Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTEE LAUDER COMPANIES INCEL · Entity 3097 | Vice Chairman | May 31, 2023 | June 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTEE LAUDER COMPANIES INC
Report date May 31, 2023 · Filed June 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThrough a grantor retained annuity trust established in May 2022. | 8,500 |
Reported balance
After 2023-05-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-31 · Gift · Disposed 13,000 · Balance 8,500 F1: Not applicable. |
| Class A Common StockSEC Table I · non-derivative | IndirectThrough a revocable trust. | 13,307 |
Reported balance
After 2023-05-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-05-31 · Gift · Acquired 13,000 · Balance 13,307 F1: Not applicable. |
| Class A Common StockSEC Table I · non-derivative | IndirectThrough a grantor retained annuity trust established in February 2022. | 7,600 |
Reported balance
Holding disclosure · report date 2023-05-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,600 |
| Class A Common StockSEC Table I · non-derivative | IndirectThrough a grantor retained annuity trust established in November 2022. | 15,000 |
Reported balance
Holding disclosure · report date 2023-05-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectThrough a grantor retained annuity trust established in May 2023. | 14,000 |
Reported balance
Holding disclosure · report date 2023-05-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 14,000 |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,582 |
Reported balance
Holding disclosure · report date 2023-05-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,582 |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 21, 2017 16:22 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GiftClass A Common Stock | 2,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001001250-17-000006 · edgar.xml · nonDerivative · entry 2 MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,389 F2 · price: Not applicable. Read SEC document |
| February 15, 2017 Filed Feb 21, 2017 16:22 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | OtherClass A Common Stock | 2,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001001250-17-000006 · edgar.xml · nonDerivative · entry 1 MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,789 F1 · kind: Transfer of Class A Common Stock to Reporting Person in satisfaction of an amount payable under the terms of the Sara E. Moss Grantor Retained Annuity Trust u/a/d October 15, 2015. F2 · price: Not applicable. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 16:33 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GiftClass A Common Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001001250-16-000259 · edgar.xml · nonDerivative · entry 1 MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,369 F1 · price: Not applicable. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 17:52 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Exercise / conversionRestricted Stock Units (Share Payout) · Derivative | 10,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001001250-16-000244 · edgar.xml · derivative · entry 4 MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,904 Underlying: Class A Common Stock · 10,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. F3 · shares: Vesting of portions of RSUs granted September 4, 2013, September 3, 2014 and September 4, 2015. F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. F4 · derivative.exercise_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015, January 28, 2016 and September 6, 2016 will vest and be paid out as follows: 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F4 · derivative.expiration_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015, January 28, 2016 and September 6, 2016 will vest and be paid out as follows: 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F4 · balance_after: Remaining RSUs from grants dated September 3, 2014, September 4, 2015, January 28, 2016 and September 6, 2016 will vest and be paid out as follows: 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 17:52 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Tax withholdingClass A Common Stock | 5,673 | $87.06 | $493,891.38 |
DisclosureSEC source: 0001001250-16-000244 · edgar.xml · nonDerivative · entry 2 MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,119 F2 · kind: Represents the withholding of shares for tax purposes. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 17:52 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Exercise / conversionClass A Common Stock | 10,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001001250-16-000244 · edgar.xml · nonDerivative · entry 1 MOSS SARA E · CIK 0001204538 · Exec. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:12 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantRestricted Stock Units (Share Payout) · Derivative | 8,942 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001001250-16-000217 · edgar.xml · derivative · entry 5 MOSS SARA E · CIK 0001204538 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,064 Underlying: Class A Common Stock · 8,942 shares Expires not disclosed F4 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. F5 · price: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,980 on October 31, 2017; 2,981 on October 31, 2018; and 2,981 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,160 on October 31, 2016; 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · derivative.exercise_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,980 on October 31, 2017; 2,981 on October 31, 2018; and 2,981 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,160 on October 31, 2016; 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · derivative.expiration_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,980 on October 31, 2017; 2,981 on October 31, 2018; and 2,981 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,160 on October 31, 2016; 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · balance_after: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,980 on October 31, 2017; 2,981 on October 31, 2018; and 2,981 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,160 on October 31, 2016; 9,591 on October 31, 2017; 6,383 on October 31, 2018; 14,930 on January 29, 2019; and 2,981 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:12 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantOption (Right to Buy) · Derivative | 32,905 | Not disclosed Strike: $89.47 | Not disclosed |
DisclosureSEC source: 0001001250-16-000217 · edgar.xml · derivative · entry 4 MOSS SARA E · CIK 0001204538 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,905 Underlying: Class A Common Stock · 32,905 shares Expires 2026-09-06 F3 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; and 10,969 shares exercisable from and after January 1, 2020. F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; and 10,969 shares exercisable from and after January 1, 2020. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:12 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Tax withholdingClass A Common Stock | 5,881 | $89.40 | $525,761.40 |
DisclosureSEC source: 0001001250-16-000217 · edgar.xml · nonDerivative · entry 2 MOSS SARA E · CIK 0001204538 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,632 F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:12 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantClass A Common Stock | 10,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001001250-16-000217 · edgar.xml · nonDerivative · entry 1 MOSS SARA E · CIK 0001204538 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,513 F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013. F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.