Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWS CORPNWS · Entity 3322 | Director | July 01, 2020 | July 02, 2020 |
| Tesla, Inc.TSLA · Entity 2791 | Director | January 02, 2026 | January 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWS CORP
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-01 · Exercise / conversion · Acquired 2,476 · Balance 2,476 F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of News Corporation's Class A Common Stock. Row 2 · 2020-07-01 · Disposition to issuer · Disposed 2,476 · Balance 0 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 57,763 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Exercise / conversion · Disposed 2,476 · Balance 57,763 F2: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of News Corporation's Class A Common Stock. F3: The deferred stock units became payable in cash on July 1, 2020, the first trading day of the quarter five years following the grant. F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 61,177 |
Reported balance
After 2020-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-07-01 · Grant · Acquired 3,414 · Balance 61,177 F2: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F5: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. |
Filing footnotes · ownership attribution and instrument terms
F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of News Corporation's Class A Common Stock.
F2: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock.
F3: The deferred stock units became payable in cash on July 1, 2020, the first trading day of the quarter five years following the grant.
F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director.
F5: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director.
Tesla, Inc.
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 635,228 |
Reported balance
After 2026-01-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-01-02 · Sale · Disposed 1,803 · Balance 635,228 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.360 to $436.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 633,543 |
Reported balance
After 2026-01-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-01-02 · Sale · Disposed 1,685 · Balance 633,543 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.680 to $437.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 630,539 |
Reported balance
After 2026-01-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-01-02 · Sale · Disposed 3,004 · Balance 630,539 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.700 to $438.680, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 628,928 |
Reported balance
After 2026-01-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-01-02 · Sale · Disposed 1,611 · Balance 628,928 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.710 to $439.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 623,249 |
Reported balance
After 2026-01-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-01-02 · Sale · Disposed 5,679 · Balance 623,249 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.730 to $440.710, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 617,082 |
Reported balance
After 2026-01-02 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2026-01-02 · Sale · Disposed 6,167 · Balance 617,082 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.730 to $441.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 611,033 |
Reported balance
After 2026-01-02 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2026-01-02 · Sale · Disposed 6,049 · Balance 611,033 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.730 to $442.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 607,284 |
Reported balance
After 2026-01-02 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-01-02 · Sale · Disposed 3,749 · Balance 607,284 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.800 to $443.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 604,229 |
Reported balance
After 2026-01-02 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2026-01-02 · Sale · Disposed 3,055 · Balance 604,229 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.810 to $444.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 600,654 |
Reported balance
After 2026-01-02 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2026-01-02 · Sale · Disposed 3,575 · Balance 600,654 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.830 to $445.820, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 598,350 |
Reported balance
After 2026-01-02 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2026-01-02 · Sale · Disposed 2,304 · Balance 598,350 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.941 to $446.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 595,831 |
Reported balance
After 2026-01-02 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2026-01-02 · Sale · Disposed 2,519 · Balance 595,831 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.940 to $447.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 595,100 |
Reported balance
After 2026-01-02 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2026-01-02 · Sale · Disposed 731 · Balance 595,100 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.940 to $448.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 594,500 |
Reported balance
After 2026-01-02 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2026-01-02 · Sale · Disposed 600 · Balance 594,500 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $449.030 to $450.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 593,240 |
Reported balance
After 2026-01-02 transaction · row 15
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 15 · 2026-01-02 · Sale · Disposed 1,260 · Balance 593,240 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $450.091 to $450.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 589,934 |
Reported balance
After 2026-01-02 transaction · row 16
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 16 · 2026-01-02 · Sale · Disposed 3,306 · Balance 589,934 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $451.120 to $452.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 586,043 |
Reported balance
After 2026-01-02 transaction · row 17
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 17 · 2026-01-02 · Sale · Disposed 3,891 · Balance 586,043 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $452.170 to $453.160, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 580,116 |
Reported balance
After 2026-01-02 transaction · row 18
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 18 · 2026-01-02 · Sale · Disposed 5,927 · Balance 580,116 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $453.170 to $454.130, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 579,516 |
Reported balance
After 2026-01-02 transaction · row 19
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 19 · 2026-01-02 · Sale · Disposed 600 · Balance 579,516 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $454.180 to $455.160, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 578,325 |
Reported balance
After 2026-01-02 transaction · row 20
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 20 · 2026-01-02 · Sale · Disposed 1,191 · Balance 578,325 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $455.630 to $456.350, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 577,645 |
Reported balance
After 2026-01-02 transaction · row 21
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 21 · 2026-01-02 · Sale · Disposed 680 · Balance 577,645 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $456.680 to $457.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy JRM Rev. Trust | 577,031 |
Reported balance
After 2026-01-02 transaction · row 22
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 22 · 2026-01-02 · Sale · Disposed 614 · Balance 577,031 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025. F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $457.700 to $458.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy Seven Hills Trust | 157,275 |
Reported balance
Holding disclosure · report date 2026-01-02 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 157,275 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.360 to $436.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.680 to $437.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.700 to $438.680, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.710 to $439.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.730 to $440.710, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.730 to $441.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.730 to $442.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.800 to $443.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.810 to $444.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.830 to $445.820, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.941 to $446.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.940 to $447.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.940 to $448.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $449.030 to $450.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $450.091 to $450.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $451.120 to $452.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $452.170 to $453.160, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $453.170 to $454.130, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $454.180 to $455.160, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $455.630 to $456.350, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $456.680 to $457.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $457.700 to $458.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWENTY-FIRST CENTURY FOX, INC.
Report date March 19, 2019 · Filed March 20, 2019
Section 16 reporting ended · disclosed 2019-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-19 · Disposition to issuer · Disposed 123,822.86 · Balance 346,659.14 F1: On March 19, 2019, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018 (the "Merger Agreement") among Twenty-First Century Fox, Inc. (the "Company"), The Walt Disney Company ("Disney"), TWDC Holdco 613 Corp. ("Holdco"), WDC Merger Enterprises I, Inc. and WDC Merger Enterprises II, Inc. ("Wax Sub") and the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018 (the "Distribution Merger Agreement"), by and between the Company and 21CF Distribution Merger Sub, Inc. (the "Distribution Merger Sub"), the Company merged with and into the Distribution Merger Sub with the Company as the surviving corporation and resulting in Fox Corporation ("FOX") becoming an independent company (the "Distribution"). F2: (Continued from Footnote 1) At the effective time of the Distribution, a portion of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for 1/3 of a share of FOX. In accordance with the terms of the Merger Agreement and the Distribution Merger Agreement, 0.263183 of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged in the Distribution with the remaining portion of such shares being unaffected. Stockholders will receive cash in lieu of any fractional shares of FOX they otherwise would have been entitled to receive in connection with the Distribution. Row 2 · 2019-03-20 · Disposition to issuer · Disposed 346,659.14 · Balance 0 F3: On March 20, 2019, pursuant to the Merger Agreement, Wax Sub merged with and into the Company (the "Wax Merger") with the Company as the surviving corporation, and at the effective time of the Wax Merger, each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for cash or common stock of Holdco (the "Merger Consideration"), determined based on the prior election of the holder and the procedures applicable to automatic proration and adjustment set forth in the Merger Agreement. F4: (Continued from Footnote 3) The value of the Merger Consideration (the "Per Share Value") was calculated in accordance with the Merger Agreement and based, in part, on the Per Share Cash Amount (as defined in the Merger Agreement), the volume weighted average trading price of Disney common stock on the New York Stock Exchange over the 15 consecutive trading day period ending on the third trading day prior to the Wax Merger and the final calculation of certain tax liabilities relating to the transaction. The Per Share Value was 51.572626. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,472,676.87 |
Reported balance
After 2019-03-19 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-03-19 · Disposition to issuer · Disposed 526,024.13 · Balance 1,472,676.87 F1: On March 19, 2019, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018 (the "Merger Agreement") among Twenty-First Century Fox, Inc. (the "Company"), The Walt Disney Company ("Disney"), TWDC Holdco 613 Corp. ("Holdco"), WDC Merger Enterprises I, Inc. and WDC Merger Enterprises II, Inc. ("Wax Sub") and the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018 (the "Distribution Merger Agreement"), by and between the Company and 21CF Distribution Merger Sub, Inc. (the "Distribution Merger Sub"), the Company merged with and into the Distribution Merger Sub with the Company as the surviving corporation and resulting in Fox Corporation ("FOX") becoming an independent company (the "Distribution"). F2: (Continued from Footnote 1) At the effective time of the Distribution, a portion of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for 1/3 of a share of FOX. In accordance with the terms of the Merger Agreement and the Distribution Merger Agreement, 0.263183 of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged in the Distribution with the remaining portion of such shares being unaffected. Stockholders will receive cash in lieu of any fractional shares of FOX they otherwise would have been entitled to receive in connection with the Distribution. F5: Reflects shares of Class A Common Stock of the Company held by JRM family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2019-03-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-03-20 · Disposition to issuer · Disposed 1,472,676.87 · Balance 0 F3: On March 20, 2019, pursuant to the Merger Agreement, Wax Sub merged with and into the Company (the "Wax Merger") with the Company as the surviving corporation, and at the effective time of the Wax Merger, each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for cash or common stock of Holdco (the "Merger Consideration"), determined based on the prior election of the holder and the procedures applicable to automatic proration and adjustment set forth in the Merger Agreement. F4: (Continued from Footnote 3) The value of the Merger Consideration (the "Per Share Value") was calculated in accordance with the Merger Agreement and based, in part, on the Per Share Cash Amount (as defined in the Merger Agreement), the volume weighted average trading price of Disney common stock on the New York Stock Exchange over the 15 consecutive trading day period ending on the third trading day prior to the Wax Merger and the final calculation of certain tax liabilities relating to the transaction. The Per Share Value was 51.572626. F5: Reflects shares of Class A Common Stock of the Company held by JRM family trust. |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-03-20 transaction · row 6
2 source rows · reconciled sequenceRow 5 · 2019-03-19 · Disposition to issuer · Disposed 432.67 · Balance 1,211.33 F1: On March 19, 2019, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018 (the "Merger Agreement") among Twenty-First Century Fox, Inc. (the "Company"), The Walt Disney Company ("Disney"), TWDC Holdco 613 Corp. ("Holdco"), WDC Merger Enterprises I, Inc. and WDC Merger Enterprises II, Inc. ("Wax Sub") and the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018 (the "Distribution Merger Agreement"), by and between the Company and 21CF Distribution Merger Sub, Inc. (the "Distribution Merger Sub"), the Company merged with and into the Distribution Merger Sub with the Company as the surviving corporation and resulting in Fox Corporation ("FOX") becoming an independent company (the "Distribution"). F2: (Continued from Footnote 1) At the effective time of the Distribution, a portion of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for 1/3 of a share of FOX. In accordance with the terms of the Merger Agreement and the Distribution Merger Agreement, 0.263183 of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged in the Distribution with the remaining portion of such shares being unaffected. Stockholders will receive cash in lieu of any fractional shares of FOX they otherwise would have been entitled to receive in connection with the Distribution. Row 6 · 2019-03-20 · Disposition to issuer · Disposed 1,211.33 · Balance 0 F3: On March 20, 2019, pursuant to the Merger Agreement, Wax Sub merged with and into the Company (the "Wax Merger") with the Company as the surviving corporation, and at the effective time of the Wax Merger, each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for cash or common stock of Holdco (the "Merger Consideration"), determined based on the prior election of the holder and the procedures applicable to automatic proration and adjustment set forth in the Merger Agreement. F4: (Continued from Footnote 3) The value of the Merger Consideration (the "Per Share Value") was calculated in accordance with the Merger Agreement and based, in part, on the Per Share Cash Amount (as defined in the Merger Agreement), the volume weighted average trading price of Disney common stock on the New York Stock Exchange over the 15 consecutive trading day period ending on the third trading day prior to the Wax Merger and the final calculation of certain tax liabilities relating to the transaction. The Per Share Value was 51.572626. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 211,759.73 |
Reported balance
After 2019-03-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-19 · Disposition to issuer · Disposed 75,638.27 · Balance 211,759.73 F6: Each restricted stock unit represents the equivalent of one share of Class A Common Stock of the Company. F7: Pursuant to the Merger Agreement and the Employee Matters Agreement, dated as of March 19, 2019, by and between the Company and FOX (the "Employee Matters Agreement"), immediately following the Distribution a portion of each the number of shares of Class A Common Stock subject to such Retention RSU Award Retention RSU Award (as defined in the Employee Matters Agreement) that was outstanding immediately prior to the time of the Distribution equal to one multiplied by the quantity of one minus the inverse of the Distribution Adjustment Multiple (as defined in the Merger Agreement) was exchanged for an award of restricted stock units with respect to a number of shares of Class A Common Stock of FOX equal to the number of shares of Class A Common Stock of the Company subject to the applicable restricted stock unit at the time of the Distribution multiplied by 1/3 and rounded up to the nearest whole share of Class A Common Stock of FOX. F8: As previously reported, 50% of the restricted stock units granted pursuant to the Retention RSU Award previously vested and were settled in shares of Class A Common Stock of the Company pursuant to the Merger Agreement and the Employee Matters Agreement. The remaining 50% of the restricted stock units granted pursuant to the Retention RSU Award will vest on the 15-month anniversary of the Wax Merger if the Reporting Person remains employed by the Company or FOX, as applicable, through such vesting date. F9: Represents the aggregate number of restricted stock units of the Company continuing to be held by the Reporting Person pursuant to the Retention RSU Award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-20 · Disposition to issuer · Disposed 211,759.73 · Balance 0 F6: Each restricted stock unit represents the equivalent of one share of Class A Common Stock of the Company. F10: Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Wax Merger, each restricted stock unit of the Company granted pursuant to the Retention RSU Award which remained outstanding immediately prior to the time of the Wax Merger (after giving effect to the exchange described in footnote 7 above) was canceled in exchange for Holdco restricted stock units subject to the same terms and conditions as were applicable to such Company restricted stock units immediately prior to the Wax Merger, with respect to a number of underlying shares of Holdco common stock, rounded up to the nearest whole share, determined by multiplying (A) the number of shares of Class A Common Stock of the Company subject to each outstanding restricted stock unit subject to the Retention RSU Award by (B) the Exchange Ratio (as defined in the Merger Agreement), vesting based on continued service with the Company. F8: As previously reported, 50% of the restricted stock units granted pursuant to the Retention RSU Award previously vested and were settled in shares of Class A Common Stock of the Company pursuant to the Merger Agreement and the Employee Matters Agreement. The remaining 50% of the restricted stock units granted pursuant to the Retention RSU Award will vest on the 15-month anniversary of the Wax Merger if the Reporting Person remains employed by the Company or FOX, as applicable, through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 329,572 |
Reported balance
After 2019-03-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-19 · Grant · Acquired 329,572 · Balance 329,572 F6: Each restricted stock unit represents the equivalent of one share of Class A Common Stock of the Company. F11: Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Distribution, outstanding performance stock units held by individuals who would continue to be employed by the Company were converted into restricted stock units relating to the target number of shares of Class A Common Stock of the Company subject to such performance stock unit and continued to have and be subject to the same terms and conditions (including vesting schedule) as were applicable to such performance stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit was then subject to vesting solely based upon the satisfaction of any applicable continued employment requirements that applied to the corresponding performance stock unit immediately prior to the time of the Distribution. Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Wax Merger, F12: (Continued from Footnote 11) the outstanding restricted stock units described in the preceding sentence were cancelled and immediately replaced with a time-based restricted stock unit of Holdco, which shall have, and be subject to, the same terms and conditions (including vesting schedule) as were applicable to such restricted stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit shall (A) relate to that number of shares of Class A Common Stock of Holdco, rounded up to the nearest whole share, equal to the product of (x) the number of shares of Class A Common Stock of the Company subject to such restricted stock unit and (y) the Exchange Ratio (as defined in the Merger Agreement) and (B) be subject to vesting solely based upon the satisfaction of any applicable continued employment requirements with the Company that apply to the corresponding restricted stock unit immediately prior to the time of the effective time of the Wax Merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-20 · Disposition to issuer · Disposed 329,572 · Balance 0 F6: Each restricted stock unit represents the equivalent of one share of Class A Common Stock of the Company. F11: Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Distribution, outstanding performance stock units held by individuals who would continue to be employed by the Company were converted into restricted stock units relating to the target number of shares of Class A Common Stock of the Company subject to such performance stock unit and continued to have and be subject to the same terms and conditions (including vesting schedule) as were applicable to such performance stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit was then subject to vesting solely based upon the satisfaction of any applicable continued employment requirements that applied to the corresponding performance stock unit immediately prior to the time of the Distribution. Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Wax Merger, F12: (Continued from Footnote 11) the outstanding restricted stock units described in the preceding sentence were cancelled and immediately replaced with a time-based restricted stock unit of Holdco, which shall have, and be subject to, the same terms and conditions (including vesting schedule) as were applicable to such restricted stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit shall (A) relate to that number of shares of Class A Common Stock of Holdco, rounded up to the nearest whole share, equal to the product of (x) the number of shares of Class A Common Stock of the Company subject to such restricted stock unit and (y) the Exchange Ratio (as defined in the Merger Agreement) and (B) be subject to vesting solely based upon the satisfaction of any applicable continued employment requirements with the Company that apply to the corresponding restricted stock unit immediately prior to the time of the effective time of the Wax Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2019, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018 (the "Merger Agreement") among Twenty-First Century Fox, Inc. (the "Company"), The Walt Disney Company ("Disney"), TWDC Holdco 613 Corp. ("Holdco"), WDC Merger Enterprises I, Inc. and WDC Merger Enterprises II, Inc. ("Wax Sub") and the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018 (the "Distribution Merger Agreement"), by and between the Company and 21CF Distribution Merger Sub, Inc. (the "Distribution Merger Sub"), the Company merged with and into the Distribution Merger Sub with the Company as the surviving corporation and resulting in Fox Corporation ("FOX") becoming an independent company (the "Distribution").
F2: (Continued from Footnote 1) At the effective time of the Distribution, a portion of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for 1/3 of a share of FOX. In accordance with the terms of the Merger Agreement and the Distribution Merger Agreement, 0.263183 of each share of the Company's Class A Common Stock and Class B Common Stock was exchanged in the Distribution with the remaining portion of such shares being unaffected. Stockholders will receive cash in lieu of any fractional shares of FOX they otherwise would have been entitled to receive in connection with the Distribution.
F3: On March 20, 2019, pursuant to the Merger Agreement, Wax Sub merged with and into the Company (the "Wax Merger") with the Company as the surviving corporation, and at the effective time of the Wax Merger, each share of the Company's Class A Common Stock and Class B Common Stock was exchanged for cash or common stock of Holdco (the "Merger Consideration"), determined based on the prior election of the holder and the procedures applicable to automatic proration and adjustment set forth in the Merger Agreement.
F4: (Continued from Footnote 3) The value of the Merger Consideration (the "Per Share Value") was calculated in accordance with the Merger Agreement and based, in part, on the Per Share Cash Amount (as defined in the Merger Agreement), the volume weighted average trading price of Disney common stock on the New York Stock Exchange over the 15 consecutive trading day period ending on the third trading day prior to the Wax Merger and the final calculation of certain tax liabilities relating to the transaction. The Per Share Value was 51.572626.
F5: Reflects shares of Class A Common Stock of the Company held by JRM family trust.
F6: Each restricted stock unit represents the equivalent of one share of Class A Common Stock of the Company.
F7: Pursuant to the Merger Agreement and the Employee Matters Agreement, dated as of March 19, 2019, by and between the Company and FOX (the "Employee Matters Agreement"), immediately following the Distribution a portion of each the number of shares of Class A Common Stock subject to such Retention RSU Award Retention RSU Award (as defined in the Employee Matters Agreement) that was outstanding immediately prior to the time of the Distribution equal to one multiplied by the quantity of one minus the inverse of the Distribution Adjustment Multiple (as defined in the Merger Agreement) was exchanged for an award of restricted stock units with respect to a number of shares of Class A Common Stock of FOX equal to the number of shares of Class A Common Stock of the Company subject to the applicable restricted stock unit at the time of the Distribution multiplied by 1/3 and rounded up to the nearest whole share of Class A Common Stock of FOX.
F8: As previously reported, 50% of the restricted stock units granted pursuant to the Retention RSU Award previously vested and were settled in shares of Class A Common Stock of the Company pursuant to the Merger Agreement and the Employee Matters Agreement. The remaining 50% of the restricted stock units granted pursuant to the Retention RSU Award will vest on the 15-month anniversary of the Wax Merger if the Reporting Person remains employed by the Company or FOX, as applicable, through such vesting date.
F9: Represents the aggregate number of restricted stock units of the Company continuing to be held by the Reporting Person pursuant to the Retention RSU Award.
F10: Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Wax Merger, each restricted stock unit of the Company granted pursuant to the Retention RSU Award which remained outstanding immediately prior to the time of the Wax Merger (after giving effect to the exchange described in footnote 7 above) was canceled in exchange for Holdco restricted stock units subject to the same terms and conditions as were applicable to such Company restricted stock units immediately prior to the Wax Merger, with respect to a number of underlying shares of Holdco common stock, rounded up to the nearest whole share, determined by multiplying (A) the number of shares of Class A Common Stock of the Company subject to each outstanding restricted stock unit subject to the Retention RSU Award by (B) the Exchange Ratio (as defined in the Merger Agreement), vesting based on continued service with the Company.
F11: Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Distribution, outstanding performance stock units held by individuals who would continue to be employed by the Company were converted into restricted stock units relating to the target number of shares of Class A Common Stock of the Company subject to such performance stock unit and continued to have and be subject to the same terms and conditions (including vesting schedule) as were applicable to such performance stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit was then subject to vesting solely based upon the satisfaction of any applicable continued employment requirements that applied to the corresponding performance stock unit immediately prior to the time of the Distribution. Pursuant to the Merger Agreement and the Employee Matters Agreement, effective as of the effective time of the Wax Merger,
F12: (Continued from Footnote 11) the outstanding restricted stock units described in the preceding sentence were cancelled and immediately replaced with a time-based restricted stock unit of Holdco, which shall have, and be subject to, the same terms and conditions (including vesting schedule) as were applicable to such restricted stock unit immediately prior to the time of the Distribution, except that each such restricted stock unit shall (A) relate to that number of shares of Class A Common Stock of Holdco, rounded up to the nearest whole share, equal to the product of (x) the number of shares of Class A Common Stock of the Company subject to such restricted stock unit and (y) the Exchange Ratio (as defined in the Merger Agreement) and (B) be subject to vesting solely based upon the satisfaction of any applicable continued employment requirements with the Company that apply to the corresponding restricted stock unit immediately prior to the time of the effective time of the Wax Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 16:13 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 2,206 | $16.43 | $36,244.58 |
DisclosureSEC source: 0001140361-18-000838 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,275 Underlying: Class A Common Stock · 2,206 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F3 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 16:15 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 102 | $13.62 | $1,389.24 |
DisclosureSEC source: 0001140361-17-039171 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,069 Underlying: Class A Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units previously granted. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 16:12 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 2,729 | $13.28 | $36,241.12 |
DisclosureSEC source: 0001140361-17-037603 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,967 Underlying: Class A Common Stock · 2,729 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F3 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:50 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionStock-settled performance stock units · Derivative | 123,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049526 · doc4.xml · derivative · entry 4 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 123,763 shares Expires 2017-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F1 · price: The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:50 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | SaleClass A Common Stock | 111,713 | $27.94 | $3,121,261.22 |
DisclosureSEC source: 0001209191-17-049526 · doc4.xml · nonDerivative · entry 3 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,438 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.90 to $27.99, inclusive. The reporting person undertakes to provide to Twenty-First Century Fox, Inc., any security holder of Twenty-First Century Fox, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:50 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Tax withholdingClass A Common Stock | 69,085 | $28.21 | $1,948,887.85 |
DisclosureSEC source: 0001209191-17-049526 · doc4.xml · nonDerivative · entry 2 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,151 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:50 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 123,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049526 · doc4.xml · nonDerivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:16 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantStock-settled performance stock units · Derivative | 123,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-048323 · doc4.xml · derivative · entry 2 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,763 Underlying: Class A Common Stock · 123,763 shares Expires 2017-08-15 F2 · derivative.exercise_price: 1-for-1 F3 · shares: The stock-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the three-year performance period and shall vest in shares of Twenty-First Century Fox, Inc.'s Class A Common Stock on August 15, 2017. F2 · price: 1-for-1 Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:37 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 16,668 | $0.00 Strike: $319.57 | $0.00 |
DisclosureSEC source: 0001352816-17-000004 · edgardoc.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 16,668 shares Expires 2024-07-17 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on June 18, 2018. Pursuant to the issuer's Outside Director Compensation Policy, this equity award was granted to the reporting person in connection with his appointment to the issuer's Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:24 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 2,609 | $13.89 | $36,239.01 |
DisclosureSEC source: 0001140361-17-027351 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,238 Underlying: Class A Common Stock · 2,609 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F3 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 16:21 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 70 | $12.33 | $863.10 |
DisclosureSEC source: 0001140361-17-016276 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,629 Underlying: Class A Common Stock · 70 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units previously granted. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:24 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 2,834 | $12.79 | $36,246.86 |
DisclosureSEC source: 0001140361-17-014912 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,559 Underlying: Class A Common Stock · 2,834 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F3 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:17 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 3,100 | $11.69 | $36,239.00 |
DisclosureSEC source: 0001140361-17-000708 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,725 Underlying: Class A Common Stock · 3,100 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F3 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable in cash on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Deferred stock units were previously reported separately based on their payable dates. Read SEC document |
| November 30, 2016 Filed Aug 9, 2017 18:16 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GiftClass A Common Stock | 106,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048323 · doc4.xml · nonDerivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,473 F1 · kind: The gift reported was effected pursuant to an irrevocable donation and transfer of shares to Quadrivium, a charitable foundation. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 16:39 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 23 | $13.51 | $310.73 |
DisclosureSEC source: 0001140361-16-083290 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,180 Underlying: Class A Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units previously granted on July 1, 2016. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in cash upon vesting of the underlying deferred stock units. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:35 UTC | NEWS CORP NWS · Entity 3322 | GrantDeferred Stock Units · Derivative | 2,512 | $14.43 | $36,248.16 |
DisclosureSEC source: 0001140361-16-082004 · doc1.xml · derivative · entry 1 MURDOCH JAMES R · CIK 0001420590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,512 Underlying: Class A Common Stock · 2,512 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. F2 · derivative.exercise_date: The deferred stock units become payable in cash on the first trading day of the quarter five years following the grant. F2 · derivative.expiration_date: The deferred stock units become payable in cash on the first trading day of the quarter five years following the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.