Herzog John E

SEC source: 0001213900-23-048249 · ownership.xml · derivative · entry 5

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,719 shares

Expires 2025-08-11

F3 · kind: Represents a bona fide gift of 100,359 Series B Warrants and a bona fide gift of 100,360 Series B Warrants, each made by the Reporting Person on June 8, 2023.

SEC source: 0001213900-23-048249 · ownership.xml · derivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 802,875 shares

Expires 2025-08-11

F2 · kind: Represents a bona fide gift of 401,437 Series A Warrants and a bona fide gift of 401,438 Series A Warrants, each made by the Reporting Person on June 8, 2023.

SEC source: 0001213900-23-011740 · ownership.xml · nonDerivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,516

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 5 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011740 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,516

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 5 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011740 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,816

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 5 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011740 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,516

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 5 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 18

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 17

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 16

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,526

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 15

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,526

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 14

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · derivative · entry 19

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 504,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of 3,612 shares of Series A Preferred Stock held of record by the Reporting Person into shares of Common Stock of the registrant.

F3 · price: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F3 · derivative.exercise_date: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F3 · derivative.expiration_date: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F3 · derivative.underlying_shares: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 13

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

SEC source: 0001213900-23-011731 · ownership.xml · derivative · entry 31

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 504,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of 3,612 shares of Series A Preferred Stock held of record by the Reporting Person into shares of Common Stock of the registrant.

F4 · price: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F4 · derivative.exercise_date: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F4 · derivative.expiration_date: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

F4 · derivative.underlying_shares: The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 12

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 11

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 10

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 9

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 8

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,106

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 7

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,106

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 6

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,106

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 5

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in an Individual Retirement Account

Disclosed balance after: 10,000

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in an Individual Retirement Account

Disclosed balance after: 7,600

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in an Individual Retirement Account

Disclosed balance after: 7,200

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in an Individual Retirement Account

Disclosed balance after: 5,000

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011732 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,606

F1 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 30

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,024

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 29

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,524

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 28

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,524

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 27

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,487

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 26

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,387

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 25

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,106

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 24

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,606

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 23

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,206

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 22

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,106

F2 · shares: The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 21

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 109,224

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 20

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 114,324

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 19

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 114,824

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 18

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 127,424

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 17

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 129,724

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 16

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 132,910

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 15

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 136,910

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 14

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 145,024

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 13

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 146,092

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 12

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 150,292

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 11

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 150,624

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 10

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 151,424

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 9

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 153,324

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 8

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 153,524

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.

SEC source: 0001213900-23-011731 · ownership.xml · nonDerivative · entry 7

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Herzog Revocable Trust U/A/D 02/07/2014

Disclosed balance after: 156,524

F1 · ownership.nature: These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.