Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Houghton Mifflin Harcourt CoHMHC · Entity 128112 | Director | May 31, 2017 | June 02, 2017 |
| JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304 | Director · President & CEO | June 30, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Houghton Mifflin Harcourt Co
Report date May 31, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-31 · Exercise / conversion · Disposed 5,239 · Balance 0 F1: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,883 |
Reported balance
After 2017-05-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-31 · Grant · Acquired 6,883 · Balance 6,883 F1: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until May 31, 2020 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,239 |
Reported balance
After 2017-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-31 · Grant · Acquired 5,239 · Balance 5,239 F1: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
F2: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan).
F3: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until May 31, 2020 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan).
JOHN WILEY & SONS, INC.
Report date June 30, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 183,525 |
Ending reported balance
After 2023-06-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-30 · Exercise / conversion · Acquired 60,637 · Balance 208,813 Row 2 · 2023-06-30 · Tax withholding · Disposed 25,288 · Balance 183,525 F1: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-30 · Exercise / conversion · Disposed 60,637 · Balance 0 F2: 1-for-1 F3: Represents 60,637 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest June 30, 2023. Restricted stockunits subject to forfeiture until vested. F4: As a result of this transaction, all restricted stock units for this grant have vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2: 1-for-1
F3: Represents 60,637 Performance Stock Units granted on December 16, 2020 that settled as Restricted Stock Units on June 2, 2021 and scheduled to vest June 30, 2023. Restricted stockunits subject to forfeiture until vested.
F4: As a result of this transaction, all restricted stock units for this grant have vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 17:49 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 8,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007449 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:42 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 22,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009361 · doc4.xml · derivative · entry 3 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,225 Underlying: Class A Common · 22,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 0.00 F3 · derivative.exercise_date: On June 1, 2020, the reporting person was granted 22,260 Restricted Stock Units vesting on June 30, 2020. F3 · derivative.expiration_date: On June 1, 2020, the reporting person was granted 22,260 Restricted Stock Units vesting on June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:42 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 9,516 | $39.00 | $371,124.00 |
DisclosureSEC source: 0001225208-20-009361 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,977 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:42 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 22,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009361 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| June 26, 2020 Filed Jul 2, 2020 01:18 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 33,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009264 · doc4.xml · derivative · entry 2 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,485 Underlying: Class A Common · 33,697 shares Expires not disclosed F1 · derivative.exercise_price: $0.00 F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant. F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2021, and are subject to forfeiture under the terms and conditions of the grant. Read SEC document |
| June 01, 2020 Filed Jul 2, 2020 01:18 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 22,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009264 · doc4.xml · derivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,788 Underlying: Class A Common · 22,260 shares Expires not disclosed F1 · derivative.exercise_price: $0.00 F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting on June 30, 2020. F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 7,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 7 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,528 Underlying: Class A Common · 7,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F6 · derivative.expiration_date: On June 27, 2019, the reporting person was granted 28,878 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 6 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,747 Underlying: Class A Common · 5,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F5 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F5 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · derivative · entry 5 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,900 Underlying: Class A Common · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 5,685 | $37.55 | $213,471.75 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 4 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,233 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 3 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:24 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 7,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007004 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:07 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 33,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015380 · doc4.xml · derivative · entry 3 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,258 Underlying: Class A Common · 33,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018. F4 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:07 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 16,559 | $48.23 | $798,640.57 |
DisclosureSEC source: 0001225208-19-015380 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,188 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:07 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 33,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015380 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 22:33 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009700 · doc4.xml · derivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,071 Underlying: Class A Common · 28,878 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant. F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007520 · doc4.xml · derivative · entry 5 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,193 Underlying: Class A Common · 5,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F5 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F5 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007520 · doc4.xml · derivative · entry 4 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,346 Underlying: Class A Common · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 17,432 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 3,232 | $46.18 | $149,253.76 |
DisclosureSEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 3 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,934 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007520 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:30 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 33,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016289 · doc4.xml · derivative · entry 3 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,704 Underlying: Class A Common · 33,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018. F4 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:30 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 16,558 | $53.99 | $893,966.42 |
DisclosureSEC source: 0001225208-18-016289 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,655 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:30 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 33,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016289 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 23:45 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 17,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011394 · doc4.xml · derivative · entry 1 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,516 Underlying: Class A Common · 17,432 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant. F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:13 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 5,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008518 · doc4.xml · derivative · entry 3 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,084 Underlying: Class A Common · 5,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 26,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F4 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 26,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:13 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 1,751 | $65.95 | $115,478.45 |
DisclosureSEC source: 0001225208-18-008518 · doc4.xml · nonDerivative · entry 2 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,401 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:13 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 5,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008518 · doc4.xml · nonDerivative · entry 1 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:21 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 20,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018327 · doc4.xml · derivative · entry 2 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,236 Underlying: Class A Common · 20,611 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30, 2018. F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:21 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 67,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018327 · doc4.xml · derivative · entry 1 Napack Brian A. · CIK 0001561631 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,625 Underlying: Class A Common · 67,625 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018. F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:09 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001171 · es1700705_4-napack.xml · derivative · entry 3 Napack Brian A. · CIK 0001561631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,883 Underlying: Common Stock · 6,883 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until May 31, 2020 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). F3 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until May 31, 2020 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:09 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 5,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001171 · es1700705_4-napack.xml · derivative · entry 2 Napack Brian A. · CIK 0001561631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,239 Underlying: Common Stock · 5,239 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:09 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 5,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001171 · es1700705_4-napack.xml · derivative · entry 1 Napack Brian A. · CIK 0001561631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.