Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brighthouse Financial, Inc.BHF · Entity 1737 | Director | June 08, 2023 | June 12, 2023 |
| Chubb LtdCB · Entity 1639 | Executive Vice President* | May 19, 2021 | May 21, 2021 |
| Regional Management Corp.RM · Entity 2197 | Director | May 25, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brighthouse Financial, Inc.
Report date June 08, 2023 · Filed June 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 966 |
Reported balance
After 2023-06-08 transaction · row 1
1 source rowRow 1 · 2023-06-08 · Exercise / conversion · Acquired 966 · Balance 966 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-08 · Exercise / conversion · Disposed 966 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3: The RSUs vested on the date of the 2023 annual meeting of stockholders of BHF. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,703 |
Reported balance
After 2023-06-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-08 · Grant · Acquired 3,703 · Balance 3,703 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F4: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2024 annual meeting of stockholders of BHF. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan.
F3: The RSUs vested on the date of the 2023 annual meeting of stockholders of BHF.
F4: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2024 annual meeting of stockholders of BHF.
Chubb Ltd
Report date May 19, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 255,671 |
Reported balance
After 2021-05-19 transaction · row 1
1 source rowRow 1 · 2021-05-19 · Tax withholding · Disposed 4,836 · Balance 255,671 F1: Common Shares withheld to pay tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Shares withheld to pay tax liability.
Regional Management Corp.
Report date May 25, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,055 |
Reported balance
After 2023-05-25 transaction · row 1
1 source rowRow 1 · 2023-05-25 · Grant · Acquired 5,450 · Balance 35,055 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2023 Filed Jun 12, 2023 17:03 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001685040-23-000046 · wf-form4_168660377302041.xml · derivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,703 Underlying: Common Stock · 3,703 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F4 · derivative.exercise_date: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2024 annual meeting of stockholders of BHF. F4 · derivative.expiration_date: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2024 annual meeting of stockholders of BHF. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 17:03 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001685040-23-000046 · wf-form4_168660377302041.xml · derivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3 · derivative.exercise_date: The RSUs vested on the date of the 2023 annual meeting of stockholders of BHF. F3 · derivative.expiration_date: The RSUs vested on the date of the 2023 annual meeting of stockholders of BHF. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 17:03 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionCommon Stock | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001685040-23-000046 · wf-form4_168660377302041.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 16:41 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 5,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032905 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,055 Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 18:39 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001685040-23-000018 · wf-form4_168004312635927.xml · derivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966 Underlying: Common Stock · 966 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Award for service as a Board member pursuant to the BHF 2017 Non-Management Director Stock Compensation Plan. F3 · derivative.exercise_date: The RSUs will vest on the date of the 2023 annual meeting of stockholders of BHF. F3 · derivative.expiration_date: The RSUs will vest on the date of the 2023 annual meeting of stockholders of BHF. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 16:37 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 6,500 | $38.75 | $251,875.00 |
DisclosureSEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,605 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.43 to $39.01, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 16:37 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,498 | $39.41 | $59,036.18 |
DisclosureSEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,105 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.31 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 16:37 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 5,002 | $38.93 | $194,727.86 |
DisclosureSEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.29 to $39.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 16:49 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 259 | $39.90 | $10,334.10 |
DisclosureSEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 5 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,605 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.85 to $39.92, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 16:49 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,316 | $38.99 | $51,310.84 |
DisclosureSEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 4 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,346 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.82 to $39.78, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. F4 · acquired: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.82 to $39.78, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 16:49 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 4,925 | $38.49 | $189,563.25 |
DisclosureSEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,030 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.82 to $38.81, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:49 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 5,295 | $39.81 | $210,793.95 |
DisclosureSEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,105 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.54 to $40.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:49 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,205 | $38.81 | $46,766.05 |
DisclosureSEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,810 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.47 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 26, 2022 Filed May 27, 2022 16:24 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 2,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032542 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,605 Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 16:32 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005419 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697 Read SEC document |
| May 19, 2021 Filed May 21, 2021 15:26 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 4,836 | $166.10 | $803,259.60 |
DisclosureSEC source: 0001209191-21-034792 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,671 F1 · shares: Common Shares withheld to pay tax liability. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 18:33 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 641 | $162.58 | $104,213.78 |
DisclosureSEC source: 0001209191-21-015700 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,507 F1 · shares: Common Shares withheld to pay tax liability. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 18:33 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 592 | $162.58 | $96,247.36 |
DisclosureSEC source: 0001209191-21-015700 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,148 F1 · shares: Common Shares withheld to pay tax liability. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | Chubb Ltd CB · Entity 1639 | GrantOptions to Acquire Common Shares · Derivative | 13,176 | $0.00 Strike: $164.94 | $0.00 |
DisclosureSEC source: 0001209191-21-015311 · doc4.xml · derivative · entry 4 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,379 Underlying: Common Shares · 13,176 shares Expires 2031-02-25 F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015311 · doc4.xml · nonDerivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,740 F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 7,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015311 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,922 F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015311 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,509 F1 · price: Restricted Stock Units ("RSU") awarded pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one Common share will be delivered for each vested RSU. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:43 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 559 | $168.75 | $94,331.25 |
DisclosureSEC source: 0001209191-21-014206 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,038 F1 · shares: Common Shares withheld to pay tax liability. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 19:48 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 501 | $168.56 | $84,448.56 |
DisclosureSEC source: 0001209191-21-013712 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,597 F1 · shares: Common Shares withheld to pay tax liability. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 15:27 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 1,596 | $0.00 Strike: $62.64 | $0.00 |
DisclosureSEC source: 0001209191-21-009143 · doc4.xml · derivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,203 Underlying: Common Shares · 1,596 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested in equal installments on February 24, 2012, February 24, 2013 and February 24, 2014. F2 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 15:27 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionCommon Shares | 1,596 | $62.64 | $99,973.44 |
DisclosureSEC source: 0001209191-21-009143 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:00 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 13,341 | $102.03 | $1,361,182.23 |
DisclosureSEC source: 0001209191-20-031334 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,502 F2 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:00 UTC | Chubb Ltd CB · Entity 1639 | Disposition to issuerCommon Shares | 1,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031334 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,843 F1 · kind: Represents the amount of restricted stock forfeited due to partial satisfaction of certain performance based criteria of restricted stock awarded pursuant to the Chubb Limited Long-Term Incentive Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:18 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 445 | $145.03 | $64,538.35 |
DisclosureSEC source: 0001209191-20-014961 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,052 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:12 UTC | Chubb Ltd CB · Entity 1639 | GrantOptions to Acquire Common Shares · Derivative | 16,088 | $0.00 Strike: $150.11 | $0.00 |
DisclosureSEC source: 0001209191-20-014599 · doc4.xml · derivative · entry 4 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,799 Underlying: Common Shares · 16,088 shares Expires 2030-02-27 F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:12 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 4,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014599 · doc4.xml · nonDerivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,497 F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:12 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 7,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014599 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,791 F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:12 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 4,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014599 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,551 F1 · price: Restricted Stock Units ("RSU") awarded pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one Common share will be delivered for each vested RSU. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 18:38 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 535 | $157.21 | $84,107.35 |
DisclosureSEC source: 0001209191-20-013322 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,724 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 14:39 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 391 | $163.75 | $64,026.25 |
DisclosureSEC source: 0001209191-20-012341 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,259 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 14:39 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 327 | $163.75 | $53,546.25 |
DisclosureSEC source: 0001209191-20-012341 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,650 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:45 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 1,985 | $0.00 Strike: $50.37 | $0.00 |
DisclosureSEC source: 0001209191-20-007803 · doc4.xml · derivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,711 Underlying: Common Shares · 1,985 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested in equal installments on February 25, 2011, February 25, 2012 and February 25, 2013. F2 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:45 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionCommon Shares | 1,985 | $50.37 | $99,984.45 |
DisclosureSEC source: 0001209191-20-007803 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 14:17 UTC | Chubb Ltd CB · Entity 1639 | SaleCommon Shares | 50,000 | $148.77 | $7,438,500.00 |
DisclosureSEC source: 0001209191-19-035693 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,992 F1 · price: The Common Shares reported herein as being sold were sold at a range of between $148.515 and $149.12 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:20 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 5,296 | $145.62 | $771,203.52 |
DisclosureSEC source: 0001209191-19-031371 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,992 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:02 UTC | Chubb Ltd CB · Entity 1639 | GrantOptions to Acquire Common Shares · Derivative | 17,436 | $0.00 Strike: $133.90 | $0.00 |
DisclosureSEC source: 0001209191-19-015436 · doc4.xml · derivative · entry 4 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,696 Underlying: Common Shares · 17,436 shares Expires 2029-02-28 F4 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award. F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:02 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 5,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015436 · doc4.xml · nonDerivative · entry 3 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,288 F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:02 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 7,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015436 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,187 F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:02 UTC | Chubb Ltd CB · Entity 1639 | GrantCommon Shares | 5,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015436 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,339 F1 · price: Restricted Stock Units ("RSU") awarded pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one Common share will be delivered for each vested RSU. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 14:34 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 490 | $135.17 | $66,233.30 |
DisclosureSEC source: 0001209191-19-014343 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,107 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 14:51 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 535 | $135.37 | $72,422.95 |
DisclosureSEC source: 0001209191-19-013915 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,597 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 15:29 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 404 | $134.51 | $54,342.04 |
DisclosureSEC source: 0001209191-19-013301 · doc4.xml · nonDerivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,132 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 15:29 UTC | Chubb Ltd CB · Entity 1639 | Tax withholdingCommon Shares | 325 | $134.51 | $43,715.75 |
DisclosureSEC source: 0001209191-19-013301 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,536 F1 · kind: Common Shares being withheld in order to pay tax liability. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 19:48 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 2,596 | $0.00 Strike: $38.51 | $0.00 |
DisclosureSEC source: 0001209191-19-008865 · doc4.xml · derivative · entry 2 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,260 Underlying: Common Shares · 2,596 shares Expires 2019-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested in equal installments on February 26, 2010, February 26, 2011 and February 26, 2012. F2 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 19:48 UTC | Chubb Ltd CB · Entity 1639 | Exercise / conversionCommon Shares | 2,596 | $38.51 | $99,971.96 |
DisclosureSEC source: 0001209191-19-008865 · doc4.xml · nonDerivative · entry 1 BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.