Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President | June 30, 2023 | July 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date June 30, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,937 |
Reported balance
After 2023-06-30 transaction · row 1
1 source rowRow 1 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 34,937 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,994 |
Reported balance
After 2023-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-30 · Grant · Disposed 9 · Balance 1,994 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-30 · Disposition to issuer · Disposed 1,994 · Balance 0 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3: Represents forfeiture of RSUs |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: Represents forfeiture of RSUs
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Jul 6, 2023 00:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerRestricted Stock Units · Derivative | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000236 · wk-form4_1688603072.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,994 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: Represents forfeiture of RSUs F3 · derivative.expiration_date: Represents forfeiture of RSUs Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000236 · wk-form4_1688603072.xml · derivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,994 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000236 · wk-form4_1688603072.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,937 F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 38,039 | $12.45 | $473,585.55 |
DisclosureSEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,931 Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 50,000 | $9.40 | $470,000.00 |
DisclosureSEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-08-13 F2 · price: Represents the forfeiture of incentive stock options granted to the reporting person on August 13, 2019 that were eligible to vest on August 13, 2023. F2 · derivative.exercise_date: Represents the forfeiture of incentive stock options granted to the reporting person on August 13, 2019 that were eligible to vest on August 13, 2023. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerStock Option (Right to Buy) · Derivative | 15,000 | $12.45 Strike: $11.26 | $186,750.00 |
DisclosureSEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 15,000 shares Expires 2029-08-13 F1 · derivative.exercise_date: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 13,566 | $12.45 | $168,896.70 |
DisclosureSEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,970 Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 15,000 | $11.26 | $168,900.00 |
DisclosureSEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 17:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000199 · wk-form4_1685725882.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,003 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 10, 2023 Filed May 11, 2023 19:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 218 | $11.18 | $2,437.24 |
DisclosureSEC source: 0001434728-23-000176 · wf-form4_168383253596671.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,536 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,500 restricted stock shares. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000150 · wf-form4_168307888620138.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,999 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,994 Underlying: Common Stock · 289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,283 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 289 | $12.45 | $3,598.05 |
DisclosureSEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,754 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:49 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 29, 2023 Filed Apr 4, 2023 00:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 20,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 10, 2015. The stock appreciation rights vested over four years, 25% per year. Read SEC document |
| March 29, 2023 Filed Apr 4, 2023 00:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 20,000 | $12.50 | $250,000.00 |
DisclosureSEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,754 Read SEC document |
| March 29, 2023 Filed Apr 4, 2023 00:30 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 20,000 | $4.26 | $85,200.00 |
DisclosureSEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000075 · wf-form4_167780613620693.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000054 · wf-form4_167590009027809.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,754 F1 · shares: Shares represent restricted stock awarded which shall vest in three substantially equal installments: 1/3 of the restricted stock shall vest on February 6, 2024; 1/3 of the restricted stock shall vest on February 6, 2025; and 1/3 of the restricted stock shall vest on February 6, 2026. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:41 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000050 · wf-form4_167538488382219.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · derivative · entry 6 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008 Underlying: Common Stock · 205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 274 | $13.52 | $3,704.48 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · nonDerivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000023 · wf-form4_167288196844644.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000387 · wf-form4_167001626761656.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 01:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000363 · wf-form4_166743846453615.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 6 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207 Underlying: Common Stock · 184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 277 | $12.29 | $3,404.33 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 21:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000309 · wf-form4_166215454352133.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000266 · wf-form4_165948681539856.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · derivative · entry 6 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382 Underlying: Common Stock · 184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 277 | $13.75 | $3,808.75 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · nonDerivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000234 · wf-form4_165706422297517.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 21:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000201 · wf-form4_165420426036277.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 13, 2022 Filed May 17, 2022 18:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 1,746 | $13.92 | $24,304.32 |
DisclosureSEC source: 0001434728-22-000175 · wf-form4_165281204082467.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,500 restricted stock shares. Read SEC document |
| April 29, 2022 Filed May 3, 2022 23:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000137 · wf-form4_165161935542466.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:55 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000111 · wf-form4_164911653334858.xml · derivative · entry 6 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:55 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000111 · wf-form4_164911653334858.xml · derivative · entry 5 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557 Underlying: Common Stock · 182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.