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DICCIANI NANCE K

Disclosed activity across 5 companies

Tapewire entity
112955
SEC CIK
0001198097

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HALLIBURTON COHAL · Entity 3141DirectorMarch 31, 2021April 02, 2021
LINDE PLCLIN · Entity 2835DirectorFebruary 23, 2022February 25, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HALLIBURTON CO

Report date March 31, 2021 · Filed April 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Equivalent UnitsSEC Table II · derivative / convertible securityDirect15,026.201 Reported balance After 2021-03-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-31 · Grant · Acquired 31.679 · Balance 15,026.201

F1: The security converts to common stock on a one-for-one basis.

F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4: The stock equivalents are attributable to quarterly dividends and are based on the closing price on March 24, 2021 of $21.30.

F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Common StockSEC Table I · non-derivativeDirect27,172.236 Reported balance Holding disclosure · report date 2021-03-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 27,172.236

12/2020 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,319 Reported balance Holding disclosure · report date 2021-03-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 12,319

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

8/2019 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,027 Reported balance Holding disclosure · report date 2021-03-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 8,027

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

8/2018 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,166 Reported balance Holding disclosure · report date 2021-03-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 3,166

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

8/2017 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,135 Reported balance Holding disclosure · report date 2021-03-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,135

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

8/2016 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,665.304 Reported balance Holding disclosure · report date 2021-03-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,665.304

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

8/2015 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,070.443 Reported balance Holding disclosure · report date 2021-03-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,070.443

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

8/2014 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,008.154 Reported balance Holding disclosure · report date 2021-03-31 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 3,008.154

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

8/2013 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,206.507 Reported balance Holding disclosure · report date 2021-03-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 4,206.507

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

8/2012 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,225.159 Reported balance Holding disclosure · report date 2021-03-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 6,225.159

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

Filing footnotes · ownership attribution and instrument terms

F1: The security converts to common stock on a one-for-one basis.

F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F4: The stock equivalents are attributable to quarterly dividends and are based on the closing price on March 24, 2021 of $21.30.

F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F8: Includes dividend equivalent units through March 31,2021.

LINDE PLC

Report date February 23, 2022 · Filed February 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect19,590.417 Reported balance After 2022-02-23 transaction · row 1
1 source row

Row 1 · 2022-02-23 · Exercise / conversion · Acquired 518.301 · Balance 19,590.417

F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 22, 2021.

Resticted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-23 · Exercise / conversion · Disposed 518.301 · Balance 0

F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 22, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,220.171 Reported balance Holding disclosure · report date 2022-02-23 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 6,220.171

F2: RSUs that have fully vested but whose payment in Linde plc Ordinary Shares has been deferred by the reporting person until termination of service as a director or a specific future date.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect7,000.691 Reported balance Holding disclosure · report date 2022-02-23 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 7,000.691

F3: Conversion to Linde plc Ordinary Shares is on a one-for-one basis.

F4: Deferred stock units acquired under the Linde Director's Fees Deferral Plan and are to be settled in Linde plc Ordinary Shares upon the reporting person's retirement or termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 22, 2021.

F2: RSUs that have fully vested but whose payment in Linde plc Ordinary Shares has been deferred by the reporting person until termination of service as a director or a specific future date.

F3: Conversion to Linde plc Ordinary Shares is on a one-for-one basis.

F4: Deferred stock units acquired under the Linde Director's Fees Deferral Plan and are to be settled in Linde plc Ordinary Shares upon the reporting person's retirement or termination of service.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AgroFresh Solutions, Inc.

Report date March 31, 2023 · Filed April 04, 2023

Section 16 reporting ended · disclosed 2023-04-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-03-31 transaction · row 1
1 source row

Row 1 · 2023-03-31 · Disposition to issuer · Disposed 320,680 · Balance 0

F1: Disposed of pursuant to an Agreement and Plan of Merger entered into by and among the Issuer, Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. dated November 21, 2022 (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Issuer's common stock was converted into the right to receive $3.00 per share in cash without interest.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an Agreement and Plan of Merger entered into by and among the Issuer, Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. dated November 21, 2022 (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Issuer's common stock was converted into the right to receive $3.00 per share in cash without interest.

LyondellBasell Industries N.V.

Report date May 26, 2023 · Filed May 31, 2023

Section 16 reporting ended · disclosed 2023-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect30,904.612 Reported balance After 2023-05-26 transaction · row 1
1 source row

Row 1 · 2023-05-26 · Tax withholding · Disposed 289 · Balance 30,904.612

F1: On May 26, 2023 the reporting person's restricted stock units automatically vested 1,568 shares. 289 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: On May 26, 2023 the reporting person's restricted stock units automatically vested 1,568 shares. 289 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

PRAXAIR INC

Report date October 31, 2018 · Filed November 01, 2018

Section 16 reporting ended · disclosed 2018-11-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-10-31 transaction · row 1
1 source row

Row 1 · 2018-10-31 · Disposition to issuer · Disposed 17,672.195 · Balance 0

F1: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-10-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-10-31 · Disposition to issuer · Disposed 5,879.903 · Balance 0

F2: Restricted stock units ("RSUs") that have vested in full but whose payout was deferred. In connection with the BCA, the RSUs have been converted into RSUs of Linde plc Ordinary Shares on a one-for-one basis.

F1: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-10-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-10-31 · Disposition to issuer · Disposed 6,617.73 · Balance 0

F3: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F1: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

F4: Deferred stock units ("DSUs") acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan. In connection with the BCA, the DSUs have been converted into DSUs of Linde plc Ordinary Shares on a one-for-one basis.

F5: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

F2: Restricted stock units ("RSUs") that have vested in full but whose payout was deferred. In connection with the BCA, the RSUs have been converted into RSUs of Linde plc Ordinary Shares on a one-for-one basis.

F3: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F4: Deferred stock units ("DSUs") acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan. In connection with the BCA, the DSUs have been converted into DSUs of Linde plc Ordinary Shares on a one-for-one basis.

F5: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 18:16 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 474 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000092 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,257.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.65, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.65, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 19:21 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 131.749 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-19-000144 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,360.635

Underlying: Common Stock · 131.749 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends based on the closing price on September 25, 2019 of $19.44.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:01 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 533 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005065 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,783.612

F2 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.54, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:01 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 39 $89.47 $3,489.33
Disclosure

SEC source: 0001562180-19-005065 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:43 UTC HALLIBURTON CO HAL · Entity 3141 Exercise / conversion2017 Restricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0000045012-19-000126 · edgar.xml · derivative · entry 4

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:43 UTC HALLIBURTON CO HAL · Entity 3141 Exercise / conversion2018 Restricted Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000045012-19-000126 · edgar.xml · derivative · entry 3

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,166

Underlying: Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:43 UTC HALLIBURTON CO HAL · Entity 3141 Grant2019 Restricted Stock Units · Derivative 8,027 $0.00 $0.00
Disclosure

SEC source: 0000045012-19-000126 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 8,027 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:43 UTC HALLIBURTON CO HAL · Entity 3141 Exercise / conversionCommon Stock 2,122 $0.00 $0.00
Disclosure

SEC source: 0000045012-19-000126 · edgar.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,044.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 25% of restricted stock units granted on August 1, 2017 and August 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:07 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 109.546 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-19-000107 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,228.886

Underlying: Common Stock · 109.546 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on June 26, 2019 of $23.20.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 66 $86.13 $5,684.58
Disclosure

SEC source: 0001562180-19-003780 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,289.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 505 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003780 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,355.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $86.13, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $86.13, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 17:09 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-034573 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,668

F1 · shares: Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.

F2 · balance_after: These restricted shares vest in full on June 5, 2020.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 259 $74.25 $19,230.75
Disclosure

SEC source: 0001562180-19-003283 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,850.612

F1 · shares: On May 31, 2019 the reporting person's restricted stock units automatically vested 1,517 shares. 259 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:33 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,197 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003207 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,109.612

F1 · balance_after: Includes 3,714 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019 and 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:18 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 88.43 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-19-000076 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,119.34

Underlying: Common Stock · 88.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on March 27, 2019 of $28.56.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:51 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 78 $84.08 $6,558.24
Disclosure

SEC source: 0001562180-19-002152 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,912.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:51 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 551 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002152 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,990.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $86.42, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $86.42, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $86.42, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 16:59 UTC LINDE PLC LIN · Entity 2835 GrantResticted Stock Units · Derivative 759 $0.00 $0.00
Disclosure

SEC source: 0001707925-19-000009 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Underlying: Ordinary Shares · 759 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the February 26, 2019 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.

F1 · derivative.exercise_date: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the February 26, 2019 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.

F1 · derivative.expiration_date: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the February 26, 2019 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 95.16 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-19-000010 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030.91

Underlying: Common Stock · 95.16 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F5 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on December 27, 2018 of $26.36.

F4 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F4 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:13 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 499 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000116 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439.612

F2 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:13 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 60 $83.16 $4,989.60
Disclosure

SEC source: 0001562180-19-000116 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,940.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 18:45 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 PurchaseCommon Stock 5,000 $3.92 $19,600.00
Disclosure

SEC source: 0001104659-18-073619 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,321

Read SEC document
October 31, 2018 Filed Nov 1, 2018 15:51 UTC PRAXAIR INC PX · Entity 162268 Disposition to issuerDeferred Stock Units · Derivative 6,617.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000068 · edgar.xml · derivative · entry 3

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,617.73 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F1 · kind: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

F4 · derivative.exercise_date: Deferred stock units ("DSUs") acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan. In connection with the BCA, the DSUs have been converted into DSUs of Linde plc Ordinary Shares on a one-for-one basis.

F4 · derivative.expiration_date: Deferred stock units ("DSUs") acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan. In connection with the BCA, the DSUs have been converted into DSUs of Linde plc Ordinary Shares on a one-for-one basis.

F5 · derivative.underlying_shares: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 15:51 UTC PRAXAIR INC PX · Entity 162268 Disposition to issuerRestricted Stock Units · Derivative 5,879.903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000068 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,879.903 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") that have vested in full but whose payout was deferred. In connection with the BCA, the RSUs have been converted into RSUs of Linde plc Ordinary Shares on a one-for-one basis.

F1 · kind: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

F2 · derivative.exercise_date: Restricted stock units ("RSUs") that have vested in full but whose payout was deferred. In connection with the BCA, the RSUs have been converted into RSUs of Linde plc Ordinary Shares on a one-for-one basis.

F2 · derivative.expiration_date: Restricted stock units ("RSUs") that have vested in full but whose payout was deferred. In connection with the BCA, the RSUs have been converted into RSUs of Linde plc Ordinary Shares on a one-for-one basis.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 15:51 UTC PRAXAIR INC PX · Entity 162268 Disposition to issuerCommon Stock 17,672.195 $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000068 · edgar.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

F1 · price: Reflects the disposition of Praxair common stock in connection with the consummation of the transactions contemplated by the Business Combination Agreement (the "BCA") dated as of June 1, 2017, by and among Linde Aktiengesellschaft, Praxair, Inc., a Delaware corporation (the "Company"), Linde PLC, Zamalight Holdco LLC, and Zamalight Subco, Inc. In connection with the BCA, Praxair, Inc. became an indirect wholly-owned subsidiary of Linde plc, and each share of Praxair Common Stock, par value $0.01 per share, was exchanged for one Ordinary Share of Linde plc.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 18:13 UTC PRAXAIR INC PX · Entity 162268 GrantDeferred Stock Unit · Derivative 170.249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000064 · edgar.xml · derivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617.73

Underlying: Common Stock · 170.249 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F2 · derivative.exercise_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F3 · balance_after: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:13 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 60.8 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-18-000163 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,935.75

Underlying: Common Stock · 60.8 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F5 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on September 26, 2018 of $41.08.

F4 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F4 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 15:08 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 13 $102.51 $1,332.63
Disclosure

SEC source: 0001562180-18-004081 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 15:08 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 357 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004081 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,013.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.35, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 19:37 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 GrantCommon Stock 4,012 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-060120 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,321

F1 · kind: Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 09:10 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 PurchaseCommon Stock 1,800 $6.43 $11,570.58
Disclosure

SEC source: 0001104659-18-053449 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,309

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:08 UTC HALLIBURTON CO HAL · Entity 3141 Exercise / conversion2017 Restricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000136 · edgar.xml · derivative · entry 3

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Common Stock · 4,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:08 UTC HALLIBURTON CO HAL · Entity 3141 Grant2018 Restricted Stock Units · Derivative 4,221 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000136 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 4,221 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:08 UTC HALLIBURTON CO HAL · Entity 3141 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000136 · edgar.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 25% of restricted stock units granted on August 1, 2017.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:39 UTC PRAXAIR INC PX · Entity 162268 GrantDeferred Stock Unit · Derivative 181.64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000053 · edgar.xml · derivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,413.265

Underlying: Common Stock · 181.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F2 · derivative.exercise_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F3 · balance_after: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 22:09 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 77 $109.85 $8,458.45
Disclosure

SEC source: 0001562180-18-003176 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,656.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 22:09 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 353 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003176 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,733.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $109.80, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 19:15 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 54.27 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-18-000111 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,874.95

Underlying: Common Stock · 54.27 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly dividend equivalents based on the closing price on June 27, 2018 of $45.84.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:51 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 GrantCommon Stock 3,566 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-043630 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,509

F1 · kind: Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 19:52 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 GrantCommon Stock 13,869 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-038682 · a4.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,869

F1 · shares: Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.

F2 · balance_after: These restricted shares vest in full on June 4, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:43 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002772 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

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May 23, 2018 Filed May 24, 2018 22:52 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 290 $115.66 $33,541.40
Disclosure

SEC source: 0001562180-18-002670 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,863.612

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 290 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

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April 24, 2018 Filed Apr 26, 2018 18:18 UTC PRAXAIR INC PX · Entity 162268 GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000037 · edgar.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,758.324

F1 · shares: Restricted stock unit award, vesting 100% and payable in shares of Praxair Common Stock one year after April 24, 2018 if the awardee is serving on the Praxair, Inc. Board of Directors on that vesting date, unless termination of service occurs in connection with certain events, in which case the grant will vest in full.

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April 02, 2018 Filed Apr 4, 2018 18:22 UTC PRAXAIR INC PX · Entity 162268 GrantDeferred Stock Unit · Derivative 202.322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000023 · edgar.xml · derivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,199.71

Underlying: Common Stock · 202.322 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F2 · derivative.exercise_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F3 · balance_after: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

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March 31, 2018 Filed Apr 2, 2018 21:32 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 53.81 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-18-000076 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,820.68

Underlying: Common Stock · 53.81 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly dividend equivalents based on the closing price on March 28, 2018 of $46.05.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

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March 31, 2018 Filed Apr 3, 2018 19:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 298 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001795 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,153.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

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March 29, 2018 Filed Jun 6, 2018 19:52 UTC AgroFresh Solutions, Inc. AGFS · Entity 114699 GrantCommon Stock 3,401 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-038682 · a4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,943

F1 · shares: Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:38 UTC PRAXAIR INC PX · Entity 162268 GrantDeferred Stock Unit · Derivative 184.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000884905-18-000002 · edgar.xml · derivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,965.773

Underlying: Common Stock · 184.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion to Praxair Common Stock is on a 1-for-1 basis.

F2 · derivative.exercise_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Deferred stock units acquired by reporting person under the Praxair, Inc. Director's Fees Deferral Plan and are to be settled in Praxair Common Stock upon the reporting person's retirement or termination of service.

F3 · balance_after: This total includes shares previously acquired through automatic dividend reinvestment under the Plan.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:25 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 50.83 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-18-000018 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,766.87

Underlying: Common Stock · 50.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on December 28, 2017 of $48.57.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 50.83 Not disclosed Not disclosed
Disclosure

SEC source: 0000045012-18-000019 · edgar.xml · derivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,766.87

Underlying: Common Stock · 50.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The additional stock equivalents are attributable to quarterly dividends based on the closing price on December 28, 2017 of $48.57.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.