TapewireFind a company

person · Reporting owner

MOSS SARA E

Disclosed activity across 1 company

Tapewire entity
112914
SEC CIK
0001204538

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097Vice ChairmanMay 31, 2023June 01, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date May 31, 2023 · Filed June 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThrough a grantor retained annuity trust established in May 2022.8,500 Reported balance After 2023-05-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-31 · Gift · Disposed 13,000 · Balance 8,500

F1: Not applicable.

Class A Common StockSEC Table I · non-derivativeIndirectThrough a revocable trust.13,307 Reported balance After 2023-05-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-05-31 · Gift · Acquired 13,000 · Balance 13,307

F1: Not applicable.

Class A Common StockSEC Table I · non-derivativeIndirectThrough a grantor retained annuity trust established in February 2022.7,600 Reported balance Holding disclosure · report date 2023-05-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,600

Class A Common StockSEC Table I · non-derivativeIndirectThrough a grantor retained annuity trust established in November 2022.15,000 Reported balance Holding disclosure · report date 2023-05-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 15,000

Class A Common StockSEC Table I · non-derivativeIndirectThrough a grantor retained annuity trust established in May 2023.14,000 Reported balance Holding disclosure · report date 2023-05-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 14,000

Class A Common StockSEC Table I · non-derivativeDirect4,582 Reported balance Holding disclosure · report date 2023-05-31 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 4,582

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,133 $291.54 $1,496,474.82
Disclosure

SEC source: 0001001250-21-000026 · edgar.xml · nonDerivative · entry 5

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $291.36 to $291.65 per share, inclusive.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 12,443 $290.46 $3,614,193.78
Disclosure

SEC source: 0001001250-21-000026 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $290.06 to $291.00 per share, inclusive.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 17,576 $107.95 $1,897,329.20
Disclosure

SEC source: 0001001250-21-000026 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 5,110 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000026 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 40,057

Read SEC document
February 23, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 5,110 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000026 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a grantor retained annuity trust.

Disclosed balance after: 9,890

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionStock Options · Derivative 10,000 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-20-000125 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 10,000 $250.13 $2,501,300.00
Disclosure

SEC source: 0001001250-20-000125 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $250.00 to $250.46 per share, inclusive.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 10,000 $89.47 $894,700.00
Disclosure

SEC source: 0001001250-20-000125 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000124 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a RevocableTrust

Disclosed balance after: 34,947

F4 · price: Not applicable.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionStock Options · Derivative 10,000 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-20-000124 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 12,977 $236.90 $3,074,251.30
Disclosure

SEC source: 0001001250-20-000124 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $236.73 to $237.33 per share, inclusive.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 10,000 $89.47 $894,700.00
Disclosure

SEC source: 0001001250-20-000124 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110

Underlying: Class A Common Stock · 1,554 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,555 on November 1, 2021 and 1,555 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 7

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Class A Common Stock · 2,122 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,123 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,692 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,692 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,391 $229.12 $776,945.92
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 6,368 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000114 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,600 $213.76 $555,776.00
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 6

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 36,947

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on February 13, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F7 · price: Sales prices range from $213.62 to $214.10 per share, inclusive.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,551 $212.90 $330,207.90
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 5

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 39,547

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on February 13, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $212.60 to $213.37 per share, inclusive.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Comon Stock 4,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 41,098

F4 · price: The Reporting Person transferred the shares to her revocable trust for no consideration.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 4,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F4 · price: The Reporting Person transferred the shares to her revocable trust for no consideration.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 12,413 $0.00 Strike: $218.06 $0.00
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · derivative · entry 9

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413

Underlying: Class A Common Stock · 12,413 shares

Expires 2030-09-03

F8 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,137 shares exercisable from and after January 1, 2022; 4,138 shares exercisable from and after January 1, 2023; and 4,138 shares exercisable from and after January 1, 2024.

F9 · price: Not applicable.

F8 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,137 shares exercisable from and after January 1, 2022; 4,138 shares exercisable from and after January 1, 2023; and 4,138 shares exercisable from and after January 1, 2024.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,723 $219.80 $1,038,115.40
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 8,874 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000082 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionStock Options · Derivative 12,905 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-20-000068 · edgar.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 12,905 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,000 $222.30 $222,300.00
Disclosure

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $222.14 to $222.41 per share, inclusive.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 10,333 $221.36 $2,287,312.88
Disclosure

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $221.14 to $221.81 per share, inclusive.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,572 $220.18 $346,122.96
Disclosure

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,333

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $220.03 to $220.89 per share, inclusive.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 12,905 $89.47 $1,154,610.35
Disclosure

SEC source: 0001001250-20-000068 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,968 shares exercisable from and after January 1, 2018; 10,968 shares exercisable from and after January 1, 2019; 10,969 shares exercisable from and after January 1, 2020.

Read SEC document
May 11, 2020 Filed May 12, 2020 14:56 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000039 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a grantor retained annuity trust established May 2020.

Disclosed balance after: 20,000

F1 · price: The Reporting Person transferred the shares from her revocable trust to a grantor retained annuity trust for no consideration.

Read SEC document
May 11, 2020 Filed May 12, 2020 14:56 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000039 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 36,947

F1 · price: The Reporting Person transferred the shares from her revocable trust to a grantor retained annuity trust for no consideration.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000010 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a grantor retained annuity trust.

Disclosed balance after: 15,000

F1 · price: The Reporting Person transferred the shares from her revocable trust to a grantor retained annuity trust for no consideration.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000010 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 56,947

F1 · price: The Reporting Person transferred the shares from her revocable trust to a grantor retained annuity trust for no consideration.

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 11,395 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · derivative · entry 8

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,395 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,394 shares exercisable from and after January 1, 2017; 11,394 shares exercisable from and after January 1, 2018; and 11,395 shares exercisable from and after January 1, 2019.

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 300 $215.12 $64,536.00
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 7

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 100 $215.10 $21,510.00
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 600 $214.98 $128,988.00
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 5

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 10,395 $214.82 $2,233,053.90
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 11,395 $77.35 $881,403.25
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,394 shares exercisable from and after January 1, 2017; 11,394 shares exercisable from and after January 1, 2018; and 11,395 shares exercisable from and after January 1, 2019.

Read SEC document
November 21, 2019 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 5,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 71,947

F1 · price: The Reporting Person transferred the shares from a grantor retained annuity trust to her revocable trust for no consideration.

Read SEC document
November 21, 2019 Filed Feb 13, 2020 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 5,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-20-000009 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a grantor retained annuity trust.

Disclosed balance after: 0

F1 · price: The Reporting Person transferred the shares from a grantor retained annuity trust to her revocable trust for no consideration.

Read SEC document
November 20, 2019 Filed Nov 20, 2019 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 3,644 $192.74 $702,344.56
Disclosure

SEC source: 0001001250-19-000140 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $192.55 to $193.31 per share, inclusive.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000119 · edgar.xml · derivative · entry 7

MOSS SARA E · CIK 0001204538 · Vice Chairman & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

Underlying: Class A Common Stock · 2,122 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 2,122 on November 2, 2020 and 2,123 on November 1, 2021.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000119 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Class A Common Stock · 2,691 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,692 on November 2, 2020.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000119 · edgar.xml · derivative · entry 5

MOSS SARA E · CIK 0001204538 · Vice Chairman & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,981 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 6, 2016.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,150 $183.99 $763,558.50
Disclosure

SEC source: 0001001250-19-000119 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,794 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000119 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 6, 2016 September 5, 2017, and September 4, 2018.

F2 · price: Not applicable.

Read SEC document
September 16, 2019 Filed Sep 16, 2019 21:48 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 600 $193.98 $116,388.00
Disclosure

SEC source: 0001001250-19-000099 · edgar.xml · nonDerivative · entry 4

MOSS SARA E · CIK 0001204538 · Vice Chairman and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 66,170

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on May 21, 2019.

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $193.85 to $194.13 per share, inclusive.

Read SEC document
September 16, 2019 Filed Sep 16, 2019 21:48 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,674 $193.50 $1,097,919.00
Disclosure

SEC source: 0001001250-19-000099 · edgar.xml · nonDerivative · entry 3

MOSS SARA E · CIK 0001204538 · Vice Chairman and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 66,770

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on May 21, 2019.

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $192.84 to $193.82 per share, inclusive.

Read SEC document
September 10, 2019 Filed Sep 16, 2019 21:48 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GiftClass A Common Stock 6,274 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000099 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Through a revocable trust.

Disclosed balance after: 72,444

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on May 21, 2019.

F1 · price: The Reporting Person transferred the shares to her revocable trust for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.