TapewireFind a company

person · Reporting owner

WILLIAMS FRANK J

Disclosed activity across 1 company

Tapewire entity
112703
SEC CIK
0001204938

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Evolent Health, Inc.EVH · Entity 5492DirectorJune 01, 2023June 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Evolent Health, Inc.

Report date June 01, 2023 · Filed June 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect819,812 Last balance in matching sequence After 2023-06-01 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2023-06-01 · Exercise / conversion · Acquired 19,060 · Balance 838,872

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Row 2 · 2023-06-01 · Exercise / conversion · Acquired 90,940 · Balance 929,812

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Row 3 · 2023-06-01 · Sale · Disposed 9,091 · Balance 920,721

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.63 to $29.62, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Row 4 · 2023-06-01 · Sale · Disposed 9,969 · Balance 910,752

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.83, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Row 5 · 2023-06-01 · Sale · Disposed 41,914 · Balance 868,838

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.60 to $29.59, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Row 6 · 2023-06-01 · Sale · Disposed 49,026 · Balance 819,812

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.86, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Class A Common Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.87 · Expires 2025-02-01Direct0 Reported balance After 2023-06-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-06-01 · Exercise / conversion · Disposed 19,060 · Balance 0

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F8: The Class A Common Stock Options exercised vested on February 1, 2019.

Class A Common Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.27 · Expires 2026-03-01Direct17,250 Reported balance After 2023-06-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-06-01 · Exercise / conversion · Disposed 90,940 · Balance 17,250

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F9: The Class A Common Stock Options exercised vested on March 1, 2017, March 1, 2018, March 1, 2019, and March 1, 2020.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote66,064 Reported balance Holding disclosure · report date 2023-06-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 66,064

F7: Shares held of record by the Frank Williams Irrevocable Trust. Mr. Williams serves as the Trustee of the Frank Williams Irrevocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.63 to $29.62, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.83, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.60 to $29.59, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.86, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Shares held of record by the Frank Williams Irrevocable Trust. Mr. Williams serves as the Trustee of the Frank Williams Irrevocable Trust.

F8: The Class A Common Stock Options exercised vested on February 1, 2019.

F9: The Class A Common Stock Options exercised vested on March 1, 2017, March 1, 2018, March 1, 2019, and March 1, 2020.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2022 Filed Jun 13, 2022 18:33 UTC Evolent Health, Inc. EVH · Entity 5492 Tax withholdingClass A Common Stock 3,860 $28.76 $111,013.60
Disclosure

SEC source: 0001628908-22-000085 · wf-form4_165515960710905.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,434

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 18:33 UTC Evolent Health, Inc. EVH · Entity 5492 GrantClass A Common Stock 5,564 $0.00 $0.00
Disclosure

SEC source: 0001628908-22-000085 · wf-form4_165515960710905.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,434

F1 · security: Represents restricted stock units granted to Mr. Williams pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest on the earlier of June 9, 2023 and the date of the company's 2023 annual meeting, subject to the reporting person's continued service on the vesting date.

Read SEC document
March 03, 2022 Filed Mar 10, 2022 20:27 UTC Evolent Health, Inc. EVH · Entity 5492 Tax withholdingClass A Common Stock 189,568 $27.54 $5,220,702.72
Disclosure

SEC source: 0001628908-22-000054 · wf-form4_164696201693474.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,730

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of leveraged stock units.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table I of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 02, 2022 Filed Mar 10, 2022 20:27 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionLeveraged Restricted Stock Unit · Derivative 382,489 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628908-22-000054 · wf-form4_164696201693474.xml · derivative · entry 4

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 382,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Leveraged Stock Units vested on March 2, 2022.

F6 · derivative.expiration_date: These Leveraged Stock Units do not expire.

Read SEC document
March 02, 2022 Filed Mar 10, 2022 20:27 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 382,489 $0.00 $0.00
Disclosure

SEC source: 0001628908-22-000054 · wf-form4_164696201693474.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the leveraged stock units granted to Mr. Williams on March 1, 2019, based on the cumulative performance of the Issuer's Class A Common Stock.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table I of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 17:07 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-22-000018 · wf-form4_164522204217116.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 17:07 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $23.70 $237,000.00
Disclosure

SEC source: 0001628908-22-000018 · wf-form4_164522204217116.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.39 to $24.27, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 17:07 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $23.70 $237,000.00
Disclosure

SEC source: 0001628908-22-000018 · wf-form4_164522204217116.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.39 to $24.27, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 17:07 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-22-000018 · wf-form4_164522204217116.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:04 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-22-000005 · wf-form4_164271622660074.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:04 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $24.30 $243,000.00
Disclosure

SEC source: 0001628908-22-000005 · wf-form4_164271622660074.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $25.00, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:04 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $24.31 $243,100.00
Disclosure

SEC source: 0001628908-22-000005 · wf-form4_164271622660074.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $25.00, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:04 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-22-000005 · wf-form4_164271622660074.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 17:56 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000154 · wf-form4_163978175839241.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 17:56 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $26.65 $266,500.00
Disclosure

SEC source: 0001628908-21-000154 · wf-form4_163978175839241.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.13 to $27.07, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 17:56 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $26.64 $266,400.00
Disclosure

SEC source: 0001628908-21-000154 · wf-form4_163978175839241.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.22 to $27.04, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 17:56 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000154 · wf-form4_163978175839241.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 17:00 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000151 · wf-form4_163727281448722.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 17:00 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $27.81 $278,100.00
Disclosure

SEC source: 0001628908-21-000151 · wf-form4_163727281448722.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.42 to $28.07, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 17:00 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $27.81 $278,100.00
Disclosure

SEC source: 0001628908-21-000151 · wf-form4_163727281448722.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $28.09, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 17:00 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000151 · wf-form4_163727281448722.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:14 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000137 · wf-form4_163476084489265.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:14 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $30.35 $303,500.00
Disclosure

SEC source: 0001628908-21-000137 · wf-form4_163476084489265.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $30.55, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:14 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $30.35 $303,500.00
Disclosure

SEC source: 0001628908-21-000137 · wf-form4_163476084489265.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $30.55, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 16:14 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000137 · wf-form4_163476084489265.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 17:32 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000126 · wf-form4_163217352837587.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 17:32 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $26.27 $262,700.00
Disclosure

SEC source: 0001628908-21-000126 · wf-form4_163217352837587.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.02 to $26.51, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 17:32 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $26.27 $262,700.00
Disclosure

SEC source: 0001628908-21-000126 · wf-form4_163217352837587.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.47, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 17:32 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000126 · wf-form4_163217352837587.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:04 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000122 · wf-form4_162941423754385.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,060

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:04 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $22.88 $228,800.00
Disclosure

SEC source: 0001628908-21-000122 · wf-form4_162941423754385.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.625 to $23.130, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:04 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $22.88 $228,800.00
Disclosure

SEC source: 0001628908-21-000122 · wf-form4_162941423754385.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.625 to $23.130, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:04 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000122 · wf-form4_162941423754385.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 25,871 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · derivative · entry 9

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,060

Underlying: Class A Common Stock · 25,871 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F7 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 25,919 $23.02 $596,655.38
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 6

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,809

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.99 to $23.14, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 25,871 $23.02 $595,550.42
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,728

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.99 to $23.13, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 25,871 $3.84 $99,344.64
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 4

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 6,144 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · derivative · entry 8

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,931

Underlying: Class A Common Stock · 6,144 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F7 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 6,165 $23.02 $141,918.30
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,728

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.13, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 6,144 $23.02 $141,434.88
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,893

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.13, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:48 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 6,144 $3.84 $23,592.96
Disclosure

SEC source: 0001628908-21-000112 · wf-form4_162811366582920.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:57 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 1,901 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000105 · wf-form4_162803142242679.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,075

Underlying: Class A Common Stock · 1,901 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:57 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 1,601 $23.00 $36,823.00
Disclosure

SEC source: 0001628908-21-000105 · wf-form4_162803142242679.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,893

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:57 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 1,901 $23.00 $43,723.00
Disclosure

SEC source: 0001628908-21-000105 · wf-form4_162803142242679.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,494

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:57 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 1,901 $3.84 $7,299.84
Disclosure

SEC source: 0001628908-21-000105 · wf-form4_162803142242679.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:23 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000102 · wf-form4_162690259202984.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,976

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F5 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:23 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $21.60 $216,000.00
Disclosure

SEC source: 0001628908-21-000102 · wf-form4_162690259202984.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,494

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.26 to $22.00, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:23 UTC Evolent Health, Inc. EVH · Entity 5492 SaleClass A Common Stock 10,000 $21.60 $216,000.00
Disclosure

SEC source: 0001628908-21-000102 · wf-form4_162690259202984.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,494

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.26 to $22.00, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:23 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock 10,000 $3.84 $38,400.00
Disclosure

SEC source: 0001628908-21-000102 · wf-form4_162690259202984.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 21:27 UTC Evolent Health, Inc. EVH · Entity 5492 Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 3,584 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-21-000100 · wf-form4_162622602008289.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,976

Underlying: Class A Common Stock · 3,584 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F4 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.