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person · Reporting owner

Gaylor Cynthia

Disclosed activity across 2 companies

Tapewire entity
112114
SEC CIK
0001737543

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOCUSIGN, INC.

Report date June 15, 2023 · Filed June 20, 2023

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect85,491 Ending reported balance After 2023-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-06-15 · Exercise / conversion · Acquired 93,050 · Balance 131,628

Row 2 · 2023-06-15 · Tax withholding · Disposed 46,137 · Balance 85,491

F1: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,097 Reported balance After 2023-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-06-15 · Exercise / conversion · Disposed 3,019 · Balance 15,097

F2: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,601 Reported balance After 2023-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-06-15 · Exercise / conversion · Disposed 1,201 · Balance 9,601

F2: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect52,694 Reported balance After 2023-06-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-06-15 · Exercise / conversion · Disposed 4,391 · Balance 52,694

F2: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect76,220 Reported balance After 2023-06-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-06-15 · Exercise / conversion · Disposed 5,863 · Balance 76,220

F2: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F7: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-06-15 · Exercise / conversion · Disposed 50,449 · Balance 0

F8: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F9: The RSUs will fully vest on the vesting commencement date of June 15, 2023, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-06-15 · Exercise / conversion · Disposed 28,127 · Balance 0

F8: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F10: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F11: The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

F2: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.

F5: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F6: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F7: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F8: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F9: The RSUs will fully vest on the vesting commencement date of June 15, 2023, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F10: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F11: The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Pivotal Software, Inc.

Report date December 30, 2019 · Filed December 31, 2019

Section 16 reporting ended · disclosed 2019-12-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-12-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-12-30 · Disposition to issuer · Disposed 52,616 · Balance 258,273

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F2: Disposed of pursuant to the Merger Agreement under which each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Class A common stock") issued and outstanding was converted into the right to receive $15 in cash, without interest (the "Merger Consideration").

Row 2 · 2019-12-30 · Disposition to issuer · Disposed 258,273 · Balance 0

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F3: Disposed of pursuant to the Merger Agreement under which each restricted stock unit ("RSU") with respect to Class A common stock outstanding and vested was canceled in exchange for a cash payment representing the number of shares of Class A common stock underlying such RSU multiplied by the Merger Consideration.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.46 · Expires 2026-05-13Direct0 Reported balance After 2019-12-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-30 · Disposition to issuer · Disposed 325,000 · Balance 0

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56 · Expires 2026-08-02Direct0 Reported balance After 2019-12-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-12-30 · Disposition to issuer · Disposed 37,500 · Balance 0

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.90 · Expires 2027-08-08Direct0 Reported balance After 2019-12-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-12-30 · Disposition to issuer · Disposed 250,000 · Balance 0

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F2: Disposed of pursuant to the Merger Agreement under which each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Class A common stock") issued and outstanding was converted into the right to receive $15 in cash, without interest (the "Merger Consideration").

F3: Disposed of pursuant to the Merger Agreement under which each restricted stock unit ("RSU") with respect to Class A common stock outstanding and vested was canceled in exchange for a cash payment representing the number of shares of Class A common stock underlying such RSU multiplied by the Merger Consideration.

F4: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 16, 2021 21:28 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000174 · wf-form4_163184208530555.xml · derivative · entry 4

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,002

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:28 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 12,077 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000174 · wf-form4_163184208530555.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,231

Underlying: Common Stock · 12,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:28 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 6,274 $267.98 $1,681,306.52
Disclosure

SEC source: 0001261333-21-000174 · wf-form4_163184208530555.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,736

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:28 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 13,277 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000174 · wf-form4_163184208530555.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2021 Filed Sep 7, 2021 20:57 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000165 · wf-form4_163106262744105.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of December 5, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 05, 2021 Filed Sep 7, 2021 20:57 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 101 $310.05 $31,315.05
Disclosure

SEC source: 0001261333-21-000165 · wf-form4_163106262744105.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,733

Read SEC document
September 05, 2021 Filed Sep 7, 2021 20:57 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000165 · wf-form4_163106262744105.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 19:55 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 19,202 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000125 · wf-form4_162345572251721.xml · derivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,202

Underlying: Common Stock · 19,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:37 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000110 · wf-form4_162310184449500.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of December 5, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:37 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 83 $233.24 $19,358.92
Disclosure

SEC source: 0001261333-21-000110 · wf-form4_162310184449500.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,030

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:37 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000110 · wf-form4_162310184449500.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:40 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 358 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000095 · wf-form4_162267364027894.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:40 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 90 $199.40 $17,946.00
Disclosure

SEC source: 0001261333-21-000095 · wf-form4_162267364027894.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,309

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:40 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000095 · wf-form4_162267364027894.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 17:07 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 803 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000033 · wf-form4_161524122075372.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Common Stock · 803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of December 5, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 17:07 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 66 $210.62 $13,900.92
Disclosure

SEC source: 0001261333-21-000033 · wf-form4_161524122075372.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

Read SEC document
March 05, 2021 Filed Mar 8, 2021 17:07 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 803 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000033 · wf-form4_161524122075372.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 358 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000028 · wf-form4_161472396619785.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 93 $226.87 $21,098.91
Disclosure

SEC source: 0001261333-21-000028 · wf-form4_161472396619785.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

Read SEC document
February 28, 2021 Filed Mar 2, 2021 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000028 · wf-form4_161472396619785.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2020 Filed Dec 7, 2020 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000262 · wf-form4_160737996929257.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of December 5, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 05, 2020 Filed Dec 7, 2020 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 40 $243.22 $9,728.80
Disclosure

SEC source: 0001261333-20-000262 · wf-form4_160737996929257.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039

Read SEC document
December 05, 2020 Filed Dec 7, 2020 17:26 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000262 · wf-form4_160737996929257.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2020 Filed Nov 30, 2020 20:20 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000243 · wf-form4_160678559772362.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 29, 2020 Filed Nov 30, 2020 20:20 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 66 $226.87 $14,973.42
Disclosure

SEC source: 0001261333-20-000243 · wf-form4_160678559772362.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Read SEC document
November 29, 2020 Filed Nov 30, 2020 20:20 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000243 · wf-form4_160678559772362.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2020 Filed Oct 13, 2020 17:30 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 48,308 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000229 · wf-form4_160262463511838.xml · derivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,308

Underlying: Common Stock · 48,308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Twenty-five percent of the total RSUs granted will vest on September 10, 2021, and the balance of the RSUs will vest in twelve equal quarterly installments thereafter until fully vested on September 10, 2024, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer

F3 · derivative.expiration_date: The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:12 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000173 · wf-form4_159900196234147.xml · derivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:12 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000173 · wf-form4_159900196234147.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:10 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 1,431 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000097 · wf-form4_159106018765295.xml · derivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The restricted stock units do not expire.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:16 UTC Pivotal Software, Inc. PVTL · Entity 11919 Disposition to issuerStock Options (Right to Buy) · Derivative 250,000 $5.10 Strike: $9.90 $1,275,000.00
Disclosure

SEC source: 0000950103-19-018113 · dp118336_4-gaylor.xml · derivative · entry 5

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2027-08-08

F1 · date: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4 · derivative.exercise_date: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:16 UTC Pivotal Software, Inc. PVTL · Entity 11919 Disposition to issuerStock Options (Right to Buy) · Derivative 37,500 $6.44 Strike: $8.56 $241,500.00
Disclosure

SEC source: 0000950103-19-018113 · dp118336_4-gaylor.xml · derivative · entry 4

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,500 shares

Expires 2026-08-02

F1 · date: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4 · derivative.exercise_date: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:16 UTC Pivotal Software, Inc. PVTL · Entity 11919 Disposition to issuerStock Options (Right to Buy) · Derivative 325,000 $6.54 Strike: $8.46 $2,125,500.00
Disclosure

SEC source: 0000950103-19-018113 · dp118336_4-gaylor.xml · derivative · entry 3

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 325,000 shares

Expires 2026-05-13

F1 · date: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F4 · derivative.exercise_date: This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:16 UTC Pivotal Software, Inc. PVTL · Entity 11919 Disposition to issuerClass A Common Stock 258,273 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-19-018113 · dp118336_4-gaylor.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F3 · price: Disposed of pursuant to the Merger Agreement under which each restricted stock unit ("RSU") with respect to Class A common stock outstanding and vested was canceled in exchange for a cash payment representing the number of shares of Class A common stock underlying such RSU multiplied by the Merger Consideration.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:16 UTC Pivotal Software, Inc. PVTL · Entity 11919 Disposition to issuerClass A Common Stock 52,616 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-19-018113 · dp118336_4-gaylor.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,273

F1 · date: On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement").

F2 · price: Disposed of pursuant to the Merger Agreement under which each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Class A common stock") issued and outstanding was converted into the right to receive $15 in cash, without interest (the "Merger Consideration").

Read SEC document
December 20, 2019 Filed Dec 23, 2019 18:53 UTC Pivotal Software, Inc. PVTL · Entity 11919 SaleClass A Common Stock 6,201 $14.99 $92,971.59
Disclosure

SEC source: 0000950103-19-017598 · dp118072_4-gaylor.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,889

F1 · kind: This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.99 to $14.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 18:49 UTC Pivotal Software, Inc. PVTL · Entity 11919 SaleClass A Common Stock 6,196 $14.87 $92,103.54
Disclosure

SEC source: 0001127602-19-028965 · form4.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,090

F1 · kind: This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.86 to $14.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 18:58 UTC Pivotal Software, Inc. PVTL · Entity 11919 SaleClass A Common Stock 6,297 $11.34 $71,429.39
Disclosure

SEC source: 0001127602-19-022557 · form4.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,470

F1 · kind: This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.21 to 11.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

F4 · balance_after: The figures in this column reflect an adjustment to correct a clerical error. The number of shares underlying a grant of restricted stock units ("RSUs") made to the reporting person on April 17, 2019 is being adjusted from 145,754 to 145,773.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 17:21 UTC Pivotal Software, Inc. PVTL · Entity 11919 GrantClass A Common Stock 145,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015825 · form4.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,160

F1 · shares: Represents a grant of restricted stock units ("RSUs") which vest over the period ending March 20, 2023, with 25% of the RSUs vesting on March 20, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 21:25 UTC Pivotal Software, Inc. PVTL · Entity 11919 SaleClass A Common Stock 300 $20.29 $6,087.99
Disclosure

SEC source: 0001127602-19-012762 · form4.xml · nonDerivative · entry 2

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,406

F1 · kind: This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.28 to $20.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 21:25 UTC Pivotal Software, Inc. PVTL · Entity 11919 SaleClass A Common Stock 17,294 $19.86 $343,493.43
Disclosure

SEC source: 0001127602-19-012762 · form4.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,706

F1 · kind: This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.28 to $20.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 14:02 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantCommon Stock 9,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061454 · doc4.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of December 5, 2018, in each case subject to the reporting person being a service provider through such date.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 20:46 UTC Pivotal Software, Inc. PVTL · Entity 11919 GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-005129 · dp89913_4-gaylor.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents a grant of restricted stock units ("RSUs") which vest over the period ending March 20, 2022, with 25% of the RSUs vesting on March 20, 2019 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.