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person · Reporting owner

Bacon Charles A. III

Disclosed activity across 1 company

Tapewire entity
111912
SEC CIK
0001679798

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Limbach Holdings, Inc.

Report date June 22, 2023 · Filed June 26, 2023

Section 16 reporting ended · disclosed 2023-06-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect474,485 Reported balance After 2023-06-22 transaction · row 1
1 source row

Row 1 · 2023-06-22 · Exercise / conversion · Acquired 1,151 · Balance 474,485

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-22 · Exercise / conversion · Disposed 1,151 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award was subject to service-based vesting conditions and vested on the date of the Company's 2023 annual meeting of stockholders, which occurred on June 22, 2023, subject to continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award was subject to service-based vesting conditions and vested on the date of the Company's 2023 annual meeting of stockholders, which occurred on June 22, 2023, subject to continued service through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2023 Filed Jun 26, 2023 20:08 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023439 · wk-form4_1687810107.xml · derivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award was subject to service-based vesting conditions and vested on the date of the Company's 2023 annual meeting of stockholders, which occurred on June 22, 2023, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award was subject to service-based vesting conditions and vested on the date of the Company's 2023 annual meeting of stockholders, which occurred on June 22, 2023, subject to continued service through the applicable vesting date.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:08 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023439 · wk-form4_1687810107.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 16, 2023 21:58 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018505 · wf-form4_168427431897479.xml · derivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award is subject to service-based vesting conditions and will vest on the date of the Company's 2023 annual meeting of stockholders, to occur on or around June 22, 2023, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on May 1, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023. The award is subject to service-based vesting conditions and will vest on the date of the Company's 2023 annual meeting of stockholders, to occur on or around June 22, 2023, subject to continued service through the applicable vesting date.

Read SEC document
April 30, 2023 Filed May 16, 2023 21:58 UTC Limbach Holdings, Inc. LMB · Entity 5430 Disposition to issuerRestricted Stock Units · Derivative 42,131 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018505 · wf-form4_168427431897479.xml · derivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: Represents certain unvested shares of service-based restricted stock units of 3,889, 17,094 and 21,148 granted on January 1, 2021, January, 1, 2022 and January 4, 2023, respectively, that were forfeited on April 30, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023.

F2 · derivative.expiration_date: Represents certain unvested shares of service-based restricted stock units of 3,889, 17,094 and 21,148 granted on January 1, 2021, January, 1, 2022 and January 4, 2023, respectively, that were forfeited on April 30, 2023 in accordance with the Reporting Person's Transition Employment Agreement dated January 17, 2023.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:21 UTC Limbach Holdings, Inc. LMB · Entity 5430 Tax withholdingCommon Stock 5,801 $13.61 $78,951.61
Disclosure

SEC source: 0001628280-23-007534 · wf-form4_167848325163261.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,334

F2 · shares: Reflects the withholding of 5,801 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:21 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantCommon Stock 23,822 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007534 · wf-form4_167848325163261.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,135

F1 · shares: Represents 23,822 shares of Limbach Holdings, Inc. common stock issued to the reporting person on March 8, 2023 upon vesting of 17,500 performance-based restricted stock units, based on the achievement of certain pre-established performance goals at above-target levels for the performance period commencing on January 1, 2020 through December 31, 2022. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 21,148 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 8

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,131

Underlying: Common Stock · 21,148 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 01/04/2023. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F6 · derivative.expiration_date: This award of RSUs was granted on 01/04/2023. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 8,547 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 7

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,983

Underlying: Common Stock · 8,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 3,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 6

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,530

Underlying: Common Stock · 3,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,834 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 5

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,419

Underlying: Common Stock · 5,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F3 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Tax withholdingCommon Stock 7,616 $10.41 $79,282.56
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 4

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,313

F1 · shares: Reflects the withholding of 7,616 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 8,547 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 3,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:16 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,834 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:33 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 4,384 $5.70 $24,988.80
Disclosure

SEC source: 0001628280-22-015748 · wf-form4_165402918618530.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,659

Read SEC document
March 24, 2022 Filed Mar 28, 2022 20:09 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 3,570 $6.85 $24,454.50
Disclosure

SEC source: 0001628280-22-007441 · wf-form4_164849810889752.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,275

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 25,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · derivative · entry 8

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,253

Underlying: Common Stock · 25,641 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 1/1/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F6 · derivative.expiration_date: This award of RSUs was granted on 1/1/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 3,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · derivative · entry 7

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,612

Underlying: Common Stock · 3,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F5 · derivative.expiration_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · derivative · entry 6

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,501

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F3 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · derivative · entry 5

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,334

Underlying: Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Tax withholdingCommon Stock 8,811 $9.00 $79,299.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · nonDerivative · entry 4

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,705

F1 · balance_after: Reflect the withholding of 9,289 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 3,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · nonDerivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflect the withholding of 9,289 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflect the withholding of 9,289 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000222 · wf-form4_164133675745047.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflect the withholding of 9,289 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:03 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 3,246 $7.65 $24,837.74
Disclosure

SEC source: 0001628280-21-024841 · wf-form4_163917020113698.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,416

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:17 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 3,000 $10.34 $31,020.00
Disclosure

SEC source: 0001628280-21-006381 · wf-form4_161731173141537.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,170

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:17 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 909 $9.89 $8,990.01
Disclosure

SEC source: 0001628280-21-006381 · wf-form4_161731173141537.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,170

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · derivative · entry 7

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,001

Underlying: Common Stock · 11,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

F5 · derivative.expiration_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · derivative · entry 6

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,334

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · derivative · entry 5

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,167

Underlying: Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,834 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · derivative · entry 4

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,834

Underlying: Common Stock · 5,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · nonDerivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:48 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,834 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000076 · wf-form4_160988327686808.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 21:21 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 5,263 $9.40 $49,447.46
Disclosure

SEC source: 0001628280-20-014052 · wf-form4_160150088518815.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,927

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.50, inclusive. The reporting person undertakes to provide to Limbach Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 21:50 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 12,000 $6.62 $79,464.00
Disclosure

SEC source: 0001628280-20-013346 · wf-form4_159925621749657.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,664

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.715, inclusive. The reporting person undertakes to provide to Limbach Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 17,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · derivative · entry 7

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,668

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 11,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · derivative · entry 6

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,168

Underlying: Common Stock · 11,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · derivative · entry 5

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,834

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

F3 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 5,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · derivative · entry 4

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,667

Underlying: Common Stock · 5,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 11,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · nonDerivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:24 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 5,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000986 · tm1928451d5_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 5,000 $2.72 $13,599.00
Disclosure

SEC source: 0001104659-19-072203 · tm1925111d1_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,331

F1 · kind: The Reporting Person previously reported the purchase of 30,000 shares of the Issuer's common stock on December 6, 2019 (the "12/6/19 Purchase"). The 12/6/19 Purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 7,260 shares of such common stock, with the Reporting Person's sale of 7,260 shares of the Issuer's common stock at a price of $4.75 per share on August 21, 2019. Upon settlement of the 12/6/19 Purchase, the Reporting Person paid the Issuer $14,516.37, representing the full amount of the profit realized for Section 16 purpose in connection with the short-swing transactions.

F2 · kind: The purchase of 5,000 shares of the Issuer's common stock on December 10, 2019 is also matachable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 5,000 shares, with the Reporting Person's sale of 5,000 shares of the Issuer's common stock at a price of $4.75 per share on August 21, 2019. The Reporting Person has agreed to pay the Issuer, upon settlement of the purchases, $10,151.00, representing the full amount of the profit realized for Section 16 purposes in connection with the short-swing transaction, of which $9,989.36 was previously paid upon settlement of the 12/6/19 Purchase.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:17 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 30,000 $2.76 $82,662.00
Disclosure

SEC source: 0001104659-19-071436 · tm1924830d5_4.xml · nonDerivative · entry 3

Bacon Charles A. III · CIK 0001679798 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,331

Read SEC document
December 06, 2019 Filed Dec 10, 2019 21:17 UTC Limbach Holdings, Inc. LMB · Entity 5430 PurchaseCommon Stock 30,000 $2.75 $82,407.00
Disclosure

SEC source: 0001104659-19-071436 · tm1924830d5_4.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,331

F2 · kind: The Reporting Person's acquisition of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 7,260 shares, with the Reporting Person's sale of 7,260 shares of the Issuer's common stock at a price of $4.75 per share on August 21, 2019. The Reporting Person has agreed to pay the Issuer, upon settlement of the sale, $14,516.37, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
August 21, 2019 Filed Dec 10, 2019 21:17 UTC Limbach Holdings, Inc. LMB · Entity 5430 SaleCommon Stock 7,260 $4.75 $34,485.00
Disclosure

SEC source: 0001104659-19-071436 · tm1924830d5_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,331

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037647 · tv526488_4.xml · derivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,501

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

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August 01, 2019 Filed Aug 5, 2019 20:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037647 · tv526488_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

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February 27, 2019 Filed Mar 2, 2019 02:34 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011765 · tv515300_4.xml · derivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,167

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.