person · Reporting owner

Steele Gary

Disclosed activity across 6 companies

Tapewire entity: 11369
SEC CIK: 0001547434

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CISCO SYSTEMS, INC.CSCO · Entity 2802	President, Go-to-Market	September 19, 2024	September 23, 2024
Samsara Inc.IOT · Entity 3218	Director	July 22, 2026	July 24, 2026
UPWORK, INCUPWK · Entity 4876	Director	June 04, 2026	June 08, 2026
VONAGE HOLDINGS CORPVG · Entity 125236	Director	April 01, 2021	April 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CISCO SYSTEMS, INC.

Report date September 19, 2024 · Filed September 23, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	174,962	Reported balance After 2024-09-19 transaction · row 1 1 source row Row 1 · 2024-09-19 · Grant · Acquired 174,962 · Balance 174,962 F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter.
Common StockSEC Table I · non-derivative	IndirectBy Trust	6,447	Reported balance Holding disclosure · report date 2024-09-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 6,447

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter.

Samsara Inc.

Report date July 22, 2026 · Filed July 24, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	21,889	Reported balance After 2026-07-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-07-22 · Grant · Acquired 7,801 · Balance 21,889 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date.

F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

UPWORK, INC

Report date June 04, 2026 · Filed June 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	112,216	Ending reported balance After 2026-06-04 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-04 · Grant · Acquired 6,207 · Balance 91,336 F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2026-06-04 · Grant · Acquired 20,880 · Balance 112,216 F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date.

F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

VONAGE HOLDINGS CORP

Report date April 01, 2021 · Filed April 05, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	60,503	Reported balance After 2021-04-01 transaction · row 1 1 source row Row 1 · 2021-04-01 · Grant · Acquired 2,381 · Balance 60,503

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-08-31 transaction · row 1 1 source row Row 1 · 2021-08-31 · Disposition to issuer · Disposed 66,458 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.00 · Expires 2024-03-26	Direct	Reported balance After 2021-08-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-08-31 · Disposition to issuer · Disposed 84,241 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.49 · Expires 2025-04-06	Direct	Reported balance After 2021-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-08-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.93 · Expires 2026-04-08	Direct	Reported balance After 2021-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-08-31 · Disposition to issuer · Disposed 65,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3: The stock option is fully vested.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-08-31 · Disposition to issuer · Disposed 10,650 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-08-31 · Disposition to issuer · Disposed 112,545 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-08-31 · Disposition to issuer · Disposed 16,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-08-31 · Disposition to issuer · Disposed 15,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-08-31 · Disposition to issuer · Disposed 23,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2021-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2021-08-31 · Disposition to issuer · Disposed 8,437 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F3: The stock option is fully vested.

F4: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F6: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

F7: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

SPLUNK INC

Report date March 15, 2024 · Filed March 19, 2024

Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2024-03-18 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2024-03-15 · Grant · Acquired 364,150 · Balance 607,962 F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting. Row 2 · 2024-03-18 · Disposition to issuer · Disposed 67,652 · Balance 540,310 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 3 · 2024-03-18 · Disposition to issuer · Disposed 381,502 · Balance 158,808 F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting. F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)"). F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date. F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration. Row 4 · 2024-03-18 · Disposition to issuer · Disposed 47,344 · Balance 111,464 F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. Row 5 · 2024-03-18 · Disposition to issuer · Disposed 111,464 · Balance 0 F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)"). F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting.

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F3: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting.

F4: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)").

F5: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date.

F6: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration.

F7: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

F8: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)").

F9: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 22, 2026 Filed Jul 24, 2026 23:02 UTC	Samsara Inc. IOT · Entity 3218	GrantClass A Common Stock	7,801	$0.00	$0.00	Disclosure SEC source: 0001547434-26-000003 · form4-07242026_110745.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,889 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:58 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	20,880	$0.00	$0.00	Disclosure SEC source: 0001547434-26-000002 · primarydocument.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,216 F2 · shares: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:58 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	6,207	$0.00	$0.00	Disclosure SEC source: 0001547434-26-000002 · primarydocument.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,336 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
November 21, 2025 Filed Nov 25, 2025 21:31 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	12,500	$17.51	$218,848.75	Disclosure SEC source: 0001547434-25-000005 · primarydocument.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,129 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 02, 2025 Filed Sep 4, 2025 22:57 UTC	Samsara Inc. IOT · Entity 3218	GrantClass A Common Stock	14,088	$0.00	$0.00	Disclosure SEC source: 0001415889-25-023752 · form4-09042025_100902.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,088 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. One-third of the RSUs will vest on September 15, 2025 and each anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F1 · balance_after: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. One-third of the RSUs will vest on September 15, 2025 and each anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:03 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	3,380	$0.00	$0.00	Disclosure SEC source: 0001562180-25-004673 · primarydocument.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,629 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2025), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2026 annual meeting of stockholders and (b) June 30, 2026, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:03 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	11,370	$0.00	$0.00	Disclosure SEC source: 0001562180-25-004673 · primarydocument.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,249 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2026 annual meeting of stockholders and (b) June 5, 2026, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
September 19, 2024 Filed Sep 23, 2024 20:04 UTC	CISCO SYSTEMS, INC. CSCO · Entity 2802	GrantCommon Stock	174,962	$0.00	$0.00	Disclosure SEC source: 0000858877-24-000022 · wk-form4_1727121893.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · President, Go-to-Market 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,962 F1 · shares: Represents a restricted stock unit award that vests in installments, with thirty-four percent (34%) of the shares vesting on November 10, 2025 and eight-and-one-quarter percent (8.25%) of the shares vesting quarterly thereafter. Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:01 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	4,845	$0.00	$0.00	Disclosure SEC source: 0001562180-24-004973 · primarydocument.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,879 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:01 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	16,299	$0.00	$0.00	Disclosure SEC source: 0001562180-24-004973 · primarydocument.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,034 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:00 UTC	SPLUNK INC SPLK · Entity 92815	Disposition to issuerCommon Stock	111,464	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-24-008699 · form4-03192024_090318.xml · nonDerivative · entry 5 Steele Gary · CIK 0001547434 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · price: Pursuant to the Merger Agreement, unvested Restricted Stock Units ("Unvested RSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested RSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (RSUs)"). F9 · price: (continued from footnote 8) These Unvested Cash (RSUs) will vest and become payable at the same time as the applicable Unvested RSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder, the Issuer or Parent or their respective affiliates effective after the Closing Date. Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:00 UTC	SPLUNK INC SPLK · Entity 92815	Disposition to issuerCommon Stock	47,344	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-24-008699 · form4-03192024_090318.xml · nonDerivative · entry 4 Steele Gary · CIK 0001547434 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,464 F7 · price: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:00 UTC	SPLUNK INC SPLK · Entity 92815	Disposition to issuerCommon Stock	381,502	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-24-008699 · form4-03192024_090318.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,808 F3 · shares: Represents performance units ("PSUs") disposed of in connection with the Merger. A portion of the PSUs disposed of were vested as of the Effective Time and a portion remained subject to continued time-based vesting. F4 · price: Pursuant to the Merger Agreement, unvested Performance Restricted Stock Units ("Unvested PSUs") outstanding as of immediately prior to the Closing Date, were cancelled and converted into the right to receive an amount in cash per share without interest, subject to applicable withholding taxes, equal to (x) the number of shares of Issuer common stock issuable upon settlement of such Unvested PSUs multiplied by (y) the Merger Consideration (such amount, the "Unvested Cash (PSUs)"). F5 · price: (continued from footnote 4) These Unvested Cash (PSUs) will vest and become payable at the same time as the applicable Unvested Company PSUs would have vested pursuant to its terms and will otherwise remain subject to the same terms, conditions, restrictions and service-based vesting arrangements (including any applicable provisions for accelerated vesting), in each case, as in effect from time to time unless otherwise superseded by any applicable contract between the holder and Issuer or Parent or their respective affiliates, effective after the Closing Date. F6 · price: Pursuant to the Merger Agreement, each Vested Company PSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company PSU by (y) the Merger Consideration. Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:00 UTC	SPLUNK INC SPLK · Entity 92815	Disposition to issuerCommon Stock	67,652	$157.00	$10,621,364.00	Disclosure SEC source: 0001415889-24-008699 · form4-03192024_090318.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,310 F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:00 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	364,150	$0.00	$0.00	Disclosure SEC source: 0001415889-24-008699 · form4-03192024_090318.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 607,962 F1 · shares: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit awards granted to the reporting person reflecting the achievement of the related performance conditions. Certain of such PSUs are subject to continued time-based vesting. Read SEC document
February 27, 2024 Filed Feb 29, 2024 19:51 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	111,464	$0.00	$0.00	Disclosure SEC source: 0000950170-24-023441 · ownership.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,812 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). One-third of the RSUs vest on March 10, 2025 and one-twelfth of the RSUs shall vest quarterly thereafter. Read SEC document
December 19, 2023 Filed Dec 21, 2023 16:39 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	101,787	$151.97	$15,468,570.39	Disclosure SEC source: 0001209191-23-059442 · doc4.xml · nonDerivative · entry 3 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,348 Read SEC document
December 19, 2023 Filed Dec 21, 2023 16:39 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	34,416	$0.00	$0.00	Disclosure SEC source: 0001209191-23-059442 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,135 F2 · shares: Represents performance-based restricted share units granted to the reporting person on March 16, 2023 and that were scheduled to vest or be forfeited based on the attainment of performance-based vesting conditions during the performance period ending on February 28, 2025. In connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and wholly owned subsidiary of Parent, the Talent & Compensation Committee of the Board of Directors of the Issuer (the "Committee") accelerated the vesting and settlement of such restricted share units. The reporting person has signed a 280G Mitigation Acknowledgment as described in the Issuer's Current Report on Form 8-K filed on December 21, 2023, and the accelerated restricted share units are subject to certain forfeiture conditions. Read SEC document
December 19, 2023 Filed Dec 21, 2023 16:39 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	48,017	$0.00	$0.00	Disclosure SEC source: 0001209191-23-059442 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,719 F1 · shares: Represents performance-based restricted share units granted to the reporting person on April 11, 2022 and that were scheduled to vest or be forfeited based on the attainment of performance-based vesting conditions during the performance period ending on February 29, 2024. In connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and wholly owned subsidiary of Parent, the Talent & Compensation Committee of the Board of Directors of the Issuer (the "Committee") accelerated the vesting and settlement of such restricted share units. The reporting person has signed a 280G Mitigation Acknowledgment as described in the Issuer's Current Report on Form 8-K filed on December 21, 2023, and the accelerated restricted share units are subject to certain forfeiture conditions. Read SEC document
December 10, 2023 Filed Dec 12, 2023 17:24 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	2,976	$151.49	$450,834.24	Disclosure SEC source: 0001209191-23-058316 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,702 Read SEC document
December 05, 2023 Filed Dec 8, 2023 00:01 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	15,000	$13.77	$206,518.50	Disclosure SEC source: 0001562180-23-008220 · primarydocument.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,735 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.73 to $13.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 18, 2023 Filed Sep 20, 2023 16:08 UTC	SPLUNK INC SPLK · Entity 92815	SaleCommon Stock	9,600	$120.08	$1,152,768.00	Disclosure SEC source: 0001209191-23-050141 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,678 F1 · kind: The sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.67 to $120.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document
September 10, 2023 Filed Sep 12, 2023 16:28 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	2,976	$124.14	$369,440.64	Disclosure SEC source: 0001209191-23-049108 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,278 Read SEC document
July 07, 2023 Filed Jul 11, 2023 16:09 UTC	SPLUNK INC SPLK · Entity 92815	SaleCommon Stock	4,712	$105.00	$494,760.00	Disclosure SEC source: 0001209191-23-042002 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.64 to $105.28, inclusive. Read SEC document
July 07, 2023 Filed Jul 11, 2023 16:09 UTC	SPLUNK INC SPLK · Entity 92815	SaleCommon Stock	4,888	$103.95	$508,107.60	Disclosure SEC source: 0001209191-23-042002 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,966 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.60 to $104.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document
June 10, 2023 Filed Jun 13, 2023 16:33 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	2,976	$101.68	$302,599.68	Disclosure SEC source: 0001209191-23-036716 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,854 Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:35 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	6,666	$0.00	$0.00	Disclosure SEC source: 0001209191-23-036869 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,735 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:35 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	22,424	$0.00	$0.00	Disclosure SEC source: 0001209191-23-036869 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,069 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
March 16, 2023 Filed Mar 20, 2023 19:55 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	68,832	$0.00	$0.00	Disclosure SEC source: 0001209191-23-020120 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,830 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). One-third of the RSUs vest on March 10, 2024 and one-twelfth of the RSUs shall vest quarterly thereafter. Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:59 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	23,807	$87.86	$2,091,683.02	Disclosure SEC source: 0001209191-23-019902 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,998 Read SEC document
March 15, 2023 Filed Mar 17, 2023 18:59 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	48,017	$0.00	$0.00	Disclosure SEC source: 0001209191-23-019902 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,805 F1 · shares: The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on April 11, 2022 reflecting the achievement of the related performance conditions. One-hundred percent of the PSUs vest on March 15, 2023. Read SEC document
March 10, 2023 Filed Mar 14, 2023 16:18 UTC	SPLUNK INC SPLK · Entity 92815	Tax withholdingCommon Stock	10,246	$90.62	$928,492.52	Disclosure SEC source: 0001209191-23-018440 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,788 Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:14 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	3,030	$0.00	$0.00	Disclosure SEC source: 0001209191-22-034730 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,645 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:14 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	10,192	$0.00	$0.00	Disclosure SEC source: 0001209191-22-034730 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,615 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:12 UTC	SPLUNK INC SPLK · Entity 92815	GrantCommon Stock	96,034	$0.00	$0.00	Disclosure SEC source: 0001209191-22-024274 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,034 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on March 10, 2023 and one-sixteenth of the RSUs shall vest quarterly thereafter. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	8,437	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 10 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,437 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. F7 · derivative.underlying_shares: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	23,000	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 9 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	15,000	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 8 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	16,000	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 7 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	112,545	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 6 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerRestricted Stock Units · Derivative	10,650	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 5 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,650 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F6 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerNon-qualified Stock Option (right to buy) · Derivative	65,000	Not disclosed Strike: $50.93	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2026-04-08 F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerNon-qualified Stock Option (right to buy) · Derivative	100,000	Not disclosed Strike: $57.49	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2025-04-06 F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerNon-qualified Stock Option (right to buy) · Derivative	84,241	Not disclosed Strike: $36.00	Not disclosed	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · derivative · entry 2 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,241 shares Expires 2024-03-26 F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document
August 31, 2021 Filed Aug 31, 2021 14:01 UTC	PROOFPOINT INC PFPT · Entity 135877	Disposition to issuerCommon Stock	66,458	$176.00	$11,696,608.00	Disclosure SEC source: 0001209191-21-054025 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:07 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	1,316	$0.00	$0.00	Disclosure SEC source: 0001209191-21-037979 · doc4.xml · nonDerivative · entry 2 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,423 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:07 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	4,069	$0.00	$0.00	Disclosure SEC source: 0001209191-21-037979 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,107 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
May 13, 2021 Filed May 17, 2021 20:28 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	7,500	$37.95	$284,627.25	Disclosure SEC source: 0001209191-21-033161 · doc4.xml · nonDerivative · entry 1 Steele Gary · CIK 0001547434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,038 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.69 to $38.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
April 20, 2021 Filed Apr 22, 2021 18:34 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	2,813	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-027994 · doc4.xml · derivative · entry 4 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 Underlying: Common Stock · 2,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors. F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total number of shares subject to the award on April 20, 2021; an additional 1/4 of the total number of shares subject to the award will vest on each of January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer through such dates. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date. Read SEC document
April 20, 2021 Filed Apr 22, 2021 18:34 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	11,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-027994 · doc4.xml · derivative · entry 3 Steele Gary · CIK 0001547434 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors. F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total number of shares subject to the award on April 20, 2021; an additional 1/4 of the total number of shares subject to the award will vest on each of January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer through such dates. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.