Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DraftKings Inc.DKNG · Entity 1872 | Director | May 02, 2023 | May 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DraftKings Inc.
Report date May 02, 2023 · Filed May 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,510 |
Reported balance
After 2023-05-02 transaction · row 1
1 source rowRow 1 · 2023-05-02 · Exercise / conversion · Acquired 709 · Balance 35,510 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 709 |
Reported balance
After 2023-05-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-02 · Grant · Acquired 709 · Balance 709 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4: The RSUs were granted and became fully vested on May 2, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-02 · Exercise / conversion · Disposed 709 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4: The RSUs were granted and became fully vested on May 2, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.
F4: The RSUs were granted and became fully vested on May 2, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 18,521 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 13,342 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. F5: These restricted stock units were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: These restricted stock units were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2021 Filed May 6, 2021 20:45 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062621 · tm2115408-3_4seq1.xml · derivative · entry 3 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. Read SEC document |
| May 04, 2021 Filed May 6, 2021 20:45 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062621 · tm2115408-3_4seq1.xml · derivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Class A Common Stock · 200 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. Read SEC document |
| May 04, 2021 Filed May 6, 2021 20:45 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-062621 · tm2115408-3_4seq1.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,388,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 21:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059396 · tm2114760-14_4seq1.xml · derivative · entry 4 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 21:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 11,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059396 · tm2114760-14_4seq1.xml · derivative · entry 3 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2 · derivative.exercise_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. F2 · derivative.expiration_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 21:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059396 · tm2114760-14_4seq1.xml · nonDerivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,388,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 21:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 11,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059396 · tm2114760-14_4seq1.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,387,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 20:03 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029520 · tm217770-10_4seq1.xml · derivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468 Underlying: Class A Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 20:03 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029520 · tm217770-10_4seq1.xml · derivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278 Underlying: Class A Common Stock · 278 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| November 27, 2020 Filed Nov 27, 2020 20:43 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherClass A Common Stock | 1,235,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-130161 · tm2036997d2_4.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,375,875 F1 · price: The Reporting Person transferred shares of Class A Common Stock for no additional consideration to a trust for the benefit of certain former optionholders of SBTech (Global) Limited ("SBTech Optionholders"). The transfer of shares of Class A Common Stock by the Reporting Person was permitted under the terms of the Amended and Restated Lock-Up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement") and the Reporting Person otherwise remains subject to the restrictions set forth in the Lock-Up Agreement. Each of the SBTech Optionholders have agreed to become subject to lock-up restrictions with respect to the transferred shares through the lockup period to which the Reporting Person was subject, i.e., for the period ending January 4, 2021. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 07:02 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 6,949,088 | $50.83 | $353,222,143.04 |
DisclosureSEC source: 0001104659-20-114695 · tm2033034d4_4.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,611,173 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated October 6, 2020, which closed on October 9, 2020. The shares of Class A Common Stock were sold at the price of $50.83 per share to the underwriters. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095718 · tm2027466d6_4.xml · derivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,733 Underlying: Class A Common Stock · 324 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 11,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095718 · tm2027466d6_4.xml · derivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,409 Underlying: Class A Common Stock · 11,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents annual equity grant. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Apr 30, 2021 21:43 UTC Amendment | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059384 · tm2114760-3_4aseq1.xml · derivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,661 Underlying: Class A Common Stock · 252 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 324 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 252 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · derivative.underlying_shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 324 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 252 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F4 · balance_after: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 324 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 252 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 17:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 4,680,136 | $38.80 | $181,589,276.80 |
DisclosureSEC source: 0001104659-20-076911 · tm2023109-7_4.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,560,261 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 612,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065930 · tm2020593d3_4.xml · derivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 612,000 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 612,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065930 · tm2020593d3_4.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,240,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:31 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 612,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051734 · tm2016925-29_4.xml · derivative · entry 2 Meckenzie Shalom · CIK 0001810205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Class A common stock · 612,000 shares Expires 2024-04-23 F2 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Meckenzie received the right to acquire 612,000 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F2 · kind: On April 23, 2020 (the "Closing Date"), Mr. Meckenzie received the right to acquire 612,000 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F2 · price: On April 23, 2020 (the "Closing Date"), Mr. Meckenzie received the right to acquire 612,000 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F2 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Meckenzie received the right to acquire 612,000 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 17:31 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 34,628,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051734 · tm2016925-29_4.xml · nonDerivative · entry 1 Meckenzie Shalom · CIK 0001810205 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,628,397 F1 · price: Received in exchange for 34,680 shares of SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT") pursuant to the Business Combination Agreement, dated as of December 22, 2019, as amended by Amendment No. 1, dated as of April 7, 2020, by and among Diamond Eagle Acquisition Corp. ("DEAC"), DraftKings Inc., a Delaware corporation, SBT, the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.