Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Sr. V.P., Global Sales | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,698 |
Ending reported balance
After 2023-05-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-11 · Exercise / conversion · Acquired 210 · Balance 11,783 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Row 2 · 2023-05-11 · Tax withholding · Disposed 85 · Balance 11,698 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,235 |
Reported balance
After 2023-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-11 · Exercise / conversion · Disposed 210 · Balance 11,235 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| Employee Stock Options (Rt. To Buy)SEC Table II · derivative / convertible security | Direct | 64,005 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 64,005 F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F7: This figure represents an aggregate number of stock options held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Nov 13, 2019 16:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 132 | $57.94 | $7,648.08 |
DisclosureSEC source: 0001209191-19-056275 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 16:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056275 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · derivative · entry 6 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · derivative · entry 5 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,460 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $42.60 | $5,878.11 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · nonDerivative · entry 4 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · nonDerivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 132 | $42.60 | $5,622.54 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045459 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| May 16, 2019 Filed May 16, 2019 20:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,505 | $43.56 | $65,558.25 |
DisclosureSEC source: 0001209191-19-030338 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682 F1 · price: This is the weighted average of the price for the stock sold. The high was $43.66 and the low was $43.24. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · derivative · entry 6 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,726 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · derivative · entry 5 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,004 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 144 | $44.43 | $6,397.92 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 4 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $44.43 | $6,131.34 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,053 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 2,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011884 · doc4.xml · derivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,270 Underlying: Common Stock · 2,925 shares Expires not disclosed F1 · security: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. F1 · derivative.exercise_date: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. F1 · derivative.expiration_date: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. Read SEC document |
| February 19, 2019 Filed Mar 22, 2019 19:24 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 6,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020969 · doc4a.xml · derivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,270 Underlying: Common Stock · 6,984 shares Expires not disclosed F1 · security: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. F2 · shares: Form 4 A filed to correct an error in reporting the number of RSUs awarded in this Grant. F1 · derivative.exercise_date: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. F1 · derivative.expiration_date: Restricted Stock Grant was issued out of a discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019 and will vest over 3 years on a ratable annual basis. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · derivative · entry 6 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,286 Underlying: Common Stock · 1,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · derivative · entry 5 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,398 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 578 | $27.36 | $15,811.19 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · nonDerivative · entry 4 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · nonDerivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $27.36 | $3,774.99 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009349 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-064075 · doc4.xml · derivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: These restricted stock units granted on December 22, 2015 vest over a 3 year ratable annual vesting period which began on December 22, 2016. F5 · derivative.expiration_date: These restricted stock units granted on December 22, 2015 vest over a 3 year ratable annual vesting period which began on December 22, 2016. Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 466 | $24.96 | $11,631.36 |
DisclosureSEC source: 0001209191-18-064075 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified by the Board of Directors o December 9, 2015. Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-064075 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified by the Board of Directors on December 9, 2015. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058118 · doc4.xml · derivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $32.62 | $4,501.56 |
DisclosureSEC source: 0001209191-18-058118 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058118 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046161 · doc4.xml · derivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,770 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $42.73 | $5,896.05 |
DisclosureSEC source: 0001209191-18-046161 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046161 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,000 | $30.30 | $30,296.30 |
DisclosureSEC source: 0001209191-18-037961 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633 F1 · price: This is the weighted average of the price for the stock sold. The high was $30.3001 and the low was $30.25. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028995 · doc4.xml · derivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,036 Underlying: Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 138 | $29.40 | $4,057.20 |
DisclosureSEC source: 0001209191-18-028995 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,633 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028995 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009245 · doc4.xml · derivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,302 Underlying: Common Stock · 1,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 552 | $44.95 | $24,812.40 |
DisclosureSEC source: 0001209191-18-009245 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,505 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009245 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt. to Buy) · Derivative | 10,520 | $44.95 Strike: $44.95 | $472,874.00 |
DisclosureSEC source: 0001209191-18-009156 · doc4.xml · derivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,720 Underlying: Common Stock · 10,520 shares Expires 2025-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 3,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009156 · doc4.xml · derivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,365 Underlying: Common Stock · 3,335 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · derivative · entry 6 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,030 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F6 · derivative.exercise_date: These restricted stock units granted on December 22, 2015 vest over a 3 year ratable annual vesting period which began on December 22, 2016. F6 · derivative.expiration_date: These restricted stock units granted on December 22, 2015 vest over a 3 year ratable annual vesting period which began on December 22, 2016. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 436 | $47.82 | $20,847.34 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · nonDerivative · entry 4 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · nonDerivative · entry 3 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified by the Board of Directors on December 9, 2015. Read SEC document |
| December 19, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · derivative · entry 5 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,870 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock F5 · derivative.exercise_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. F5 · derivative.expiration_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. Read SEC document |
| December 19, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 467 | $47.90 | $22,369.30 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · nonDerivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Read SEC document |
| December 19, 2017 Filed Dec 27, 2017 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067340 · doc4.xml · nonDerivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt. to Buy) · Derivative | 10,200 | $62.70 Strike: $62.70 | $639,540.00 |
DisclosureSEC source: 0001209191-17-009295 · doc4.xml · derivative · entry 2 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 10,200 shares Expires 2024-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 3,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009295 · doc4.xml · derivative · entry 1 KOOPMANS MENNO · CIK 0001697586 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,710 Underlying: Common Stock · 3,190 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.