Mathews Michael S

SEC source: 0000027996-20-000044 · wf-form4_158584388302604.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded.

SEC source: 0001104659-20-024165 · a4.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,005

F2 · kind: Reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 308 shares of restricted stock.

SEC source: 0001104659-20-024165 · a4.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152

F1 · kind: Reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 606 shares of restricted stock.

SEC source: 0001104659-20-023473 · a4.xml · derivative · entry 2

Mathews Michael S · CIK 0001574656 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

Underlying: Common Stock · 15,579 shares

Expires 2030-02-18

F2 · derivative.exercise_date: Options will vest in four equal installments on the four succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests.

SEC source: 0001104659-20-023473 · a4.xml · derivative · entry 1

Mathews Michael S · CIK 0001574656 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Underlying: Common Stock · 3,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the Company's Long-Term Incentive Plan, subject to the following schedule: 2,275 units will vest in three equal amounts on each of the first three anniversaries of the date of grant, and 1,514 units will vest in four equal amounts on each of the first four anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

F1 · derivative.exercise_date: Restricted stock units granted under the Company's Long-Term Incentive Plan, subject to the following schedule: 2,275 units will vest in three equal amounts on each of the first three anniversaries of the date of grant, and 1,514 units will vest in four equal amounts on each of the first four anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

F1 · derivative.expiration_date: Restricted stock units granted under the Company's Long-Term Incentive Plan, subject to the following schedule: 2,275 units will vest in three equal amounts on each of the first three anniversaries of the date of grant, and 1,514 units will vest in four equal amounts on each of the first four anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

SEC source: 0000027996-20-000005 · edgar.xml · derivative · entry 8

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: Common Stock · 5,280 shares

Expires 2022-01-21

F7 · derivative.exercise_price: Restricted Stock Units were awarded on 1/21/2020 under the Company's Long Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2019 annual incentive compensation in restricted stock units in lieu of cash.

F7 · derivative.exercise_date: Restricted Stock Units were awarded on 1/21/2020 under the Company's Long Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2019 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-20-000005 · edgar.xml · nonDerivative · entry 4

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,177

F3 · balance_after: Total ownership includes 913 shares of restricted stock.

SEC source: 0000027996-20-000005 · edgar.xml · nonDerivative · entry 3

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301

F2 · price: This award reflects the settlement of performance share units that were determined to vest based on the level of achievement of the specified performance targets.

SEC source: 0000027996-20-000013 · edgar.xml · derivative · entry 8

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: Common Stock · 5,280 shares

Expires 2022-01-21

F7 · derivative.exercise_price: Restricted Stock Units were awarded on 1/21/2020 under the Company's Long Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2019 annual incentive compensation in restricted stock units in lieu of cash.

F7 · derivative.exercise_date: Restricted Stock Units were awarded on 1/21/2020 under the Company's Long Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2019 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-20-000013 · edgar.xml · nonDerivative · entry 4

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,304

F3 · balance_after: Total ownership includes 913 shares of restricted stock.

SEC source: 0000027996-20-000013 · edgar.xml · nonDerivative · entry 3

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F2 · price: This amendment corrects amounts previously reported in connection with the settlement of performance share units that vested based on the level of achievement of the specified performance targets.

SEC source: 0000027996-20-000005 · edgar.xml · derivative · entry 5

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,543 shares

Expires 2020-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

F4 · derivative.exercise_date: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-20-000005 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

SEC source: 0000027996-20-000005 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting and conversion into shares on a one-for-one basis of restricted stock units awarded on 1/19/18 under the Company's Long Term Incentive Plan. Award of units resulted from an election by executive to receive certain 2017 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-20-000013 · edgar.xml · derivative · entry 5

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,543 shares

Expires 2020-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

F4 · derivative.exercise_date: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-20-000013 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

SEC source: 0000027996-20-000013 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting and conversion into shares on a one-for-one basis of restricted stock units awarded on 1/19/18 under the Company's Long Term Incentive Plan. Award of units resulted from an election by executive to receive certain 2017 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0001104659-19-050569 · a4.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,056

SEC source: 0000027996-19-000049 · edgar.xml · derivative · entry 9

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,615

Underlying: Common Stock · 9,615 shares

Expires 2029-04-01

F6 · derivative.exercise_date: Options vest in four equal installments on the four succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-19-000049 · edgar.xml · derivative · entry 4

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Underlying: Common Stock · 1,790 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units awarded on 4/1/19 under the Company's Long-Term Incentive Plan, subject to the following vesting schedule: 1,007 units will vest in four equal amounts on each of the first four anniversaries of the date of grant, and 783 units will vest in three equal amounts on each of the first three anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

F4 · derivative.exercise_date: Restricted stock units awarded on 4/1/19 under the Company's Long-Term Incentive Plan, subject to the following vesting schedule: 1,007 units will vest in four equal amounts on each of the first four anniversaries of the date of grant, and 783 units will vest in three equal amounts on each of the first three anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

F4 · derivative.expiration_date: Restricted stock units awarded on 4/1/19 under the Company's Long-Term Incentive Plan, subject to the following vesting schedule: 1,007 units will vest in four equal amounts on each of the first four anniversaries of the date of grant, and 783 units will vest in three equal amounts on each of the first three anniversaries of the date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment.

SEC source: 0000027996-19-000030 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

F2 · kind: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 913 shares of restricted stock.

SEC source: 0000027996-19-000030 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

F1 · kind: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 1,211 shares of restricted stock.

SEC source: 0000027996-19-000023 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

F1 · kind: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 1,518 shares of restricted stock.

SEC source: 0000027996-19-000016 · edgar.xml · derivative · entry 3

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,587 shares

Expires 2019-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units were awarded on 1/24/17 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2016 annual incentive compensation in restricted stock units in lieu of cash.

F3 · derivative.exercise_date: Restricted Stock Units were awarded on 1/24/17 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2016 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-19-000016 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,118

F2 · balance_after: Total ownership includes 2,745 shares of restricted stock.

SEC source: 0000027996-19-000016 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting and conversion into shares on a one-for-one basis of restricted stock units awarded on 1/24/17 under the Company's Long Term Incentive Plan. Award of units resulted from an election by executive to receive certain 2016 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-19-000009 · edgar.xml · derivative · entry 5

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 2,563 shares

Expires 2021-01-22

F5 · derivative.exercise_price: Restricted Stock Units were awarded on 1/22/19 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2018 annual incentive compensation in restricted stock units in lieu of cash.

F5 · derivative.exercise_date: Restricted Stock Units were awarded on 1/22/19 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2018 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-19-000009 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,352

F2 · balance_after: Total ownership includes 2,745 shares of restricted stock.

SEC source: 0000027996-19-000009 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

F1 · price: This award reflects the settlement of performance share units that were determined to vest based on the level of achievement of the specified performance targets.

SEC source: 0000027996-18-000049 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,981

F1 · kind: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 2,745 shares of restricted stock.

SEC source: 0000027996-18-000042 · edgar.xml · derivative · entry 7

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314

Underlying: Common Stock · 4,314 shares

Expires 2025-02-21

F4 · derivative.exercise_date: Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-18-000042 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

F1 · balance_after: Total ownership includes 3,042 shares of restricted stock.

SEC source: 0000027996-18-000025 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,197

F1 · kind: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 2,120 shares of restricted stock.

SEC source: 0000027996-18-000015 · edgar.xml · derivative · entry 3

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,712 shares

Expires 2018-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units were awarded on 1/25/16 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2015 annual incentive compensation in restricted stock units in lieu of cash.

F3 · derivative.exercise_date: Restricted Stock Units were awarded on 1/25/16 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2015 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-18-000015 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658

F2 · balance_after: Total ownership includes 3,113 shares of restricted stock.

SEC source: 0000027996-18-000015 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting and conversion into shares on a one-for-one basis of restricted stock units awarded on 1/25/16 under the Company's Long Term Incentive Plan. Award of units resulted from an election by executive to receive certain 2015 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-18-000007 · edgar.xml · derivative · entry 5

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

Underlying: Common Stock · 1,543 shares

Expires 2020-01-19

F5 · derivative.exercise_price: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

F5 · derivative.exercise_date: Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.

SEC source: 0000027996-18-000007 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

F2 · balance_after: Total ownership includes 3,113 shares of restricted stock.

SEC source: 0000027996-18-000007 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Sr. Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,713

F1 · price: This award reflects the settlement of performance share units that were determined to vest based on the level of achievement of the specified performance targets.

SEC source: 0000027996-17-000049 · edgar.xml · derivative · entry 13

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,848

Underlying: Common Stock · 2,423 shares

Expires 2023-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-17-000049 · edgar.xml · derivative · entry 12

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426

Underlying: Common Stock · 2,851 shares

Expires 2022-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-17-000049 · edgar.xml · derivative · entry 11

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,155 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-17-000049 · edgar.xml · derivative · entry 10

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,968 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 7

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · balance_after: Total ownership includes 3,113 shares of restricted stock.

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 6

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 5

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 4

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 3

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 2

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000027996-17-000049 · edgar.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Vice President, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.