TapewireFind a company

person · Reporting owner

Little Teri A.

Disclosed activity across 2 companies

Tapewire entity
11158
SEC CIK
0001656471

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPLIED MATERIALS INC /DEAMAT · Entity 2812SVP, CLODecember 19, 2025December 23, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPLIED MATERIALS INC /DE

Report date December 19, 2025 · Filed December 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,949 Reported balance After 2025-12-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-12-19 · Tax withholding · Disposed 15,472 · Balance 91,949

F1: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Number of shares includes 49,069 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,012 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 30,057 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Filing footnotes · ownership attribution and instrument terms

F1: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Number of shares includes 49,069 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,012 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 30,057 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KLA CORP

Report date June 05, 2020 · Filed June 06, 2020

Section 16 reporting ended · disclosed 2020-06-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-05 · Disposition to issuer · Disposed 24,758 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of KLA common stock.

Common StockSEC Table I · non-derivativeDirect1,850 Reported balance Holding disclosure · report date 2020-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,850

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of KLA common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2025 Filed Dec 23, 2025 21:43 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 15,472 $256.41 $3,967,175.52
Disclosure

SEC source: 0001628280-25-058747 · wk-form4_1766526235.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,949

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 49,069 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,012 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 30,057 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 7,868 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057205 · wk-form4_1765846649.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,421

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2026, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,573 performance share units are scheduled to vest in December 2025, (b) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 22,189 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 7,868 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057205 · wk-form4_1765846649.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,553

F3 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2028, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,573 performance share units are scheduled to vest in December 2025, (b) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 22,189 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 7,334 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057205 · wk-form4_1765846649.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,685

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2025, subject to continued employment through the vesting date.

F2 · balance_after: Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,573 performance share units are scheduled to vest in December 2025, (b) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 22,189 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
November 25, 2025 Filed Nov 26, 2025 22:47 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 4,000 $238.24 $952,942.00
Disclosure

SEC source: 0001628280-25-054205 · wk-form4_1764197274.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,351

F1 · balance_after: Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (b) 34,762 performance share units are scheduled to vest in installments in December of 2025 through 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 4,000 $234.08 $936,320.80
Disclosure

SEC source: 0001628280-25-053663 · wk-form4_1763767859.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,351

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (b) 34,762 performance share units are scheduled to vest in installments in December of 2025 through 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2024 Filed Dec 20, 2024 23:54 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 11,197 $161.44 $1,807,643.68
Disclosure

SEC source: 0001127602-24-029923 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,253

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 57,492 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,730 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (b) 34,762 performance share units are scheduled to vest in installments in December of 2025 through 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 11,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029516 · form4.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,450

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2025, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,680 performance share units are scheduled to vest in December 2024, (b) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (c) 23,524 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 11,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029516 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,212

F3 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2027, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,680 performance share units are scheduled to vest in December 2024, (b) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (c) 23,524 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:10 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 4,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029516 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,974

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2024, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,680 performance share units are scheduled to vest in December 2024, (b) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (c) 23,524 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
June 07, 2024 Filed Jun 10, 2024 21:53 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 2,500 $221.62 $554,050.00
Disclosure

SEC source: 0001127602-24-018291 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,212

F1 · balance_after: Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
May 31, 2024 Filed Jun 1, 2024 00:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 7,500 $213.02 $1,597,650.00
Disclosure

SEC source: 0001127602-24-017155 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,712

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.02 to $213.06, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2023 Filed Dec 21, 2023 23:06 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 17,794 $162.33 $2,888,500.02
Disclosure

SEC source: 0001127602-23-030317 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,163

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:09 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 10,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,957

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:09 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 10,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,006

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:09 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,055

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 07, 2023 Filed Jul 11, 2023 22:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 10,000 $142.00 $1,420,000.00
Disclosure

SEC source: 0001127602-23-020576 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,504

F1 · balance_after: Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:05 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 18,828 $144.54 $2,721,399.12
Disclosure

SEC source: 0001127602-23-020257 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,504

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
February 28, 2023 Filed Mar 3, 2023 00:22 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 6,813 $117.44 $800,118.72
Disclosure

SEC source: 0001127602-23-008498 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,332

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 94,661 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 61,922 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2022 Filed Dec 21, 2022 22:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,334 $103.99 $346,702.66
Disclosure

SEC source: 0001127602-22-028107 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,062

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 94,661 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 61,922 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:29 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 12,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027502 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,396

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:29 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 12,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027502 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,823

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 07, 2022 Filed Jul 11, 2022 22:16 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 10,000 $89.50 $895,000.00
Disclosure

SEC source: 0001127602-22-019212 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,169

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.39 to $89.56, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 06, 2022 Filed Jul 6, 2022 23:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 15,000 $86.30 $1,294,500.00
Disclosure

SEC source: 0001127602-22-019022 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,169

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.03 to $86.45, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 23:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 18,131 $86.27 $1,564,161.37
Disclosure

SEC source: 0001127602-22-019022 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,169

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2021 Filed Dec 22, 2021 00:39 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 2,064 $146.15 $301,653.60
Disclosure

SEC source: 0001127602-21-031703 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,243

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 116,304 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,138 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 02, 2021 Filed Dec 4, 2021 01:54 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 7,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030292 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,307

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 02, 2021 Filed Dec 4, 2021 01:54 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 7,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030292 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,627

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 02, 2021 Filed Jul 2, 2021 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 13,500 $138.03 $1,863,405.00
Disclosure

SEC source: 0001127602-21-021388 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,885

F2 · balance_after: Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 18,788 $137.95 $2,591,804.60
Disclosure

SEC source: 0001127602-21-021388 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,385

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:40 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,173

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:40 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,687

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 120,201 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019390 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,201

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 6, 2020 00:11 UTC KLA CORP KLAC · Entity 2838 Disposition to issuerCommon Stock - Restricted Stock Units 24,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009098 · wf-form4_159140228517358.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA common stock.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:37 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 3,877 $155.28 $602,020.56
Disclosure

SEC source: 0001628280-20-002313 · wf-form4_158275303957268.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
November 26, 2019 Filed Feb 26, 2020 21:37 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-002313 · wf-form4_158275303957268.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,727

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:25 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,925 $176.13 $515,180.25
Disclosure

SEC source: 0001628280-19-014421 · wf-form4_157437513018837.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791

F4 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:25 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 7,293 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014421 · wf-form4_157437513018837.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,758

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 20, 2019, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the first threshold of $174.5865. As a result, 7,293 shares became eligible to vest on March 20, 2022, subject to continued service on that date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:31 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,244 $174.43 $216,990.92
Disclosure

SEC source: 0001628280-19-014166 · wf-form4_157369866902667.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,716

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,509 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014166 · wf-form4_157369866902667.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 10,037 shares. On November 11, 2019, 25% of the RSUs vested.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,509 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014166 · wf-form4_157369866902667.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 10,037 shares. On November 11, 2019, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 23:28 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,240 $174.02 $215,784.80
Disclosure

SEC source: 0001628280-19-013375 · wf-form4_157299650526374.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,451

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 4, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 23:28 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013375 · wf-form4_157299650526374.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 4, 2015, the Reporting Person was granted an RSU for 10,000 shares of KLA common stock. On November 4, 2019, the RSU vested in full.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 23:28 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013375 · wf-form4_157299650526374.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 4, 2015, the Reporting Person was granted an RSU for 10,000 shares of KLA common stock. On November 4, 2019, the RSU vested in full.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:11 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 394 $149.93 $59,072.42
Disclosure

SEC source: 0001628280-19-011417 · wf-form4_156768907521563.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 3, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011417 · wf-form4_156768907521563.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 3, 2015 the reporting person was granted RSUs for 3,178 shares of KLA common stock. On September 3, 2019, the remaining shares vested.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 794 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011417 · wf-form4_156768907521563.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On September 3, 2015 the reporting person was granted RSUs for 3,178 shares of KLA common stock. On September 3, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:18 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 3,029 $141.62 $428,966.98
Disclosure

SEC source: 0001628280-19-011115 · wf-form4_156650509475306.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 457 $133.24 $60,890.68
Disclosure

SEC source: 0001628280-19-010344 · wf-form4_156521865111302.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,820

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010344 · wf-form4_156521865111302.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 3, 2017, the reporting person was granted 5,003 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.