Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 2U, Inc.TWOU · Entity 89183 | Director | May 05, 2023 | May 08, 2023 |
| NETFLIX INCNFLX · Entity 403 | Director | June 02, 2025 | June 04, 2025 |
| ThredUp Inc.TDUP · Entity 1057 | Director | July 20, 2026 | July 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
2U, Inc.
Report date May 05, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,223 |
Reported balance
After 2023-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-05 · Grant · Acquired 21,246 · Balance 73,223 F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 43,530 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,530 F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership | 6,827 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,827 F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.
F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.
F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.
NETFLIX INC
Report date June 02, 2025 · Filed June 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,218.98 · Expires 2035-06-02 | Direct | 51 |
Reported balance
After 2025-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-02 · Grant · Acquired 51 · Balance 51 |
ThredUp Inc.
Report date July 20, 2026 · Filed July 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 316,860 |
Reported balance
After 2026-07-20 transaction · row 1
1 source rowRow 1 · 2026-07-20 · Grant · Acquired 2,491 · Balance 316,860 F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ZUORA INC
Report date February 14, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 1
1 source rowRow 1 · 2025-02-14 · Disposition to issuer · Disposed 78,975 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Haley-McGourty Partners | 0 |
Reported balance
After 2025-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-14 · Disposition to issuer · Disposed 34,246 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Haley-McGourty Family Trust U/D/T 9/27/96 | 0 |
Reported balance
After 2025-02-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-14 · Disposition to issuer · Disposed 156,793 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").
F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.
F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.
F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2023 Filed May 31, 2023 23:16 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 826 | $60.77 | $50,197.18 |
DisclosureSEC source: 0001065280-23-000155 · wk-form4_1685574964.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:44 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 55,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-23-000129 · wf-form4_168513383374932.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,744 F1 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 24, 2024 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 959 | $0.00 Strike: $51.99 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 18 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 959 shares Expires 2023-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 966 | $0.00 Strike: $51.83 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 17 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 966 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 868 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 16 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 868 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 784 | $0.00 Strike: $63.66 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 15 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 784 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 959 | $0.00 Strike: $52.10 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 14 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 959 shares Expires 2024-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,043 | $0.00 Strike: $48.07 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 13 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,043 shares Expires 2024-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 826 | $0.00 Strike: $60.29 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 12 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 826 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 742 | $0.00 Strike: $67.59 | $0.00 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · derivative · entry 11 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 742 shares Expires 2024-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 3,010 | $334.85 | $1,007,912.05 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 10 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $334.54 to $335.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 4,137 | $333.86 | $1,381,159.38 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 9 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,010 F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $333.50 to $334.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 959 | $51.99 | $49,857.07 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 8 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 966 | $51.83 | $50,069.13 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 7 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 868 | $57.77 | $50,143.14 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 6 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 784 | $63.66 | $49,906.07 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 5 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 959 | $52.10 | $49,962.56 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 4 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,043 | $48.07 | $50,141.49 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 826 | $60.29 | $49,803.09 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 10, 2023 Filed May 11, 2023 22:50 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 742 | $67.59 | $50,148.59 |
DisclosureSEC source: 0001065280-23-000153 · wf-form4_168384541419500.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/8/2023. Read SEC document |
| May 05, 2023 Filed May 8, 2023 17:26 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 21,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007567 · form4-05082023_090558.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,223 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date. Read SEC document |
| May 03, 2023 Filed May 5, 2023 21:01 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 5,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-23-000096 · wf-form4_168332049860621.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,872 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:47 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 193 | $0.00 Strike: $324.12 | $0.00 |
DisclosureSEC source: 0001065280-23-000140 · wf-form4_168314682333831.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193 Underlying: Common Stock · 193 shares Expires 2033-05-01 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:40 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 179 | $0.00 Strike: $348.28 | $0.00 |
DisclosureSEC source: 0001065280-23-000115 · wf-form4_168065522266539.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179 Underlying: Common Stock · 179 shares Expires 2033-04-03 Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:17 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $313.48 | $0.00 |
DisclosureSEC source: 0001065280-23-000080 · wf-form4_167779544494759.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 200 shares Expires 2033-03-01 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:37 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 8,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-23-000029 · wf-form4_167666980577552.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,750 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 16:41 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 5,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-23-000023 · wf-form4_167537405350360.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,855 F1 · shares: Pursuant to Zuora's Non-Employee Director Compensation Program, the Reporting Person has elected to receive restricted stock units ("RSUs") in lieu of the cash compensation fees payable for services on Zuora's Board of Directors and any committees thereof. The number of RSUs granted to the Reporting Person represents the quotient of (i) all applicable annual retainer fees divided by (ii) the closing price of Zuora's Class A Common Stock on the date of grant. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting. The RSUs vest as to 1/4 of the shares underlying the initial award on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, so long as the Reporting Person continues to provide services to Zuora through each such vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:39 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 172 | $0.00 Strike: $361.99 | $0.00 |
DisclosureSEC source: 0001065280-23-000052 · wf-form4_167537755420304.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172 Underlying: Common Stock · 172 shares Expires 2033-02-01 Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:32 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 212 | $0.00 Strike: $294.95 | $0.00 |
DisclosureSEC source: 0001065280-23-000026 · wf-form4_167287153982457.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212 Underlying: Common Stock · 212 shares Expires 2033-01-03 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:47 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 197 | $0.00 Strike: $316.95 | $0.00 |
DisclosureSEC source: 0001065280-22-000439 · wf-form4_167001763171273.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197 Underlying: Common Stock · 197 shares Expires 2032-12-01 Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:54 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 8,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-22-000175 · wf-form4_166750887612634.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,516 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 21:44 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 218 | $0.00 Strike: $286.75 | $0.00 |
DisclosureSEC source: 0001065280-22-000386 · wf-form4_166742545953509.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218 Underlying: Common Stock · 218 shares Expires 2032-11-01 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:04 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 262 | $0.00 Strike: $239.04 | $0.00 |
DisclosureSEC source: 0001065280-22-000349 · wf-form4_166492103842370.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262 Underlying: Common Stock · 262 shares Expires 2032-10-03 Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:27 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 271 | $0.00 Strike: $230.04 | $0.00 |
DisclosureSEC source: 0001065280-22-000324 · wf-form4_166215403318939.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271 Underlying: Common Stock · 271 shares Expires 2032-09-01 Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:38 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 6,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-22-000134 · wf-form4_165964910735551.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,529 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:44 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 277 | $0.00 Strike: $226.21 | $0.00 |
DisclosureSEC source: 0001065280-22-000279 · wf-form4_165947663040295.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 277 shares Expires 2032-08-01 Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:06 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 347 | $0.00 Strike: $179.95 | $0.00 |
DisclosureSEC source: 0001065280-22-000244 · wf-form4_165705516453428.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347 Underlying: Common Stock · 347 shares Expires 2032-07-01 Read SEC document |
| June 21, 2022 Filed Jun 24, 2022 20:07 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 19,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-22-000121 · wf-form4_165611564256637.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,369 F1 · shares: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 21, 2022. The RSUs will fully vest and convert on a one-for-one basis into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2023 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 19:07 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 324 | $0.00 Strike: $192.91 | $0.00 |
DisclosureSEC source: 0001065280-22-000208 · wf-form4_165419682220338.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324 Underlying: Common Stock · 324 shares Expires 2032-06-01 Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:32 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 19,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-22-000089 · wf-form4_165368709951527.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,385 F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| May 25, 2022 Filed May 27, 2022 21:32 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 1,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-22-000089 · wf-form4_165368709951527.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,772 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:11 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 981 | $11.20 | $10,987.20 |
DisclosureSEC source: 0001415889-22-004947 · form4-05132022_010558.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,977 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2023, subject to the reporting person's continued service as a director of the issuer as of that date. F4 · price: The restricted stock units were issued to the reporting person in lieu of annual chair retainer fees of $11,000. Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:11 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 4,909 | $11.20 | $54,980.80 |
DisclosureSEC source: 0001415889-22-004947 · form4-05132022_010558.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,996 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2023, subject to the reporting person's continued service as a director of the issuer as of that date. F3 · price: The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $55,000. Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:11 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 21,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004947 · form4-05132022_010558.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,087 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2023, subject to the reporting person's continued service as a director of the issuer as of that date. Read SEC document |
| May 02, 2022 Filed May 3, 2022 23:05 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 313 | $0.00 Strike: $199.46 | $0.00 |
DisclosureSEC source: 0001065280-22-000175 · wf-form4_165161908558509.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313 Underlying: Common Stock · 313 shares Expires 2032-05-02 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:22 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 168 | $0.00 Strike: $373.47 | $0.00 |
DisclosureSEC source: 0001065280-22-000137 · wf-form4_164910730174385.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 168 shares Expires 2032-04-01 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:44 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 162 | $0.00 Strike: $386.24 | $0.00 |
DisclosureSEC source: 0001065280-22-000094 · wf-form4_164626105065328.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162 Underlying: Common Stock · 162 shares Expires 2032-03-01 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:14 UTC | ThredUp Inc. TDUP · Entity 1057 | GrantClass A Common Stock | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001484778-22-000024 · wf-form4_164504607317852.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,974 F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:13 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-22-000027 · wf-form4_164392280469943.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,947 F1 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Program, the Reporting Person has elected to receive restricted stock units ("RSUs") in lieu of the cash compensation fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of RSUs granted to the Reporting Person represents the quotient of (i) all applicable annual retainer fees divided by (ii) the closing price of the Issuer's Class A Common Stock on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting. The RSUs vest as to 1/4 of the shares underlying the initial award on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, so long as the Reporting Person continues to provide services to the Issuer through each such vesting date. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 21:58 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 136 | $0.00 Strike: $457.13 | $0.00 |
DisclosureSEC source: 0001065280-22-000058 · wf-form4_164383908342462.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136 Underlying: Common Stock · 136 shares Expires 2032-02-01 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.