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person · Reporting owner

WILLIAMS JEFFREY E

Disclosed activity across 2 companies

Tapewire entity
11294
SEC CIK
0001496686

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389COOApril 01, 2025April 03, 2025
Walt Disney CoDIS · Entity 1887DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date April 01, 2025 · Filed April 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect390,059 Last balance in matching sequence After 2025-04-02 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2025-04-01 · Exercise / conversion · Acquired 74,535 · Balance 464,594

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 31, 2025 of 115 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2024 through January 31, 2025.

F3: The shares are held through Mr. Williams' living trust.

Row 2 · 2025-04-01 · Tax withholding · Disposed 39,042 · Balance 425,552

F4: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

F3: The shares are held through Mr. Williams' living trust.

Row 3 · 2025-04-02 · Sale · Disposed 15,721 · Balance 409,831

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2024.

F6: This transaction was executed in multiple trades at prices ranging from $222.96 to $223.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3: The shares are held through Mr. Williams' living trust.

Row 4 · 2025-04-02 · Sale · Disposed 17,292 · Balance 392,539

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2024.

F7: This transaction was executed in multiple trades at prices ranging from $223.96 to $224.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3: The shares are held through Mr. Williams' living trust.

Row 5 · 2025-04-02 · Sale · Disposed 2,480 · Balance 390,059

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2024.

F8: This transaction was executed in multiple trades at prices ranging from $224.955 to $225.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3: The shares are held through Mr. Williams' living trust.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-04-01 · Exercise / conversion · Disposed 29,688 · Balance 0

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F9: This award was granted on September 27, 2020. 29,688 RSUs subject to the award vested on each of April 1, 2023, April 1, 2024 and April 1, 2025.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect22,688 Reported balance After 2025-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-04-01 · Exercise / conversion · Disposed 22,688 · Balance 22,688

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F10: This award was granted on September 26, 2021. 22,689 RSUs subject to the award vested on April 1, 2024 and 22,688 RSUs vested on April 1, 2025. 22,688 RSUs are scheduled to vest on April 1, 2026, subject to the terms and conditions of the underlying award agreement.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect44,318 Reported balance After 2025-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-04-01 · Exercise / conversion · Disposed 22,159 · Balance 44,318

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F11: This award was granted on September 25, 2022. 22,159 RSUs subject to the award vested on April 1, 2025 and 22,159 RSUs are scheduled to vest on each of April 1, 2026 and April 1, 2027, subject to the terms and conditions of the underlying award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 31, 2025 of 115 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2024 through January 31, 2025.

F3: The shares are held through Mr. Williams' living trust.

F4: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2024.

F6: This transaction was executed in multiple trades at prices ranging from $222.96 to $223.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F7: This transaction was executed in multiple trades at prices ranging from $223.96 to $224.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F8: This transaction was executed in multiple trades at prices ranging from $224.955 to $225.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F9: This award was granted on September 27, 2020. 29,688 RSUs subject to the award vested on each of April 1, 2023, April 1, 2024 and April 1, 2025.

F10: This award was granted on September 26, 2021. 22,689 RSUs subject to the award vested on April 1, 2024 and 22,688 RSUs vested on April 1, 2025. 22,688 RSUs are scheduled to vest on April 1, 2026, subject to the terms and conditions of the underlying award agreement.

F11: This award was granted on September 25, 2022. 22,159 RSUs subject to the award vested on April 1, 2025 and 22,159 RSUs are scheduled to vest on each of April 1, 2026 and April 1, 2027, subject to the terms and conditions of the underlying award agreement.

Walt Disney Co

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect2,033.9 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 924.7 · Balance 2,033.9

F1: Includes: (1) 299.9 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 624.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes: (1) 299.9 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 624.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 59,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000049 · wf-form4_164919799612317.xml · derivative · entry 6

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,064

Underlying: Common Stock · 59,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 84,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000049 · wf-form4_164919799612317.xml · derivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.

F8 · derivative.expiration_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 99,031 $174.31 $17,262,093.61
Disclosure

SEC source: 0000320193-22-000049 · wf-form4_164919799612317.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,563

F4 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 204,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000049 · wf-form4_164919799612317.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 22:44 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 165,829 $138.83 $23,022,040.07
Disclosure

SEC source: 0000320193-21-000093 · wf-form4_163347386959085.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,490

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $138.50 to $139.28; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F2 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:44 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 354,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000093 · wf-form4_163347386959085.xml · derivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021.

F7 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $55.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 25, 2021. Apple's ending value was calculated to be $154.65.

F8 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F9 · derivative.exercise_date: Apple's TSR for the three-year performance period was 178.96%, which ranked 21 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 96th percentile. Therefore, 354,392 RSUs subject to performance requirements vested.

F6 · derivative.expiration_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:44 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 188,563 $142.65 $26,898,511.95
Disclosure

SEC source: 0000320193-21-000093 · wf-form4_163347386959085.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,319

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

F2 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:44 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 354,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000093 · wf-form4_163347386959085.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000085 · wf-form4_163286851816033.xml · derivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000085 · wf-form4_163286851816033.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

Read SEC document
April 05, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 133,867 $125.74 $16,832,436.58
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,490

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $125.34 to $126.075; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 59,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · derivative · entry 6

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,128

Underlying: Common Stock · 59,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 84,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · derivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,932

Underlying: Common Stock · 84,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 113,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · derivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.

F7 · derivative.expiration_date: This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 123,481 $123.00 $15,188,163.00
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,357

F4 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 257,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000046 · wf-form4_161766207883637.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 28,386 $114.19 $3,241,397.34
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,260

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $114.03 to $114.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 228,957 $113.52 $25,991,198.64
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,646

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $113.02 to $114.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · derivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 519,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

F9 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $39.20, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $121.12 (adjusted for dividends).

F10 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F11 · derivative.exercise_date: Apple's TSR for the three-year performance period was 208.96%, which ranked 4 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 99th percentile. Therefore, 519,080 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F8 · derivative.expiration_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 261,737 $116.79 $30,568,264.23
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,603

F4 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:36 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000078 · wf-form4_160141899239637.xml · derivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:36 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000078 · wf-form4_160141899239637.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 845 $244.98 $207,008.10
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 10

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,329

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F12 · price: This transaction was executed in multiple trades at prices ranging from $244.97 to $244.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,377 $244.36 $580,843.72
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 9

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,174

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F11 · price: This transaction was executed in multiple trades at prices ranging from $243.81 to $244.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 4,449 $243.03 $1,081,240.47
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 8

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,551

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F10 · price: This transaction was executed in multiple trades at prices ranging from $242.74 to $243.705; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 13,783 $242.30 $3,339,620.90
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 7

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F9 · price: This transaction was executed in multiple trades at prices ranging from $241.74 to $242.73; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 7,454 $241.24 $1,798,202.96
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 6

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,783

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F8 · price: This transaction was executed in multiple trades at prices ranging from $240.59 to $241.49; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 5,266 $240.20 $1,264,893.20
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,237

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $239.59 to $240.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,039 $238.96 $726,199.44
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,503

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $238.44 to $239.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,849 $238.03 $916,177.47
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,542

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $237.44 to $238.43; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 21,233 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · derivative · entry 14

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,466

Underlying: Common Stock · 21,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F15 · derivative.exercise_date: This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date.

F15 · derivative.expiration_date: This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 28,338 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · derivative · entry 13

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,337

Underlying: Common Stock · 28,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F14 · derivative.exercise_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

F14 · derivative.expiration_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 36,107 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · derivative · entry 12

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F13 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020.

F13 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 44,616 $240.91 $10,748,440.56
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,391

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 85,678 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000039 · wf-form4_158595308536827.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 42,953 $219.28 $9,418,733.84
Disclosure

SEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,209

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $218.98 to $219.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 24,601 $218.62 $5,378,270.62
Disclosure

SEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,162

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $217.98 to $218.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 129,308 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · derivative · entry 6

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 129,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019.

F7 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 25, 2016. Apple's beginning value was calculated to be $109.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 28, 2019. Apple's ending value was calculated to be $227.94 (adjusted for dividends).

F8 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F9 · derivative.exercise_date: Apple's TSR for the three-year period was 108.28%, which ranked 35th of the 464 companies that were included in the S&P 500 for the period and placed Apple in the 93rd percentile. Therefore, 129,308 RSUs subject to performance requirements vested.

F6 · derivative.expiration_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 61,754 $224.59 $13,869,330.86
Disclosure

SEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,763

F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 129,308 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 29, 2019 Filed Oct 1, 2019 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 45,700 $0.00 $0.00
Disclosure

SEC source: 0000320193-19-000103 · wf-form4_156996927774723.xml · derivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

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September 29, 2019 Filed Oct 1, 2019 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 45,700 $0.00 $0.00
Disclosure

SEC source: 0000320193-19-000103 · wf-form4_156996927774723.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

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May 02, 2019 Filed May 6, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,550 $212.46 $329,313.00
Disclosure

SEC source: 0000320193-19-000069 · wf-form4_155718184308434.xml · nonDerivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,209

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $212.38 to $212.56; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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May 02, 2019 Filed May 6, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 14,571 $211.83 $3,086,574.93
Disclosure

SEC source: 0000320193-19-000069 · wf-form4_155718184308434.xml · nonDerivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,759

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $211.36 to $212.35; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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May 02, 2019 Filed May 6, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 8,601 $210.98 $1,814,638.98
Disclosure

SEC source: 0000320193-19-000069 · wf-form4_155718184308434.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,330

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $210.35 to $211.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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May 02, 2019 Filed May 6, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 18,256 $209.71 $3,828,465.76
Disclosure

SEC source: 0000320193-19-000069 · wf-form4_155718184308434.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,931

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $209.33 to $210.27; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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May 02, 2019 Filed May 6, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 13,433 $208.99 $2,807,362.67
Disclosure

SEC source: 0000320193-19-000069 · wf-form4_155718184308434.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,187

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $208.33 to $209.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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April 01, 2019 Filed Apr 3, 2019 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 28,338 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000052 · wf-form4_155433069460529.xml · derivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,675

Underlying: Common Stock · 28,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on April 1, 2019, 28,338 restricted stock units ares scheduled to vest on April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on April 1, 2019, 28,338 restricted stock units ares scheduled to vest on April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

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April 01, 2019 Filed Apr 3, 2019 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 36,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000052 · wf-form4_155433069460529.xml · derivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,107

Underlying: Common Stock · 36,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.