommon Stock	3,531	$0.00	$0.00	Disclosure SEC source: 0001209191-17-055433 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,022 Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:11 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-035767 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F6 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:11 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,802	$89.84	$341,582.33	Disclosure SEC source: 0001140361-17-035767 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.73 to $89.98 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:11 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	11,509	$89.08	$1,025,177.99	Disclosure SEC source: 0001140361-17-035767 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,353 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.68 to $89.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:11 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	24,689	$88.18	$2,177,066.14	Disclosure SEC source: 0001140361-17-035767 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,862 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $87.67 to $88.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:11 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-035767 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
August 22, 2017 Filed Aug 24, 2017 19:26 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-033218 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F5 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
August 22, 2017 Filed Aug 24, 2017 19:26 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	28,694	$89.70	$2,573,983.79	Disclosure SEC source: 0001140361-17-033218 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.35 to $90.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
August 22, 2017 Filed Aug 24, 2017 19:26 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	11,306	$89.13	$1,007,741.09	Disclosure SEC source: 0001140361-17-033218 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,245 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.35 to $89.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
August 22, 2017 Filed Aug 24, 2017 19:26 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-033218 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
July 12, 2017 Filed Jul 13, 2017 17:34 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	40,000	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-027819 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,015 Underlying: Common Stock · 40,000 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F6 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
July 12, 2017 Filed Jul 13, 2017 17:34 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,300	$87.68	$289,350.27	Disclosure SEC source: 0001140361-17-027819 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $87.64 to $87.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
July 12, 2017 Filed Jul 13, 2017 17:34 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	31,200	$87.21	$2,721,001.92	Disclosure SEC source: 0001140361-17-027819 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,851 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $86.64 to $87.62 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
July 12, 2017 Filed Jul 13, 2017 17:34 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	5,500	$86.16	$473,880.00	Disclosure SEC source: 0001140361-17-027819 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,051 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $85.50 to $86.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
July 12, 2017 Filed Jul 13, 2017 17:34 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	40,000	$3.88	$155,200.00	Disclosure SEC source: 0001140361-17-027819 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
July 01, 2017 Filed Jul 5, 2017 18:11 UTC	VONAGE HOLDINGS CORP VG · Entity 125236	GrantCommon Stock	4,396	$0.00	$0.00	Disclosure SEC source: 0001209191-17-043617 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,491 Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	34,092	$0.00 Strike: $3.88	$0.00	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · derivative · entry 7 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,015 Underlying: Common Stock · 34,092 shares Expires 2020-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F6 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	5,908	$0.00 Strike: $3.06	$0.00	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · derivative · entry 6 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,908 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F6 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,500	$92.78	$139,162.95	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · nonDerivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $92.67 to $92.88 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	28,844	$92.12	$2,657,158.31	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,051 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $91.67 to $92.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	9,656	$91.12	$879,844.10	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,895 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $90.6701 to $91.6601 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	34,092	$3.88	$132,276.96	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	5,908	$3.06	$18,078.48	Disclosure SEC source: 0001140361-17-024734 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
May 18, 2017 Filed May 19, 2017 17:44 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	26,771	$0.00 Strike: $3.06	$0.00	Disclosure SEC source: 0001140361-17-021628 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,908 Underlying: Common Stock · 26,771 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F4 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
May 18, 2017 Filed May 19, 2017 17:44 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	13,229	$0.00 Strike: $3.06	$0.00	Disclosure SEC source: 0001140361-17-021628 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,229 shares Expires 2019-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F4 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document
May 18, 2017 Filed May 19, 2017 17:44 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	40,000	$80.38	$3,215,124.00	Disclosure SEC source: 0001140361-17-021628 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $79.64 to $80.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
May 18, 2017 Filed May 19, 2017 17:44 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	26,771	$3.06	$81,919.26	Disclosure SEC source: 0001140361-17-021628 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
May 18, 2017 Filed May 19, 2017 17:44 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	13,229	$3.06	$40,480.74	Disclosure SEC source: 0001140361-17-021628 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	4,937	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 10 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 Underlying: Common Stock · 4,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	4,937	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 9 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 Underlying: Common Stock · 4,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	14,500	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 8 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Common Stock · 14,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	15,800	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 7 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 15,800 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	15,800	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 6 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 15,800 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	29,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Underlying: Common Stock · 29,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Tax withholdingCommon Stock	12,721	$75.76	$963,742.96	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	4,937	$0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	4,937	$0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document
May 01, 2017 Filed May 3, 2017 21:41 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	14,500	$0.00	$0.00	Disclosure SEC source: 0001140361-17-018345 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document
April 13, 2017 Filed Apr 17, 2017 17:36 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	8,700	$0.00 Strike: $3.06	$0.00	Disclosure SEC source: 0001140361-17-016024 · doc1.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,229 Underlying: Common Stock · 8,700 shares Expires 2019-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016. F4 · derivative.exercise_date: The stock option is immediately exercisable in full. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.