Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | Director · President and CEO | June 14, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date June 14, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,322 |
Ending reported balance
After 2023-06-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-14 · Exercise / conversion · Acquired 38,772 · Balance 203,224 Row 2 · 2023-06-14 · Tax withholding · Disposed 17,902 · Balance 185,322 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 193,863 |
Reported balance
After 2023-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-14 · Exercise / conversion · Disposed 38,772 · Balance 193,863 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in six quarterly installments beginning on June 14, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in six quarterly installments beginning on June 14, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Jun 14, 2017 21:16 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $36.45 | $54,678.00 |
DisclosureSEC source: 0001413753-17-000053 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,311 F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.2000 to $36.6000. Price and share details are available upon request. Read SEC document |
| May 15, 2017 Filed May 15, 2017 22:51 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $36.27 | $54,400.05 |
DisclosureSEC source: 0001413753-17-000034 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,811 F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.8000 to $36.6000. Price and share details are available upon request. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 21:22 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $32.00 | $48,002.55 |
DisclosureSEC source: 0001413753-17-000033 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,311 F1 · price: This price represents the weighted average of these sales. The prices ranged from $31.8500 to $32.2250. Price and share details are available upon request. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 23:01 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $33.80 | $50,702.55 |
DisclosureSEC source: 0001413753-17-000028 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,811 F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.6000 to $33.9500. Price and share details are available upon request. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 6,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · derivative · entry 9 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 3,137 | $34.40 | $107,912.80 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 6 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,311 Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 6,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 5 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · derivative · entry 8 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 5,712 | $34.75 | $198,492.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 4 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,437 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 3 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 27,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · derivative · entry 7 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,334 Underlying: Common Stock · 27,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 10,384 | $35.90 | $372,785.60 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 2 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,149 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:43 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 27,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:45 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000014 · edgar.xml · derivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 22:31 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $33.49 | $50,230.05 |
DisclosureSEC source: 0001413753-17-000003 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,867 F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.4000 to $33.6500. Price and share details are available upon request. Read SEC document |
| January 13, 2017 Filed Jan 13, 2017 23:44 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $32.78 | $49,172.55 |
DisclosureSEC source: 0001413753-17-000002 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,367 F1 · price: This price represents the weighted average of these sales. The prices ranged from $32.1500 to $33.0250. Price and share details are available upon request. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 23:49 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $32.02 | $48,025.05 |
DisclosureSEC source: 0001413753-16-000221 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,867 F1 · price: This price represents the weighted average of these sales. The prices ranged from $31.9000 to $32.1500. Price and share details are available upon request. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:20 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 43,200 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001413753-16-000200 · edgar.xml · derivative · entry 3 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,200 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in three annual installments beginning on March 1, 2012. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:20 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 43,200 | $30.38 | $1,312,437.60 |
DisclosureSEC source: 0001413753-16-000200 · edgar.xml · nonDerivative · entry 2 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,867 F1 · price: This price represents the weighted average of these sales. The prices ranged from $30.1250 to $30.8500. Price and share details are available upon request. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:20 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 43,200 | $23.33 | $1,007,856.00 |
DisclosureSEC source: 0001413753-16-000200 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 14, 2016 23:48 UTC Amendment | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 43,200 | $30.38 | $1,312,437.60 |
DisclosureSEC source: 0001413753-16-000220 · edgar.xml · nonDerivative · entry 2 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,367 F1 · price: This price represents the weighted average of these sales. The prices ranged from $30.1250 to $30.8500. Price and share details are available upon request. Read SEC document |
| December 05, 2016 Filed Dec 14, 2016 23:48 UTC Amendment | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 43,200 | $23.33 | $1,007,856.00 |
DisclosureSEC source: 0001413753-16-000220 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:39 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $26.06 | $39,090.00 |
DisclosureSEC source: 0001413753-16-000197 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,367 F1 · price: This price represents the weighted average of these sales. The prices ranged from $25.8500 to $26.4500. Price and share details are available upon request. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 21:19 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $25.14 | $37,708.95 |
DisclosureSEC source: 0001413753-16-000195 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,867 F1 · price: This price represents the weighted average of these sales. The prices ranged from $24.9800 to $25.3200. Price and share details are available upon request. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:58 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,500 | $26.40 | $39,597.75 |
DisclosureSEC source: 0001413753-16-000193 · edgar.xml · nonDerivative · entry 1 MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,367 F1 · price: This price represents the weighted average of these sales. The prices ranged from $25.9500 to $26.6700. Price and share details are available upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.