Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turtle Beach CorpHEAR · Entity 6255 | Director · CEO & President | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turtle Beach Corp
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 386,474 |
Ending reported balance
After 2023-05-15 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-05-11 · Exercise / conversion · Acquired 46,000 · Balance 407,474 Row 2 · 2023-05-11 · Exercise / conversion · Acquired 12,500 · Balance 419,974 F1: Reflects shares held following options exercises, resulting in a net increase of 25,000 shares held. Row 3 · 2023-05-11 · Sale · Disposed 46,000 · Balance 373,974 F2: Reflects the weighted average price of sales on May 11, 2023. The shares were sold in multiple transactions at prices ranging from $10.89 to $11.29, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Row 4 · 2023-05-12 · Exercise / conversion · Acquired 17,500 · Balance 391,474 Row 5 · 2023-05-12 · Exercise / conversion · Acquired 12,500 · Balance 403,974 F1: Reflects shares held following options exercises, resulting in a net increase of 25,000 shares held. Row 6 · 2023-05-12 · Sale · Disposed 17,500 · Balance 386,474 F3: Reflects the weighted average price of sales on May 12, 2023. The shares were sold in multiple transactions at prices ranging from $10.60 to $11.23, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Row 7 · 2023-05-15 · Exercise / conversion · Acquired 18,500 · Balance 404,974 Row 8 · 2023-05-15 · Sale · Disposed 18,500 · Balance 386,474 F4: Reflects the weighted average price of sales on May 15, 2023. The shares were sold in multiple transactions at prices ranging from $10.54 to $10.75, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2024-06-30 | Direct | 46,000 |
Reported balance
After 2023-05-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-05-11 · Exercise / conversion · Disposed 46,000 · Balance 46,000 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2024-06-30 | Direct | 75,000 |
Reported balance
After 2023-05-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-05-11 · Exercise / conversion · Disposed 12,500 · Balance 75,000 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2024-06-30 | Direct | 28,500 |
Reported balance
After 2023-05-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-05-12 · Exercise / conversion · Disposed 17,500 · Balance 28,500 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2024-06-30 | Direct | 62,500 |
Reported balance
After 2023-05-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-05-12 · Exercise / conversion · Disposed 12,500 · Balance 62,500 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2024-06-30 | Direct | 10,000 |
Reported balance
After 2023-05-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-05-15 · Exercise / conversion · Disposed 18,500 · Balance 10,000 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.24 · Expires 2024-06-30 | Direct | 70,000 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 70,000 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2024-06-30 | Direct | 105,000 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 105,000 F5: All options were exercisable as of the transaction date. F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2024-06-30 | Direct | 115,000 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 115,000 F5: All options were exercisable as of the transaction date. F6: The vesting of these options was accelerated pursuant to the previously-disclosed separation letter agreement dated as of May 1, 2023 between the issuer and the reporting person (the "Separation Letter"). F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares held following options exercises, resulting in a net increase of 25,000 shares held.
F2: Reflects the weighted average price of sales on May 11, 2023. The shares were sold in multiple transactions at prices ranging from $10.89 to $11.29, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: Reflects the weighted average price of sales on May 12, 2023. The shares were sold in multiple transactions at prices ranging from $10.60 to $11.23, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4: Reflects the weighted average price of sales on May 15, 2023. The shares were sold in multiple transactions at prices ranging from $10.54 to $10.75, inclusive. The reporting person undertakes to provide to Turtle Beach Corporation, any security holder of Turtle Beach Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5: All options were exercisable as of the transaction date.
F6: The vesting of these options was accelerated pursuant to the previously-disclosed separation letter agreement dated as of May 1, 2023 between the issuer and the reporting person (the "Separation Letter").
F7: The expiration date of these options was revised under the terms of the Separation Letter to the earlier of (x) the then-remaining term pursuant to the terms of each option or (y) the first anniversary of the June 30, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2017 Filed Nov 13, 2017 21:33 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantStock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001595670-17-000002 · wf-form4_151060880180560.xml · derivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2027-11-13 F1 · derivative.exercise_date: Represents refresh grant to Reporting Person. Refresh grants were made to non-executive employees in connection with and in addition to the Company's annual service grants in April 2017. However, the Issuer's Board of Directors determined to delay refresh grants to executive employees until November 2017. One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting with respect to 1/48 of the underlying shares on the 4th day of each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.