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GONZALEZ RICHARD A

Disclosed activity across 2 companies

Tapewire entity
11295
SEC CIK
0001239127

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Executive Vice PresidentDecember 29, 2011December 21, 2012
AbbVie Inc.ABBV · Entity 2800DirectorMarch 31, 2025April 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date December 29, 2011 · Filed December 21, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect49,432 Reported balance After 2011-12-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2011-12-29 · Gift · Disposed 24,982 · Balance 49,432

F1: Reflects the transfer of 111,161 Abbott common shares that was exempt from Section 16.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the transfer of 111,161 Abbott common shares that was exempt from Section 16.

AbbVie Inc.

Report date March 31, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect386,479 Reported balance After 2025-03-31 transaction · row 1
1 source row

Row 1 · 2025-03-31 · Gift · Disposed 2,450 · Balance 386,479

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 10, 2021 17:02 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon Stock, $0.01 par value 174,100 $61.36 $10,682,776.00
Disclosure

SEC source: 0001179110-21-010830 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (Right To Buy) · Derivative 170,113 $54.86 Strike: $0.00 $9,332,399.18
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · derivative · entry 9

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,113 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon Stock, $0.01 par value 170,113 $54.86 $9,332,399.18
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 631 $109.33 $68,984.08
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · nonDerivative · entry 5

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,597

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.25 to $109.38 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 169,482 $108.61 $18,407,219.69
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,228

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.207 to $109.20 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon Stock, $0.01 par value 74,384 $107.74 $8,014,132.16
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,597

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:27 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 3,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002596 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,981

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:18 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (Right To Buy) · Derivative 192,546 $0.00 Strike: $105.92 $0.00
Disclosure

SEC source: 0001179110-21-002046 · edgar.xml · derivative · entry 8

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,546

Underlying: Common stock · 192,546 shares

Expires 2031-02-17

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 64,182 on February 18, 2022, 64,182 on February 18, 2023, and 64,182 on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:18 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 34,938 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002046 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,306

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 20, 2020. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:18 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 29,106 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002046 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,368

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 21, 2019. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:18 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 23,605 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002046 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,262

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:18 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 80,257 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002046 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,657

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on earnings per share and relative total shareholder return. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2021.

Read SEC document
December 23, 2020 Filed Dec 31, 2020 13:13 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 29,017 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-012331 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,400

Read SEC document
December 07, 2020 Filed Dec 11, 2020 16:34 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 3,225 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011834 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,417

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption(Right to buy) · Derivative 109,097 $0.00 Strike: $58.88 $0.00
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · derivative · entry 10

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,097 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption(Right to buy) · Derivative 85,057 $0.00 Strike: $54.86 $0.00
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · derivative · entry 9

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,113

Underlying: Common Stock · 85,057 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 16,171 $97.49 $1,576,493.00
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · nonDerivative · entry 5

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,642

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.39 to $97.65, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 177,983 $97.06 $17,275,296.95
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,813

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.385 to $97.38, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon Stock, $0.01 par value 109,097 $58.88 $6,423,631.36
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon Stock, $0.01 par value 85,057 $54.86 $4,666,227.02
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:54 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 37,450 $95.74 $3,585,463.00
Disclosure

SEC source: 0001179110-20-011056 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,642

Read SEC document
April 28, 2020 Filed May 12, 2020 17:45 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 5,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005831 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Step-son

Disclosed balance after: 5,900

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities.

Read SEC document
April 28, 2020 Filed May 12, 2020 17:45 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 5,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005831 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Step-daughter

Disclosed balance after: 5,900

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities.

Read SEC document
April 28, 2020 Filed May 12, 2020 17:45 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 10,900 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005831 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,615

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities.

Read SEC document
April 28, 2020 Filed May 12, 2020 17:45 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 21,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005831 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,092

Read SEC document
March 25, 2020 Filed Apr 2, 2020 17:01 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 56,950 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004512 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,892

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:53 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon Stock, $0.01 par value 88,719 $85.42 $7,578,376.98
Disclosure

SEC source: 0001179110-20-002854 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,842

Read SEC document
February 21, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 3,675 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · nonDerivative · entry 5

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,561

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 229,132 $0.00 Strike: $93.50 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · derivative · entry 9

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,132

Underlying: Common Stock · 229,132 shares

Expires 2030-02-19

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 76,378 on February 20, 2021, 76,377 on February 20, 2022, and 76,377 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 29,107 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,236

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 21, 2019. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 23,604 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,129

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 39,109 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,525

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 108,442 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002138 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,416

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on earnings per share and relative total shareholder return. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
December 04, 2019 Filed Dec 13, 2019 16:48 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 4,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012745 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,974

F1 · balance_after: Current balance reflects adjustment to correct administrative error in previous filings.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 16:31 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 15,010 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010239 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,155

Read SEC document
August 28, 2019 Filed Aug 30, 2019 16:08 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 3,050 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009961 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,165

Read SEC document
August 02, 2019 Filed Aug 2, 2019 21:40 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 15,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009058 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,215

Read SEC document
May 22, 2019 Filed Aug 2, 2019 21:40 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 6,375 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009058 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,548

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:55 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 72,925 $79.41 $5,790,974.25
Disclosure

SEC source: 0001179110-19-003079 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,923

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 179,127 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · derivative · entry 9

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,127

Underlying: Common Stock · 179,127 shares

Expires 2029-02-20

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 59,709 on February 21, 2020, 59,709 on February 21, 2021, and 59,709 on February 21, 2022.

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February 21, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 23,605 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,812

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 39,109 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,207

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 42,649 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,098

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 59,246 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,449

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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January 09, 2019 Filed Feb 22, 2019 17:24 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon stock, $0.01 par value 2,964 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 5

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,848

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December 11, 2018 Filed Dec 13, 2018 16:56 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 16,850 $88.75 $1,495,437.50
Disclosure

SEC source: 0001179110-18-013835 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,203

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November 29, 2018 Filed Nov 30, 2018 17:12 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 4,237 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013330 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,053

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March 16, 2018 Filed Apr 13, 2018 18:59 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 2,115 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005643 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,715

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities.

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March 16, 2018 Filed Apr 13, 2018 18:59 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 5,722 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005643 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,290

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February 28, 2018 Filed Mar 2, 2018 17:28 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 8,280 $117.88 $976,083.66
Disclosure

SEC source: 0001179110-18-003329 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,012

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.865 to $117.901, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.