Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | President, Go-to-Market | September 19, 2024 | September 23, 2024 |
| Samsara Inc.IOT · Entity 3218 | Director | July 22, 2026 | July 24, 2026 |
| UPWORK, INCUPWK · Entity 4876 | Director | June 04, 2026 | June 08, 2026 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Director | April 01, 2021 | April 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISCO SYSTEMS, INC.
Report date September 19, 2024 · Filed September 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,962 |
Reported balance
After 2024-09-19 transaction · row 1
1 source rowRow 1 · 2024-09-19 · Grant · Acquired 174,962 · Balance 174,962 F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 6,447 |
Reported balance
Holding disclosure · report date 2024-09-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,447 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter.
Samsara Inc.
Report date July 22, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 21,889 |
Reported balance
After 2026-07-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-22 · Grant · Acquired 7,801 · Balance 21,889 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date.
F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
UPWORK, INC
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,216 |
Ending reported balance
After 2026-06-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-04 · Grant · Acquired 6,207 · Balance 91,336 F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2026-06-04 · Grant · Acquired 20,880 · Balance 112,216 F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date.
F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.
VONAGE HOLDINGS CORP
Report date April 01, 2021 · Filed April 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,503 |
Reported balance
After 2021-04-01 transaction · row 1
1 source rowRow 1 · 2021-04-01 · Grant · Acquired 2,381 · Balance 60,503 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 66,458 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.00 · Expires 2024-03-26 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-31 · Disposition to issuer · Disposed 84,241 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.49 · Expires 2025-04-06 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.93 · Expires 2026-04-08 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-31 · Disposition to issuer · Disposed 65,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-31 · Disposition to issuer · Disposed 10,650 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-31 · Disposition to issuer · Disposed 112,545 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-31 · Disposition to issuer · Disposed 16,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-31 · Disposition to issuer · Disposed 15,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-31 · Disposition to issuer · Disposed 23,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-08-31 · Disposition to issuer · Disposed 8,437 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.
F3: The stock option is fully vested.
F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.
F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.
SPLUNK INC
Report date March 15, 2024 · Filed March 19, 2024
Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-03-15 · Grant · Acquired 364,150 · Balance 607,962 F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting. Row 2 · 2024-03-18 · Disposition to issuer · Disposed 67,652 · Balance 540,310 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 3 · 2024-03-18 · Disposition to issuer · Disposed 381,502 · Balance 158,808 F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting. F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)"). F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date. F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration. Row 4 · 2024-03-18 · Disposition to issuer · Disposed 47,344 · Balance 111,464 F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. Row 5 · 2024-03-18 · Disposition to issuer · Disposed 111,464 · Balance 0 F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)"). F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting.
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting.
F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)").
F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date.
F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration.
F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)").
F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2019 Filed Sep 13, 2019 17:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 2,850 | $125.88 | $358,766.55 |
DisclosureSEC source: 0001567619-19-018314 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,248 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $125.30 and the highest price at which shares were sold was $126.30. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,465 | $124.98 | $433,058.47 |
DisclosureSEC source: 0001567619-19-018314 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,098 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $124.295 and the highest price at which shares were sold was $125.29. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 10,585 | $123.90 | $1,311,499.49 |
DisclosureSEC source: 0001567619-19-018314 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,563 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $123.29 and the highest price at which shares were sold was $124.24. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 20,000 | $14.12 | $282,400.00 |
DisclosureSEC source: 0001567619-19-018314 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,774 | $0.00 Strike: $14.12 | $0.00 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · derivative · entry 6 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,241 Underlying: Common Stock · 3,774 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2014 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 9,161 | $117.65 | $1,077,791.65 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · nonDerivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,148 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $117.35 and the highest price at which shares were sold was $118.17. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 5,539 | $116.76 | $646,733.64 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,309 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $116.31 and the highest price at which shares were sold was $117.30. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,700 | $115.62 | $427,794.00 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,848 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $115.265 and the highest price at which shares were sold was $116.26. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 1,600 | $114.00 | $182,400.00 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,548 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $113.70 and the highest price at which shares were sold was $114.57. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,774 | $14.12 | $53,288.88 |
DisclosureSEC source: 0001567619-19-017104 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 17:45 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 9,200 | $123.44 | $1,135,648.00 |
DisclosureSEC source: 0001567619-19-014734 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,374 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $122.85 and the highest price at which shares were sold was $123.85. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 17:45 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 10,800 | $124.09 | $1,340,172.00 |
DisclosureSEC source: 0001567619-19-014734 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,574 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $123.86 and the highest price at which shares were sold was $124.34. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:15 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000162 · wf-form4_156209850689604.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,468 Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:49 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 1,600 | $112.05 | $179,276.00 |
DisclosureSEC source: 0001567619-19-013286 · doc1.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,374 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $112.02 to $112.11 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:49 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 1,000 | $111.19 | $111,193.50 |
DisclosureSEC source: 0001567619-19-013286 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,974 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $111.00 to $111.84 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:49 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 6,031 | $108.99 | $657,331.96 |
DisclosureSEC source: 0001567619-19-013286 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,974 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $108.62 to $109.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:49 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 11,369 | $108.15 | $1,229,583.50 |
DisclosureSEC source: 0001567619-19-013286 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,005 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $107.62 to $108.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013113 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,564 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 9,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013113 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 18:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 32,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012613 · doc1.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 8, 2018. F4 · derivative.exercise_date: The RSUs vest quarterly as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on September 1, 2018. An additional 1/4th of the total RSUs will vest on each of December 1, 2018, March 1, 2019 and June 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest quarterly as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on September 1, 2018. An additional 1/4th of the total RSUs will vest on each of December 1, 2018, March 1, 2019 and June 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 18:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 16,114 | $112.36 | $1,810,569.04 |
DisclosureSEC source: 0001567619-19-012613 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,374 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 18:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012613 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 8, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:50 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 5,650 | $119.45 | $674,865.38 |
DisclosureSEC source: 0001567619-19-011548 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,988 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $119.155 to $119.645 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:50 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 14,350 | $118.72 | $1,703,702.32 |
DisclosureSEC source: 0001567619-19-011548 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,638 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $118.15 to $119.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 17:11 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 6,069 | $120.26 | $729,848.84 |
DisclosureSEC source: 0001567619-19-008675 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,988 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $120.11 to $120.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 17:11 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 13,931 | $119.92 | $1,670,659.85 |
DisclosureSEC source: 0001567619-19-008675 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,057 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $119.11 to $120.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:37 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000093 · wf-form4_155423745273304.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,979 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:29 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 3,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008006 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Underlying: Common Stock · 3,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:29 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 3,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008006 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Underlying: Common Stock · 3,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:29 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 3,918 | $121.43 | $475,762.74 |
DisclosureSEC source: 0001567619-19-008006 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,988 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:29 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008006 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 17:29 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantRestricted Stock Units · Derivative | 16,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008006 · doc1.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs will vest as to 100% of the shares on February 1, 2024. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs will vest as to 100% of the shares on February 1, 2024. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 18:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 7,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007593 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · kind: Vesting of RSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 18:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 7,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007593 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on June 21, 2016 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on June 21, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on June 21, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 18:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 7,190 | $119.90 | $862,081.00 |
DisclosureSEC source: 0001567619-19-007593 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,006 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 18:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007593 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 18:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007593 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on June 21, 2016 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 558 | $122.77 | $68,502.87 |
DisclosureSEC source: 0001567619-19-006965 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,696 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $122.76 to $122.77 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 17,955 | $122.23 | $2,194,679.15 |
DisclosureSEC source: 0001567619-19-006965 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,254 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $121.74 to $122.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:13 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 1,487 | $121.09 | $180,054.73 |
DisclosureSEC source: 0001567619-19-006965 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,209 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 8, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $120.73 to $121.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 32,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006176 · doc1.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 8, 2018. F4 · derivative.exercise_date: The RSUs vest quarterly as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on September 1, 2018. An additional 1/4th of the total RSUs will vest on each of December 1, 2018, March 1, 2019 and June 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest quarterly as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on September 1, 2018. An additional 1/4th of the total RSUs will vest on each of December 1, 2018, March 1, 2019 and June 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 16,114 | $118.15 | $1,903,869.10 |
DisclosureSEC source: 0001567619-19-006176 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,696 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006176 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 8, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:07 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 4,219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002666 · doc1.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 4,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F4 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 6, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 6, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 6, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 6, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:07 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 4,219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002666 · doc1.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 4,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F4 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 6, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 6, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 6, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 6, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:07 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 4,184 | $115.88 | $484,841.92 |
DisclosureSEC source: 0001567619-19-002666 · doc1.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,310 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:07 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 4,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002666 · doc1.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:07 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 4,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002666 · doc1.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 16:43 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 10,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002392 · doc1.xml · derivative · entry 12 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,950 Underlying: Common Stock · 10,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6 · kind: Vesting of RSUs granted to the Reporting Person on March 19, 2018. F12 · derivative.exercise_date: The RSUs vested as to 1/4th of the total number of shares on February 1, 2019 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F12 · derivative.expiration_date: The RSUs vested as to 1/4th of the total number of shares on February 1, 2019 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 16:43 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002392 · doc1.xml · derivative · entry 11 Steele Gary · CIK 0001547434 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · kind: Vesting of RSUs granted to the Reporting Person on February 6, 2017. F11 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2018 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F11 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2018 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.