Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Autodesk, Inc.ADSK · Entity 3027 | Chief Financial Officer | May 26, 2020 | May 29, 2020 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | EVP and CFO | June 17, 2025 | June 20, 2025 |
| PROOFPOINT INCPFPT · Entity 135877 | Director | July 15, 2020 | July 17, 2020 |
| Rubrik, Inc.RBRK · Entity 2594 | Director | June 03, 2026 | June 04, 2026 |
| WORKIVA INCWK · Entity 589 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Autodesk, Inc.
Report date May 26, 2020 · Filed May 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,804 |
Reported balance
After 2020-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-26 · Sale · Disposed 11,531 · Balance 81,804 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/19/2019. F2: The total securities beneficially owned includes 27,852 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/19/2019.
F2: The total securities beneficially owned includes 27,852 shares of unvested Restricted Stock Units.
CISCO SYSTEMS, INC.
Report date June 17, 2025 · Filed June 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 309,742.953 |
Reported balance
After 2025-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-17 · Sale · Disposed 15,478 · Balance 309,742.953 F1: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 18, 2025. F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.04. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3: Includes 6,242 dividend equivalents accrued on vested deferred restricted stock units, 891 dividend equivalents accrued on unvested deferred restricted stock units, and 8,997 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock. |
| Common StockSEC Table I · non-derivative | Direct | 309,542.953 |
Reported balance
After 2025-06-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-06-17 · Sale · Disposed 200 · Balance 309,542.953 F1: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 18, 2025. F4: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.05 to $66.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 18, 2025.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.05 to $66.04. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Includes 6,242 dividend equivalents accrued on vested deferred restricted stock units, 891 dividend equivalents accrued on unvested deferred restricted stock units, and 8,997 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.
F4: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.05 to $66.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
PROOFPOINT INC
Report date July 15, 2020 · Filed July 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,008 |
Reported balance
After 2020-07-15 transaction · row 1
1 source rowRow 1 · 2020-07-15 · Grant · Acquired 1,863 · Balance 14,008 F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Rubrik, Inc.
Report date June 03, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,461 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 3,709 · Balance 7,461 F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.
WORKIVA INC
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,947 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 4,070 · Balance 4,947 F1: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 19, 2020 01:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 52,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064579 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,860 F2 · shares: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on February 10, 2022 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter. Read SEC document |
| December 18, 2020 Filed Dec 19, 2020 01:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 132,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064579 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,043 F1 · shares: Represents a restricted stock unit award that vests in installments, with fifty percent (50%) of the shares vesting on February 10, 2022 and twelve-and-one-half percent (12.5%) of the shares vesting quarterly thereafter. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 16:34 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042859 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,008 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| May 26, 2020 Filed May 29, 2020 00:23 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 11,531 | $200.00 | $2,306,200.00 |
DisclosureSEC source: 0001209191-20-032788 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,804 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/19/2019. F2 · balance_after: The total securities beneficially owned includes 27,852 shares of unvested Restricted Stock Units. Read SEC document |
| April 09, 2020 Filed Apr 14, 2020 01:13 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 14,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024304 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,335 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 9, 2020. F2 · balance_after: The total securities beneficially owned includes 27,852 shares of unvested Restricted Stock Units. F3 · balance_after: Includes shares acquired in March 2020 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 21, 2020 Filed Mar 25, 2020 21:03 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 4,149 | $148.02 | $614,134.98 |
DisclosureSEC source: 0001209191-20-021145 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,472 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 13,039 shares of unvested Restricted Stock Units. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 22:54 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 7,324 | $149.23 | $1,092,960.52 |
DisclosureSEC source: 0001209191-20-021012 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,621 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 21,406 shares of unvested Restricted Stock Units. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 22:54 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 15,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021012 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,945 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 15,239 shares subject to three PSUs vested on attainment on 03/20/2020. F2 · balance_after: The total securities beneficially owned includes 21,406 shares of unvested Restricted Stock Units. Read SEC document |
| March 14, 2020 Filed Mar 18, 2020 20:51 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 1,678 | $158.03 | $265,174.34 |
DisclosureSEC source: 0001209191-20-020032 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,706 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 21,406 shares of unvested Restricted Stock Units. F3 · balance_after: Includes shares acquired in March and September 2019 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| July 02, 2019 Filed Jul 5, 2019 16:05 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 2,083 | $121.13 | $252,313.79 |
DisclosureSEC source: 0001567619-19-014454 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,145 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:42 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014327 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 6, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 18:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 844 | $112.77 | $95,177.88 |
DisclosureSEC source: 0001567619-19-012611 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,384 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 14, 2018. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:10 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 8,901 | $154.22 | $1,372,712.22 |
DisclosureSEC source: 0001209191-19-021309 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,256 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 26,267 shares of unvested Restricted Stock Units. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:10 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 17,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021309 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,157 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 17,951 shares subject to three PSUs vested on attainment on 3/25/2019. F2 · balance_after: The total securities beneficially owned includes 26,267 shares of unvested Restricted Stock Units. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:17 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 14,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021159 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,206 F2 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on 3/21/2019. F3 · balance_after: The total securities beneficially owned includes 26,267 shares of unvested Restricted Stock Units. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:17 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 1,832 | $154.31 | $282,695.92 |
DisclosureSEC source: 0001209191-19-021159 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,188 F1 · kind: Shares withheld to cover taxes. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:02 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,411 | $153.38 | $369,799.18 |
DisclosureSEC source: 0001209191-19-019966 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,020 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 15,943 shares of unvested Restricted Stock Units. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:07 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,565 | $152.77 | $391,855.05 |
DisclosureSEC source: 0001209191-19-018781 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,431 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in September 2018 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 20,805 shares of unvested Restricted Stock Units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 16:39 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,200 | $117.00 | $374,400.00 |
DisclosureSEC source: 0001567619-19-002388 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,228 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 14, 2018. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:18 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032827 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,428 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:55 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 11,339 | $133.52 | $1,513,983.28 |
DisclosureSEC source: 0001209191-18-035206 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,933 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in March 2018 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 27,954 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:10 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 12,883 | $134.22 | $1,729,156.26 |
DisclosureSEC source: 0001209191-18-021722 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,211 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 50,824 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:10 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 25,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021722 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,094 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 25,982 shares subject to three PSUs vested on attainment on March 26, 2018. F2 · balance_after: The total securities beneficially owned includes 50,824 shares of unvested Restricted Stock Units. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:09 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 11,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021569 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,112 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on March 21, 2018. F2 · balance_after: The total securities beneficially owned includes 50,824 shares of unvested Restricted Stock Units. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 20:38 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,407 | $136.19 | $327,809.33 |
DisclosureSEC source: 0001209191-18-019862 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,030 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 39,742 shares of unvested Restricted Stock Units. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:11 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,475 | $139.36 | $344,916.00 |
DisclosureSEC source: 0001209191-18-018852 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,437 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 44,604 shares of unvested Restricted Stock Units. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 21:24 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 5,738 | $128.14 | $735,273.06 |
DisclosureSEC source: 0001209191-17-062564 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,912 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/2017. F2 · price: Shares were sold in various amounts from $128.00 to $128.25 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 51,753 shares of unvested Restricted Stock Units. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:34 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 6,262 | $124.78 | $781,372.36 |
DisclosureSEC source: 0001209191-17-058872 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,650 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in September 2017 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 51,753 shares of unvested Restricted Stock Units. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 2,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025036 · doc1.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,741 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 1, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:33 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 13,518 | $112.52 | $1,521,045.36 |
DisclosureSEC source: 0001209191-17-038130 · doc4.xml · nonDerivative · entry 4 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,753 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/2017. F5 · price: Shares were sold in various amounts from $112.12 to $113.08 inclusive. The price listed here reflects the average weighted price. F2 · balance_after: The total securities beneficially owned includes 63,753 shares of unvested Restricted Stock Units. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:33 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 15,700 | $111.56 | $1,751,492.00 |
DisclosureSEC source: 0001209191-17-038130 · doc4.xml · nonDerivative · entry 3 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,271 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/2017. F4 · price: Shares were sold in various amounts from $111.10 to $111.96 inclusive. The price listed here reflects the average weighted price. F2 · balance_after: The total securities beneficially owned includes 63,753 shares of unvested Restricted Stock Units. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:33 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 5,900 | $110.95 | $654,605.00 |
DisclosureSEC source: 0001209191-17-038130 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/2017. F3 · price: Shares were sold in various amounts from $110.09 to $111.08 inclusive. The price listed here reflects the average weighted price. F2 · balance_after: The total securities beneficially owned includes 63,753 shares of unvested Restricted Stock Units. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:33 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 477 | $113.00 | $53,901.00 |
DisclosureSEC source: 0001209191-17-038130 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,871 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/2017. F2 · balance_after: The total securities beneficially owned includes 63,753 shares of unvested Restricted Stock Units. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:34 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 5,967 | $113.03 | $674,450.01 |
DisclosureSEC source: 0001209191-17-037383 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,348 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in March 2017 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 63,753 shares of unvested Restricted Stock Units. Read SEC document |
| March 14, 2017 Filed Mar 17, 2017 00:04 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021227 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,283 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an annual basis over a 3-year period from the date of grant on March 14, 2017. F2 · balance_after: The total securities beneficially owned includes 75,188 shares of unvested Restricted Stock Units. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:18 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,691 | $86.12 | $231,748.92 |
DisclosureSEC source: 0001209191-17-020242 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,698 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 60,603 shares of unvested restricted stock units. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 20:13 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 1,500 | $68.91 | $103,365.00 |
DisclosureSEC source: 0001209191-16-148409 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,234 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 4/4/2016. F2 · balance_after: The total securities beneficially owned includes 67,752 shares of unvested restricted stock units. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:22 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 6,262 | $70.10 | $438,966.20 |
DisclosureSEC source: 0001209191-16-147918 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,734 F1 · balance_after: The total securities beneficially owned includes 67,752 shares of unvested restricted stock units. F2 · balance_after: Includes shares acquired in September 2016 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 24, 2007 Filed Mar 28, 2017 00:31 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 3,150 | $86.00 | $270,900.00 |
DisclosureSEC source: 0001209191-17-023026 · doc4.xml · nonDerivative · entry 3 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,160 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 4, 2016. F2 · balance_after: The total securities beneficially owned includes 75,188 shares of unvested Restricted Stock Units. Read SEC document |
| March 24, 2007 Filed Mar 28, 2017 00:31 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 9,587 | $86.48 | $829,083.76 |
DisclosureSEC source: 0001209191-17-023026 · doc4.xml · nonDerivative · entry 2 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,310 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 75,188 shares of unvested Restricted Stock Units. Read SEC document |
| March 24, 2007 Filed Mar 28, 2017 00:31 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 19,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023026 · doc4.xml · nonDerivative · entry 1 Herren Richard Scott · CIK 0001340472 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,897 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 19,614 shares subject to three PSUs vested on attainment on March 24, 2017. F2 · balance_after: The total securities beneficially owned includes 75,188 shares of unvested Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.