Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | EVP, CFO & Asst. Secretary | February 06, 2018 | February 07, 2018 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | Director | December 19, 2025 | December 19, 2025 |
| Everpure, Inc.PSTG · Entity 3140 | Director | June 15, 2021 | June 17, 2021 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | June 03, 2026 | June 05, 2026 |
| NightDragon Acquisition Corp.NDAC · Entity 130671 | Director | March 01, 2021 | March 01, 2021 |
| Snowflake Inc.SNOW · Entity 2425 | Director | September 04, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date February 06, 2018 · Filed February 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-02-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-02-06 · Sale · Disposed 7,120 · Balance 47,368 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F2: This transaction was executed in multiple trades at prices ranging from $184.00 to $184.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Row 2 · 2018-02-06 · Sale · Disposed 2,280 · Balance 45,088 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F3: This transaction was executed in multiple trades at prices ranging from $185.01 to $185.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Row 3 · 2018-02-06 · Sale · Disposed 3,900 · Balance 41,188 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F4: This transaction was executed in multiple trades at prices ranging from $186.09 to $187.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Row 4 · 2018-02-06 · Sale · Disposed 24,468 · Balance 16,720 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F5: This transaction was executed in multiple trades at prices ranging from $187.22 to $188.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Row 5 · 2018-02-06 · Sale · Disposed 16,720 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F6: This transaction was executed in multiple trades at prices ranging from $188.22 to $188.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 50,000 |
Reported balance
Holding disclosure · report date 2018-02-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,000 F7: Shares held by the Garrett Living Trust, dtd 11/15/91 of which reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $184.00 to $184.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: This transaction was executed in multiple trades at prices ranging from $185.01 to $185.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: This transaction was executed in multiple trades at prices ranging from $186.09 to $187.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F5: This transaction was executed in multiple trades at prices ranging from $187.22 to $188.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F6: This transaction was executed in multiple trades at prices ranging from $188.22 to $188.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F7: Shares held by the Garrett Living Trust, dtd 11/15/91 of which reporting person is a trustee.
CISCO SYSTEMS, INC.
Report date December 19, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-19 transaction · row 1
1 source rowRow 1 · 2025-12-19 · Gift · Disposed 3,481 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Garrett Living Trust | 40,409 |
Reported balance
After 2025-12-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-12-19 · Gift · Acquired 3,481 · Balance 40,409 |
Everpure, Inc.
Report date June 15, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 66,356 |
Reported balance
After 2021-06-15 transaction · row 1
1 source rowRow 1 · 2021-06-15 · Grant · Acquired 12,637 · Balance 66,356 F1: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. F2: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.
F2: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.
GoDaddy Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,289 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 2,925 · Balance 25,289 F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Upon vesting of these RSUs, the Reporting Person will receive shares of Class A Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Upon vesting of these RSUs, the Reporting Person will receive shares of Class A Common Stock of the Issuer.
NightDragon Acquisition Corp.
Report date March 01, 2021 · Filed March 01, 2021
This filing explicitly reported no securities owned.
Snowflake Inc.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,074 |
Last balance in matching sequence
After 2026-09-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-04 · Exercise / conversion · Acquired 50,000 · Balance 60,074 F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units. Row 2 · 2026-09-04 · Sale · Disposed 50,000 · Balance 10,074 F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.74 · Expires 2028-04-14 | Direct | 350,000 |
Reported balance
After 2026-09-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-04 · Exercise / conversion · Disposed 50,000 · Balance 350,000 F6: The stock option is fully vested. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 30,252 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 30,252 F2: The shares are held by the Amy Garrett 2011 Irrevocable Trust FBO Lee A. Garrett for which the Reporting Person's child is the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 30,253 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,253 F3: The shares are held by the Amy Garrett 2011 Irrevocable Trust FBO Brittany R.G. Smith for which the Reporting Person's child is the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 30,253 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 30,253 F4: The shares are held by the Mark Garrett 2011 Irrevocable Trust FBO Lee A. Garrett for which the Reporting Person's child is the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 30,252 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 30,252 F5: The shares are held by the Mark Garrett 2011 Irrevocable Trust FBO Brittany R.G. Smith for which the Reporting Person's child is the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2: The shares are held by the Amy Garrett 2011 Irrevocable Trust FBO Lee A. Garrett for which the Reporting Person's child is the beneficiary.
F3: The shares are held by the Amy Garrett 2011 Irrevocable Trust FBO Brittany R.G. Smith for which the Reporting Person's child is the beneficiary.
F4: The shares are held by the Mark Garrett 2011 Irrevocable Trust FBO Lee A. Garrett for which the Reporting Person's child is the beneficiary.
F5: The shares are held by the Mark Garrett 2011 Irrevocable Trust FBO Brittany R.G. Smith for which the Reporting Person's child is the beneficiary.
F6: The stock option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 10, 2021 01:29 UTC | Snowflake Inc. SNOW · Entity 2425 | SaleClass A Common Stock | 47,186 | $250.00 | $11,796,500.00 |
DisclosureSEC source: 0001640147-21-000047 · wf-form4_161533977906957.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 01:29 UTC | Snowflake Inc. SNOW · Entity 2425 | Exercise / conversionClass A Common Stock | 47,186 | $3.74 | $176,475.64 |
DisclosureSEC source: 0001640147-21-000047 · wf-form4_161533977906957.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:29 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherStock Option (Right to Buy) · Derivative | 767,186 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · derivative · entry 4 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,186 Underlying: Class A Common Stock · 767,186 shares Expires 2028-04-14 F4 · kind: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · kind: In connection with the automatic conversion described in footnote 4, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:29 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherStock Option (Right to Buy) · Derivative | 767,186 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · derivative · entry 3 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 767,186 shares Expires 2028-04-14 F4 · kind: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · kind: In connection with the automatic conversion described in footnote 4, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| January 07, 2021 Filed Mar 3, 2021 23:29 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · derivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 0 Underlying: Class A Common Stock · 134,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F2 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F2 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
| January 07, 2021 Filed Mar 3, 2021 23:29 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass A Common Stock | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 134,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 5,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063327 · doc4.xml · nonDerivative · entry 3 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Garrett Living Trust Disclosed balance after: 18,455 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 5,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063327 · doc4.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 5,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063327 · doc4.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,189 F1 · shares: Represents a stock award which is fully vested on the date of grant. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 00:56 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-013804 · wf-form4_160073617401252.xml · derivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 134,018 Underlying: Class A Common Stock · 134,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F4 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 00:56 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionSeries E Preferred Stock · Derivative | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-013804 · wf-form4_160073617401252.xml · derivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 134,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and has no expiration date. F1 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and has no expiration date. F1 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and has no expiration date. F2 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F4 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:33 UTC | Everpure, Inc. PSTG · Entity 3140 | GrantClass A Common Stock | 14,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039296 · doc4.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,719 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 25, 2021, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 00:28 UTC | GoDaddy Inc. GDDY · Entity 2569 | GrantClass A Common Stock, par value $0.001 per share | 3,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001609711-20-000083 · wf-form4_159123050913197.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850 F1 · shares: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Upon vesting of these RSUs, the Reporting Person will receive shares of Class A Common Stock of the Issuer. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 02:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 5,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023018 · doc1.xml · nonDerivative · entry 3 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Garrett Living Trust Disclosed balance after: 13,266 F2 · balance_after: Includes 8,051 shares previously reported as owned directly by the reporting person that were transferred to the trust and became owned indirectly. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 02:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 5,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023018 · doc1.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 02:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 5,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023018 · doc1.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,215 F1 · shares: Represents a stock award which is fully vested on the date of grant. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:08 UTC | Everpure, Inc. PSTG · Entity 3140 | GrantClass A Common Stock | 14,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038534 · doc4.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,537 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 20, 2020, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 23:39 UTC | GoDaddy Inc. GDDY · Entity 2569 | GrantClass A Common Stock, par value $0.001 per share | 2,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001609711-19-000125 · wf-form4_155986433114574.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,789 F1 · shares: Represents RSUs, which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to continued service to the Issuer. Upon vesting of these RSUs, the Reporting Person will receive shares of Class A Common Stock of the Issuer. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:02 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 4,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008028 · doc1.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,051 F1 · shares: Represents a stock award which is fully vested on the date of grant. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:28 UTC | Everpure, Inc. PSTG · Entity 3140 | OtherStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001209191-18-061501 · doc4.xml · derivative · entry 3 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2025-06-30 F1 · kind: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F3 · derivative.exercise_date: 5,000 shares vest in equal monthly installments one month from 7/1/2015 over three years. 3,333.33 shares vest in equal monthly installments one month from 7/1/2018 over the next three years. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:28 UTC | Everpure, Inc. PSTG · Entity 3140 | OtherStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001209191-18-061501 · doc4.xml · derivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 300,000 shares Expires 2025-06-30 F1 · kind: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F3 · derivative.exercise_date: 5,000 shares vest in equal monthly installments one month from 7/1/2015 over three years. 3,333.33 shares vest in equal monthly installments one month from 7/1/2018 over the next three years. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:12 UTC | Everpure, Inc. PSTG · Entity 3140 | GrantClass A Common Stock | 9,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039446 · doc4.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,380 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 21, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 3,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018671 · doc1.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307 Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:23 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 16,720 | $188.25 | $3,147,570.10 |
DisclosureSEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 5 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F6 · price: This transaction was executed in multiple trades at prices ranging from $188.22 to $188.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:23 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 24,468 | $187.99 | $4,599,690.38 |
DisclosureSEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 4 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,720 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F5 · price: This transaction was executed in multiple trades at prices ranging from $187.22 to $188.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:23 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 3,900 | $186.55 | $727,557.09 |
DisclosureSEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 3 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,188 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $186.09 to $187.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:23 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 2,280 | $185.69 | $423,383.69 |
DisclosureSEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,088 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $185.01 to $185.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:23 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 7,120 | $184.26 | $1,311,920.52 |
DisclosureSEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $184.00 to $184.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 8,657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · derivative · entry 13 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,313 Underlying: Common Stock · 8,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. F6 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 9,072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · derivative · entry 12 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,071 Underlying: Common Stock · 9,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. F5 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 11,466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · derivative · entry 11 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 68,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · derivative · entry 10 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date. F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 4,292 | $197.78 | $848,871.76 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 8 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,488 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 8,657 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 7 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 4,497 | $197.78 | $889,416.66 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 6 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,123 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 9,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 5 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 5,684 | $197.78 | $1,124,181.52 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 4 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,548 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 11,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 3 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 33,373 | $197.78 | $6,600,511.94 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,766 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 68,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000021 · wf-form4_151700088222608.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 22:24 UTC | Everpure, Inc. PSTG · Entity 3140 | GrantClass A Common Stock | 15,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041455 · doc4.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,601 F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 20, 2018, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's (or Mr. Garrett's) service between the date of grant and the effective date of the resignation. F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:10 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 2,000 | $114.54 | $229,080.00 |
DisclosureSEC source: 0000796343-17-000066 · wf-form4_148650182076123.xml · nonDerivative · entry 2 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,339 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 20, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $114.42 to $114.825. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:10 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 43,199 | $114.10 | $4,929,005.90 |
DisclosureSEC source: 0000796343-17-000066 · wf-form4_148650182076123.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,339 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 20, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $113.42 to $114.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 25,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 15 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires not disclosed F8 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. F8 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | GrantPerformance Shares · Derivative | 51,940 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 14 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,940 Underlying: Common Stock · 51,940 shares Expires not disclosed F7 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2017 vesting commencement date, if the performance goal is achieved. F7 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2017 vesting commencement date, if the performance goal is achieved. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 9,072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 13 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,143 Underlying: Common Stock · 9,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. F6 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 11,467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 12 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,466 Underlying: Common Stock · 11,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. F5 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 11,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 11 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 71,082 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · derivative · entry 10 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:12 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 4,733 | $113.72 | $538,236.76 |
DisclosureSEC source: 0000796343-17-000047 · wf-form4_148546513052096.xml · nonDerivative · entry 8 GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,538 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.