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person · Reporting owner

ELLISON LAWRENCE JOSEPH

Disclosed activity across 9 companies

Tapewire entity
11213
SEC CIK
0000901999

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C-COR INCCCBL · Entity 1758110% ownerDecember 31, 2004January 10, 2005
LEAPFROG ENTERPRISES INCLF · Entity 1674710% ownerJuly 02, 2012July 03, 2012
NEXTERA ENTERPRISES INCNXRA · Entity 1770910% ownerJanuary 12, 2004January 14, 2004
NOBEL LEARNING COMMUNITIES INCNLCI · Entity 1774210% ownerSeptember 09, 2003September 11, 2003
ORACLE CORPORCL · Entity 2805Director · Executive Chairman · 10% owner · Chief Technology OfficerOctober 23, 2025October 27, 2025
ORACLE CORP /DE/ORCL · Entity 17473Director · Chief Executive Officer · 10% ownerDecember 28, 2005January 06, 2006
Tesla, Inc.TSLA · Entity 2791DirectorFebruary 14, 2020February 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C-COR INC

Report date December 31, 2004 · Filed January 10, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Lawrence J. Ellison Revocable Trust U/D/D 12/8/952,250,000 Reported balance Holding disclosure · report date 2004-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,250,000

F1: Though this filing includes both The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 and Tako Ventures, LLC, these entities should not otherwise be deemed to be a group.

Common StockSEC Table I · non-derivativeIndirectBy Tako Ventures, LLC2,250,000 Reported balance Holding disclosure · report date 2004-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,250,000

F1: Though this filing includes both The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 and Tako Ventures, LLC, these entities should not otherwise be deemed to be a group.

Convertible Senior NotesSEC Table II · derivative / convertible security · Conversion / exercise price $12.33IndirectBy The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95Not disclosed Reported balance Holding disclosure · report date 2004-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: Owner holds $35,000,000 of senior notes which are convertible at the option of the holder into Common Stock of C-COR, Inc. at a conversion price of $12.33, subject to adjustment in certain circumstances. At the initial conversion price, each $1,000.00 in principal amount of Convertible Notes is convertible into approximately 81.0905 shares of Common Stock.

F3: Securities are immediately convertible.

F4: Subject to certain exceptions, securities are convertible at the option of the holder any time prior to 12/31/09

F1: Though this filing includes both The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 and Tako Ventures, LLC, these entities should not otherwise be deemed to be a group.

Convertible Senior NotesSEC Table II · derivative / convertible security · Conversion / exercise price $12.33IndirectBy Tako Ventures, LLCNot disclosed Reported balance Holding disclosure · report date 2004-12-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F2: Owner holds $35,000,000 of senior notes which are convertible at the option of the holder into Common Stock of C-COR, Inc. at a conversion price of $12.33, subject to adjustment in certain circumstances. At the initial conversion price, each $1,000.00 in principal amount of Convertible Notes is convertible into approximately 81.0905 shares of Common Stock.

F3: Securities are immediately convertible.

F4: Subject to certain exceptions, securities are convertible at the option of the holder any time prior to 12/31/09

F1: Though this filing includes both The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 and Tako Ventures, LLC, these entities should not otherwise be deemed to be a group.

Filing footnotes · ownership attribution and instrument terms

F1: Though this filing includes both The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 and Tako Ventures, LLC, these entities should not otherwise be deemed to be a group.

F2: Owner holds $35,000,000 of senior notes which are convertible at the option of the holder into Common Stock of C-COR, Inc. at a conversion price of $12.33, subject to adjustment in certain circumstances. At the initial conversion price, each $1,000.00 in principal amount of Convertible Notes is convertible into approximately 81.0905 shares of Common Stock.

F3: Securities are immediately convertible.

F4: Subject to certain exceptions, securities are convertible at the option of the holder any time prior to 12/31/09

LEAPFROG ENTERPRISES INC

Report date July 02, 2012 · Filed July 03, 2012

Jointly reported with MOLLUSK HOLDINGS LLC, CEPHALOPOD CORP, LAWRENCE INVESTMENTS LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,130,116 Reported balance After 2012-07-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2012-07-02 · Sale · Disposed 30,000 · Balance 2,130,116

F1: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted May 21, 2012.

F2: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted May 21, 2012.

F2: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

NEXTERA ENTERPRISES INC

Report date January 12, 2004 · Filed January 14, 2004

Jointly reported with NEXTERA ENTERPRISES HOLDINGS INC, MOLLUSK HOLDINGS LLC, CEPHALOPOD CORP, LAWRENCE INVESTMENTS LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect8,810,000 Reported balance After 2004-01-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-01-12 · Other · Disposed 8,810,000 · Balance 8,810,000

F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,844,200 Reported balance After 2004-01-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2004-01-12 · Other · Disposed 3,844,200 · Balance 3,844,200

F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F3: Shares are immediately convertible.

F4: Not Applicable.

F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.

F5: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis.

Series A Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct42,553 Reported balance After 2004-01-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2004-01-12 · Other · Disposed 42,553 · Balance 42,553

F6: This Form 4 is filed to report a pro-rata distribution of all of the Series A Cumulative Convertible Preferred Stock owned by Knowledge Universe, Inc. to Knowledge Universe, L.L.C. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the Series A Cumulative Convertible Preferred Stock.

F3: Shares are immediately convertible.

F4: Not Applicable.

F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.

F7: Each share of Series A Cumulative Convertible Preferred Stock is convertible into 145 shares of Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.

F3: Shares are immediately convertible.

F4: Not Applicable.

F5: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis.

F6: This Form 4 is filed to report a pro-rata distribution of all of the Series A Cumulative Convertible Preferred Stock owned by Knowledge Universe, Inc. to Knowledge Universe, L.L.C. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the Series A Cumulative Convertible Preferred Stock.

F7: Each share of Series A Cumulative Convertible Preferred Stock is convertible into 145 shares of Class A Common Stock.

NOBEL LEARNING COMMUNITIES INC

Report date September 09, 2003 · Filed September 11, 2003

Jointly reported with MOLLUSK HOLDINGS LLC, CEPHALOPOD CORP, LAWRENCE INVESTMENTS LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series F Convertible Preferred Stock, $.001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $5.10Direct118,481 Reported balance After 2003-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2003-09-09 · Purchase · Acquired 118,481 · Balance 118,481

F1: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: N/A

ORACLE CORP

Report date October 23, 2025 · Filed October 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $280.07 · Expires 2035-10-23Direct571,286 Reported balance After 2025-10-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-10-23 · Grant · Acquired 571,286 · Balance 571,286

F1: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

ORACLE CORP /DE/

Report date December 28, 2005 · Filed January 06, 2006 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,217,459,580 Reported balance After 2005-12-28 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2005-12-28 · Exercise / conversion · Acquired 6,300,000 · Balance 1,217,459,580

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.69 · Expires 2006-05-31Direct0 Reported balance After 2005-12-28 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2005-12-28 · Exercise / conversion · Disposed 6,300,000 · Balance 0

F1: Option vests 25% annually on anniversary of grant date.

Common StockSEC Table I · non-derivativeIndirectby Spouse911,744 Reported balance Holding disclosure · report date 2005-12-28 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 911,744

Filing footnotes · ownership attribution and instrument terms

F1: Option vests 25% annually on anniversary of grant date.

Tesla, Inc.

Report date February 14, 2020 · Filed February 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectEllison Revoc Trust3,001,250 Reported balance After 2020-02-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-02-14 · Purchase · Acquired 1,250 · Balance 3,001,250

F1: The Lawrence J Ellison Revocable Trust u/a 1/22/88, as amended, for which the reporting person is a trustee, purchased 1,250 shares of the issuer's common stock at the public offering price in a registered common stock offering by the issuer that settled on February 19, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The Lawrence J Ellison Revocable Trust u/a 1/22/88, as amended, for which the reporting person is a trustee, purchased 1,250 shares of the issuer's common stock at the public offering price in a registered common stock offering by the issuer that settled on February 19, 2020.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NETSUITE INC

Report date November 04, 2016 · Filed November 08, 2016

Jointly reported with NetSuite Restricted Holdings LLC

Section 16 reporting ended · disclosed 2016-11-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-11-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-11-04 · Other · Disposed 31,964,894 · Balance 0

F1: The form of beneficial ownership of shares of NetSuite Inc. for the Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 is indirect, through ownership of 100% of the membership interest in NetSuite Restricted Holdings LLC. The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 disclaims beneficial ownership of these shares of NetSuite, Inc. except to the extent of its pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The form of beneficial ownership of shares of NetSuite Inc. for the Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 is indirect, through ownership of 100% of the membership interest in NetSuite Restricted Holdings LLC. The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 disclaims beneficial ownership of these shares of NetSuite, Inc. except to the extent of its pecuniary interest.

Stride, Inc.

Report date December 18, 2007 · Filed March 28, 2008

Jointly reported with MOLLUSK HOLDINGS LLC, CEPHALOPOD CORP, LAWRENCE INVESTMENTS LLC

Section 16 reporting ended · disclosed 2008-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,321,157 Reported balance After 2007-12-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2007-12-18 · Conversion · Acquired 2,321,157 · Balance 2,321,157

F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Series B Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2007-12-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2007-12-18 · Conversion · Disposed 2,667,034 · Balance 0

F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Series C Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2007-12-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2007-12-18 · Conversion · Disposed 5,295,631 · Balance 0

F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Series B Preferred Stock Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2008-04-08Direct0 Reported balance After 2007-12-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2007-12-18 · Conversion · Disposed 1,164,179 · Balance 0

F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Common Stock Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.83 · Expires 2008-04-08Direct228,270 Reported balance After 2007-12-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2007-12-18 · Conversion · Acquired 228,270 · Balance 228,270

F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Filing footnotes · ownership attribution and instrument terms

F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2015 Filed Dec 31, 2015 17:18 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 2,540,000 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001127602-15-035201 · form4.xml · derivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,000

Underlying: Common Stock · 2,540,000 shares

Expires 2016-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 30, 2015 Filed Dec 31, 2015 17:18 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 2,540,000 $14.57 $37,007,800.00
Disclosure

SEC source: 0001127602-15-035201 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,218,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2015 Filed Jul 17, 2015 15:15 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionPerformance Stock Unit · Derivative 85,358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023046 · form4.xml · derivative · entry 4

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 15, 2015 Filed Jul 17, 2015 15:15 UTC ORACLE CORP ORCL · Entity 2805 GrantPerformance Stock Unit · Derivative 85,358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023046 · form4.xml · derivative · entry 3

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,358

Underlying: Common Stock · 85,358 shares

Expires not disclosed

F2 · shares: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.exercise_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

F2 · derivative.expiration_date: Represents amount of performance stock units earned from an award granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2015, as determined by the Compensation Committee on July 15, 2015. The earned amount vested immediately. The number of earned performance stock units represents 60.7% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%).

Read SEC document
July 15, 2015 Filed Jul 17, 2015 15:15 UTC ORACLE CORP ORCL · Entity 2805 Tax withholdingCommon Stock 41,114 $40.79 $1,677,040.06
Disclosure

SEC source: 0001127602-15-023046 · form4.xml · nonDerivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,678,824

F1 · shares: Shares withheld for payment of tax liability upon vesting of performance stock units.

Read SEC document
July 15, 2015 Filed Jul 17, 2015 15:15 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 85,358 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023046 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,719,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 13:57 UTC ORACLE CORP ORCL · Entity 2805 GrantStock Option · Derivative 2,250,000 $0.00 Strike: $40.36 $0.00
Disclosure

SEC source: 0001127602-15-022485 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 2,250,000 shares

Expires 2020-07-02

F1 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
October 05, 2014 Filed Jul 7, 2015 13:57 UTC ORACLE CORP ORCL · Entity 2805 Disposition to issuerStock Option · Derivative 750,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-15-022485 · form4.xml · derivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Executive Chairman · 10% owner · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Common Stock · 750,000 shares

Expires 2024-07-24

F2 · timeliness: This Form 4 is being voluntarily filed.

F4 · price: 750,000 shares of this stock option grant were cancelled for no value.

F3 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 18:29 UTC ORACLE CORP ORCL · Entity 2805 GrantStock Option · Derivative 3,000,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-14-023988 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2024-07-24

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 26, 2013 Filed Dec 30, 2013 14:31 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 3,200,000 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001127602-13-035740 · form4.xml · derivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800,000

Underlying: Common Stock · 3,200,000 shares

Expires 2016-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 26, 2013 Filed Dec 30, 2013 14:31 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 3,200,000 $14.57 $46,624,000.00
Disclosure

SEC source: 0001127602-13-035740 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,634,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2013 Filed Oct 4, 2013 14:05 UTC ORACLE CORP ORCL · Entity 2805 GiftCommon Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-028938 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,434,580

F1 · price: Bonafide gift to the Lawrence Ellison Foundation.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 17:26 UTC ORACLE CORP ORCL · Entity 2805 GrantStock Option · Derivative 7,000,000 $0.00 Strike: $30.11 $0.00
Disclosure

SEC source: 0001127602-13-022115 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000,000

Underlying: Common Stock · 7,000,000 shares

Expires 2023-07-01

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 28, 2012 Filed Jan 2, 2013 18:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 6,000,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-13-000281 · form4.xml · derivative · entry 4

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
December 28, 2012 Filed Jan 2, 2013 18:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 1,200,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001127602-13-000281 · form4.xml · derivative · entry 3

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200,000 shares

Expires 2014-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 25% annually on anniversary of grant date.

Read SEC document
December 28, 2012 Filed Jan 2, 2013 18:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 6,000,000 $12.34 $74,040,000.00
Disclosure

SEC source: 0001127602-13-000281 · form4.xml · nonDerivative · entry 2

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,434,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2012 Filed Jan 2, 2013 18:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 1,200,000 $10.23 $12,276,000.00
Disclosure

SEC source: 0001127602-13-000281 · form4.xml · nonDerivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,434,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2012 Filed Jul 9, 2012 12:03 UTC ORACLE CORP ORCL · Entity 2805 GrantStock Option · Derivative 7,000,000 $0.00 Strike: $29.72 $0.00
Disclosure

SEC source: 0001127602-12-021946 · form4.xml · derivative · entry 1

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000,000

Underlying: Common Stock · 7,000,000 shares

Expires 2022-07-05

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 12:15 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.41 $312,300.00
Disclosure

SEC source: 0001136261-12-000395 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted May 21, 2012.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 29, 2012 Filed Jul 2, 2012 13:11 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.33 $309,900.00
Disclosure

SEC source: 0001136261-12-000393 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 28, 2012 Filed Jun 29, 2012 14:03 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.04 $301,200.00
Disclosure

SEC source: 0001136261-12-000391 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 27, 2012 Filed Jun 28, 2012 12:31 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.40 $312,000.00
Disclosure

SEC source: 0001136261-12-000389 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 26, 2012 Filed Jun 27, 2012 12:32 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.31 $309,300.00
Disclosure

SEC source: 0001136261-12-000388 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 25, 2012 Filed Jun 26, 2012 12:06 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.29 $308,700.00
Disclosure

SEC source: 0001136261-12-000374 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 22, 2012 Filed Jun 25, 2012 11:39 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.35 $310,500.00
Disclosure

SEC source: 0001136261-12-000373 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 21, 2012 Filed Jun 22, 2012 13:19 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.46 $313,800.00
Disclosure

SEC source: 0001136261-12-000371 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 20, 2012 Filed Jun 21, 2012 12:14 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.15 $304,500.00
Disclosure

SEC source: 0001136261-12-000369 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 19, 2012 Filed Jun 20, 2012 11:59 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.07 $302,100.00
Disclosure

SEC source: 0001136261-12-000368 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 18, 2012 Filed Jun 19, 2012 12:40 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.19 $305,700.00
Disclosure

SEC source: 0001136261-12-000365 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 15, 2012 Filed Jun 18, 2012 11:46 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.12 $303,600.00
Disclosure

SEC source: 0001136261-12-000363 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 14, 2012 Filed Jun 15, 2012 13:31 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.96 $298,800.00
Disclosure

SEC source: 0001136261-12-000360 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 13, 2012 Filed Jun 14, 2012 12:29 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.87 $296,100.00
Disclosure

SEC source: 0001136261-12-000359 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,116

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 12, 2012 Filed Jun 13, 2012 12:42 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.71 $291,300.00
Disclosure

SEC source: 0001136261-12-000355 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 12, 2012 Filed Jun 13, 2012 13:36 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 ConversionClass B Common Stock · Derivative 2,160,116 $0.00 $0.00
Disclosure

SEC source: 0001136261-12-000356 · primary_doc.xml · derivative · entry 2

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,557,777

Underlying: Class A Common Stock · 2,160,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-one

F3 · derivative.exercise_date: The Class B Common Stock of the issuer is convertible at any time into an equal number of shares of Class A Common Stock.

F4 · derivative.exercise_date: The conversion right has no expiration date.

F4 · derivative.expiration_date: The conversion right has no expiration date.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 12, 2012 Filed Jun 13, 2012 13:36 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 ConversionClass A Common Stock 2,160,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001136261-12-000356 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One-for-one

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 11, 2012 Filed Jun 12, 2012 13:10 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.80 $294,000.00
Disclosure

SEC source: 0001136261-12-000353 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 08, 2012 Filed Jun 11, 2012 12:53 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.00 $300,000.00
Disclosure

SEC source: 0001136261-12-000352 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 07, 2012 Filed Jun 8, 2012 13:17 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.06 $301,800.00
Disclosure

SEC source: 0001136261-12-000351 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 06, 2012 Filed Jun 7, 2012 11:54 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.14 $304,200.00
Disclosure

SEC source: 0001136261-12-000350 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

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June 05, 2012 Filed Jun 6, 2012 12:25 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.99 $299,700.00
Disclosure

SEC source: 0001136261-12-000349 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

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June 04, 2012 Filed Jun 5, 2012 11:38 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.87 $296,100.00
Disclosure

SEC source: 0001136261-12-000348 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
June 01, 2012 Filed Jun 4, 2012 11:44 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.98 $299,400.00
Disclosure

SEC source: 0001136261-12-000347 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 31, 2012 Filed Jun 1, 2012 12:24 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.42 $312,600.00
Disclosure

SEC source: 0001136261-12-000345 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 30, 2012 Filed May 31, 2012 12:35 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.48 $314,400.00
Disclosure

SEC source: 0001136261-12-000343 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 29, 2012 Filed May 30, 2012 11:41 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.35 $310,500.00
Disclosure

SEC source: 0001136261-12-000341 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 25, 2012 Filed May 29, 2012 13:28 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.09 $302,700.00
Disclosure

SEC source: 0001136261-12-000337 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 24, 2012 Filed May 24, 2012 18:28 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.33 $309,900.00
Disclosure

SEC source: 0001136261-12-000332 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 23, 2012 Filed May 24, 2012 11:52 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.03 $300,900.00
Disclosure

SEC source: 0001136261-12-000329 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 22, 2012 Filed May 23, 2012 13:25 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $10.10 $303,000.00
Disclosure

SEC source: 0001136261-12-000324 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document
May 21, 2012 Filed May 22, 2012 11:28 UTC LEAPFROG ENTERPRISES INC LF · Entity 16747 SaleClass A Common Stock 30,000 $9.74 $292,200.00
Disclosure

SEC source: 0001136261-12-000323 · primary_doc.xml · nonDerivative · entry 1

MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner

CEPHALOPOD CORP · CIK 0001263307 · 10% owner

LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner

ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 16, 2011.

F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.