person · Reporting owner

TANK BRADLEY

Disclosed activity across 4 companies

Tapewire entity: 111619
SEC CIK: 0001254645

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.NBW · Entity 11467	CIO of Adviser of Issuer	November 05, 2021	November 09, 2021
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.NBO · Entity 11466	CIO of Adviser of Issuer	November 05, 2021	November 09, 2021
NEUBERGER MUNICIPAL FUND INC.NBH · Entity 8883	CIO of Adviser of Issuer	July 30, 2019	August 02, 2019
Neuberger High Yield Strategies Fund Inc.NHS · Entity 8981	CIO of Adviser of Issuer	July 03, 2023	July 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.

Report date November 05, 2021 · Filed November 09, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBradley C Tank 1999 Trust	0	Reported balance After 2021-11-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-11-05 · Sale · Disposed 159 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectMadeline M Tank 1995 Trust	0	Reported balance After 2021-11-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-11-05 · Sale · Disposed 125 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectNicholas S Tank 1995 Trust	0	Reported balance After 2021-11-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-11-05 · Sale · Disposed 150 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Indian Hill II LLC	3,600	Reported balance Holding disclosure · report date 2021-11-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 3,600 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	16,000	Reported balance Holding disclosure · report date 2021-11-05 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 16,000

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.

Report date November 05, 2021 · Filed November 09, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBradley C Tank 1999 Trust	0	Last balance in matching sequence After 2021-11-08 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-11-05 · Sale · Disposed 890 · Balance 1,301 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Row 4 · 2021-11-08 · Sale · Disposed 1,301 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectMadeline M Tank 1995 Trust	0	Last balance in matching sequence After 2021-11-08 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2021-11-05 · Sale · Disposed 425 · Balance 725 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Row 5 · 2021-11-08 · Sale · Disposed 725 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectNicholas S Tank 1995 Trust	0	Last balance in matching sequence After 2021-11-08 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2021-11-05 · Sale · Disposed 500 · Balance 750 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Row 6 · 2021-11-08 · Sale · Disposed 750 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Indian Hill II LLC	4,100	Reported balance Holding disclosure · report date 2021-11-05 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 4,100 F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	20,172	Reported balance Holding disclosure · report date 2021-11-05 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 20,172

Filing footnotes · ownership attribution and instrument terms

NEUBERGER MUNICIPAL FUND INC.

Report date July 30, 2019 · Filed August 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Indian Hill II LLC	0	Reported balance After 2019-07-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-07-30 · Sale · Disposed 19,400 · Balance 0 F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $15.380 to $15.4000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $15.380 to $15.4000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Neuberger High Yield Strategies Fund Inc.

Report date July 03, 2023 · Filed July 06, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	202,412	Reported balance After 2023-07-03 transaction · row 1 1 source row Row 1 · 2023-07-03 · Other · Acquired 67,472 · Balance 202,412 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments.
Common StockSEC Table I · non-derivative	IndirectBy Indian Hill II LLC	138,443	Reported balance After 2023-07-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-07-03 · Other · Acquired 46,148 · Balance 138,443 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments. F5: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Brad C Tank 1999 Trust	18,082	Reported balance After 2023-07-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-07-03 · Other · Acquired 6,028 · Balance 18,082 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments. F5: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Oversubscription Privilege (contingent right to buy)SEC Table II · derivative / convertible security · Expires 2023-06-21	Direct	0	Reported balance After 2023-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2023-07-03 · Other · Disposed 67,472 · Balance 0 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments.
Oversubscription Privilege (contingent right to buy)SEC Table II · derivative / convertible security · Expires 2023-06-21	IndirectBy Indian Hill II LLC	0	Reported balance After 2023-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2023-07-03 · Other · Disposed 46,148 · Balance 0 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments. F5: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Oversubscription Privilege (contingent right to buy)SEC Table II · derivative / convertible security · Expires 2023-06-21	IndirectBy Brad C Tank 1999 Trust	0	Reported balance After 2023-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-07-03 · Other · Disposed 6,028 · Balance 0 F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege"). F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023. F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for. F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments. F5: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") recently completed a pro rata offering (the "Rights Offering") of transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date Stockholder") entitling the holders of such Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). Record Date Stockholders received one Right for each outstanding whole share of Common Stock held on the record date. The Rights entitled their holders to purchase one new share of Common Stock for every three Rights held at a discount to the market price of the Common Stock. The subscription price per share of Common Stock was $7.42 (the "basic subscription privilege").

F2: Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on May 23, 2023 and expired on June 21, 2023.

F3: Following the conclusion of the Rights Offering, the shares of Common Stock that were not subscribed for by the holders of Rights in the basic subscription privilege were allocated pro rata among Rights holders that exercised their Over-Subscription Privilege based on the number of shares of Common Stock each of those Rights holders owned on the record date and subject to the amount of shares of Common Stock such holder subscribed for.

F4: The reporting person purchased 59,824 shares of Common Stock from the exercise of his rights in the basic subscription privilege (previously reported in a Form 4 filed on June 23, 2023), plus an additional 119,648 shares of Common Stock pursuant to the Over-Subscription Privilege associated with the reporting person's subscription rights on the basis of the Fund's allocation of shares of Common Stock after the close of the subscription period. On July 3, 2023, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Stockholders who exercised their Over-Subscription Privilege. The Common Stock subscribed for will be issued after receipt of all stockholder payments.

F5: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 15, 2021 Filed Oct 19, 2021 21:52 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	SaleCommon Stock	1,597	$12.92	$20,641.07	Disclosure SEC source: 0000898432-21-000676 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Bradley C Tank 1999 Trust Disclosed balance after: 2,403 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 12.8500 to $ 13.0500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:52 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	SaleCommon Stock	50	$14.10	$705.00	Disclosure SEC source: 0000898432-21-000674 · form4.xml · nonDerivative · entry 3 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Nicholas S Tank 1995 Trust Disclosed balance after: 2,450 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:52 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	SaleCommon Stock	75	$14.10	$1,057.50	Disclosure SEC source: 0000898432-21-000674 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Madeline M Tank 1995 Trust Disclosed balance after: 2,125 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:52 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	SaleCommon Stock	103	$14.10	$1,452.30	Disclosure SEC source: 0000898432-21-000674 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Bradley C Tank 1999 Trust Disclosed balance after: 3,497 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 25, 2020 Filed Mar 26, 2020 21:59 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	2,172	$10.99	$23,868.54	Disclosure SEC source: 0000898432-20-000443 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,172 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $10.7500 to $11.0000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 17, 2020 Filed Mar 18, 2020 15:17 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	606	$11.31	$6,851.19	Disclosure SEC source: 0000898432-20-000359 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $11.2000 to $11.4500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 17, 2020 Filed Mar 18, 2020 15:15 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	9,800	$13.02	$127,551.90	Disclosure SEC source: 0000898432-20-000358 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on March 17, 2020 were $12.6250 to $13.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 16, 2020 Filed Mar 16, 2020 21:54 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	16,894	$11.54	$194,948.31	Disclosure SEC source: 0000898432-20-000349 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,394 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 11.5000 to $11.6000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 16, 2020 Filed Mar 16, 2020 21:49 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	3,114	$12.75	$39,705.99	Disclosure SEC source: 0000898432-20-000348 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on March 16, 2020 were $ 12.4300 to $12.9100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:54 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	500	$11.46	$5,732.00	Disclosure SEC source: 0000898432-20-000349 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $11.4300 to $11.5000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:49 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	3,086	$13.09	$40,395.12	Disclosure SEC source: 0000898432-20-000348 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on March 13, 2020 were $12.8500 to $13.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:46 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	2,200	$12.84	$28,237.66	Disclosure SEC source: 0000898432-20-000250 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Nicholas S Tank 1995 Trust Disclosed balance after: 2,200 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $14.4600 to $14.4700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:46 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	2,100	$12.84	$26,954.13	Disclosure SEC source: 0000898432-20-000250 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Madeline M Tank 1995 Trust Disclosed balance after: 2,100 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $14.4600 to $14.4700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:50 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	2,500	$14.47	$36,174.00	Disclosure SEC source: 0000898432-20-000251 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Nicholas S Tank 1995 Trust Disclosed balance after: 2,500 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $14.4600 to $14.4700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:50 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	2,200	$14.47	$31,833.12	Disclosure SEC source: 0000898432-20-000251 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Madeline M Tank 1995 Trust Disclosed balance after: 2,200 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $14.4600 to $14.4700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
July 30, 2019 Filed Aug 2, 2019 00:50 UTC	NEUBERGER MUNICIPAL FUND INC. NBH · Entity 8883	SaleCommon Stock	19,400	$15.40	$298,678.52	Disclosure SEC source: 0000898432-19-001056 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 0 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $15.380 to $15.4000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:57 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	318	$9.60	$3,052.16	Disclosure SEC source: 0000898432-19-000021 · form4.xml · nonDerivative · entry 3 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Brad C Tank 1999 Trust Disclosed balance after: 6,780 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on January 2, 2019 were $9.58 to $9.60. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:57 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	850	$9.60	$8,158.30	Disclosure SEC source: 0000898432-19-000021 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill LLC Disclosed balance after: 47,616 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on January 2, 2019 were $9.58 to $9.60. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:57 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	832	$9.60	$7,985.54	Disclosure SEC source: 0000898432-19-000021 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,903 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on January 2, 2019 were $9.58 to $9.60. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
December 28, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	3,307	$9.59	$31,725.70	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 9 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Brad C Tank 1999 Trust Disclosed balance after: 6,462 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 28, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	8,250	$9.59	$79,146.38	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 8 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 46,766 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 28, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	8,246	$9.59	$79,108.00	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 7 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,071 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
December 27, 2018 Filed Dec 29, 2018 01:52 UTC	NEUBERGER MUNICIPAL FUND INC. NBH · Entity 8883	PurchaseCommon Stock	16,000	$12.56	$201,027.20	Disclosure SEC source: 0000898432-18-001576 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 16,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $12.55 to $12.57. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 27, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	1,731	$9.57	$16,559.09	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 6 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Brad C Tank 1999 Trust Disclosed balance after: 3,155 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 27, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	4,300	$9.57	$41,134.66	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 5 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 38,516 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 27, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	4,333	$9.57	$41,450.34	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 4 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,825 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
December 26, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	1,424	$9.58	$13,637.36	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 3 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Brad C Tank 1999 Trust Disclosed balance after: 1,424 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 26, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	3,650	$9.58	$34,955.32	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 34,216 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 26, 2018 Filed Dec 29, 2018 02:23 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	3,626	$9.58	$34,725.48	Disclosure SEC source: 0000898432-18-001578 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,492 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on December 26, 27, and 28 were $9.54 to $9.60, $9.545 to $9.575, and $9.575 to $9.60, respectively. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
November 30, 2018 Filed Dec 4, 2018 02:10 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	9,766	$10.27	$100,285.10	Disclosure SEC source: 0000898432-18-001224 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 30,566 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
November 30, 2018 Filed Dec 4, 2018 02:10 UTC	Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981	PurchaseCommon Stock	9,766	$10.27	$100,285.10	Disclosure SEC source: 0000898432-18-001224 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,866 Read SEC document
December 11, 2017 Filed Aug 2, 2019 00:09 UTC	NEUBERGER MUNICIPAL FUND INC. NBH · Entity 8883	PurchaseCommon Stock	3,400	$14.88	$50,591.66	Disclosure SEC source: 0000898432-19-001054 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 3,400 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $14.8799 to $14.880. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 11, 2017 Filed Sep 4, 2019 21:55 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	3,600	$13.83	$49,787.28	Disclosure SEC source: 0000898432-19-001159 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Brad C Tank 1999 Trust Disclosed balance after: 3,600 F3 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8200 to $13.8300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 11, 2017 Filed Sep 4, 2019 21:55 UTC	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW · Entity 11467	PurchaseCommon Stock	3,600	$13.88	$49,953.24	Disclosure SEC source: 0000898432-19-001159 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 3,600 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8300 to $13.8900. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 11, 2017 Filed Sep 4, 2019 21:56 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	4,000	$12.38	$49,516.80	Disclosure SEC source: 0000898432-19-001160 · form4.xml · nonDerivative · entry 2 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Brad C Tank 1999 Trust Disclosed balance after: 4,000 F3 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $12.3200 to $12.3900. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document
December 11, 2017 Filed Sep 4, 2019 21:56 UTC	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466	PurchaseCommon Stock	4,100	$12.35	$50,625.16	Disclosure SEC source: 0000898432-19-001160 · form4.xml · nonDerivative · entry 1 TANK BRADLEY · CIK 0001254645 · CIO of Adviser of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · By Indian Hill II LLC Disclosed balance after: 4,100 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $12.3400 to $12.3700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.