Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date July 10, 2023 · Filed July 10, 2023
Section 16 reporting ended · disclosed 2023-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,966.608 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 23,966.608 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian FBO Andrew Chase UGMA/NY | 21.723 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21.723 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k)/ISOP | 5,576.91 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,576.91 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 3,706.7947 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,706.7947 |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $49.22 · Expires 2024-11-21 | Direct | 522 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 522 F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $56.29 · Expires 2025-11-04 | Direct | 716 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 716 F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09 | Direct | 601 |
Reported balance
Holding disclosure · report date 2023-07-10 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 601 F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 2, 2022 19:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GiftCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026715 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,554.769 F1 · shares: Bona fide gift to Charitable Gift Account Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 14:58 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $81.25 | $9,181.25 |
DisclosureSEC source: 0001127602-22-025582 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,492.941 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025372 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,605.941 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $81.48 | $12,955.32 |
DisclosureSEC source: 0001127602-22-025371 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,875.941 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $81.48 | $10,592.40 |
DisclosureSEC source: 0001127602-22-025371 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,034.941 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $81.48 | $9,696.12 |
DisclosureSEC source: 0001127602-22-025371 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,164.941 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:14 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 78 | $83.79 | $6,535.62 |
DisclosureSEC source: 0001127602-22-025081 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,283.941 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:14 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | SaleCommon Stock | 1,574 | $82.26 | $129,477.24 |
DisclosureSEC source: 0001127602-22-025081 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,361.941 Read SEC document |
| November 21, 2021 Filed Nov 29, 2021 19:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 135 | $82.89 | $11,190.15 |
DisclosureSEC source: 0001127602-21-029743 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,506.857 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 19, 2021 Filed Nov 29, 2021 19:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | SaleCommon Stock | 1,934 | $82.89 | $160,309.26 |
DisclosureSEC source: 0001127602-21-029743 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,641.857 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029232 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,429.024 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:12 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028941 · form4.xml · nonDerivative · entry 4 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549.024 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:12 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028941 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,189.024 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:12 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028941 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326.024 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:12 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028941 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,452.024 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 20:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 93 | $82.94 | $7,713.42 |
DisclosureSEC source: 0001127602-21-028555 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,568.024 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| September 23, 2021 Filed Nov 8, 2022 17:14 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | OtherCommon Stock | 1.292 | $77.39 | $99.99 |
DisclosureSEC source: 0001127602-22-025081 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian FBO Andrew Chase UGMA/NY Disclosed balance after: 20.563 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · derivative · entry 13 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,181 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · derivative · entry 12 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 1,181 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 459 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · derivative · entry 11 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 459 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 317 | $77.33 | $24,513.61 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 7 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,661.024 F2 · shares: Shares withheld for Option cost and taxes Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 6 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,978.024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 917 | $77.33 | $70,911.61 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 5 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,598.024 F2 · shares: Shares withheld for Option cost and taxes Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,181 | $49.22 | $58,128.82 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 4 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,515.024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 325 | $77.33 | $25,132.25 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,334.024 F2 · shares: Shares withheld for Option cost and taxes Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 459 | $40.60 | $18,635.40 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,659.024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Aug 30, 2021 17:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GiftCommon Stock | 75 | $72.69 | $5,451.75 |
DisclosureSEC source: 0001127602-21-024500 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,773.704 F1 · shares: Bona fide gift to Charitable Gift Account Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | PurchaseCommon Stock | 1.51 | $66.22 | $99.99 |
DisclosureSEC source: 0001127602-20-030257 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian FBO Andrew Chase UGMA/NY Disclosed balance after: 18.887 F1 · shares: Purchase of shares as gift for grandchild for whom reporting person is Custodian. Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 13:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 136 | $65.92 | $8,965.12 |
DisclosureSEC source: 0001127602-20-029893 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,848.704 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028690 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,802.666 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028690 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,140.666 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 14:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 83 | $55.26 | $4,586.58 |
DisclosureSEC source: 0001127602-20-028314 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,385.666 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2020 Filed May 5, 2020 16:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 146 | $68.19 | $9,955.74 |
DisclosureSEC source: 0001127602-20-015367 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,114.3 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 13:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | PurchaseCommon Stock | 1.149 | $87.01 | $99.97 |
DisclosureSEC source: 0001127602-19-034204 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian FBO Andrew Chase UGMA/NY Disclosed balance after: 16.76 F1 · shares: Purchase of shares as gift for grandchild for whom reporting person is Custodian. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:03 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033544 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,134.894 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:56 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032681 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,146.538 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032489 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896.535 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 201 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · derivative · entry 13 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601 Underlying: Common Stock · 201 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · derivative · entry 12 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 519 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · derivative · entry 11 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459 Underlying: Common Stock · 519 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 83 | $88.95 | $7,382.85 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 7 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,112.535 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 186 | $88.95 | $16,544.70 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 6 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,195.535 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 201 | $76.90 | $15,456.90 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 5 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,381.535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 300 | $88.95 | $26,685.00 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 4 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,180.535 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,480.535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 357 | $88.95 | $31,755.15 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100.535 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 519 | $40.60 | $21,071.40 |
DisclosureSEC source: 0001127602-19-032006 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,457.535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 19:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | PurchaseCommon Stock | 1.134 | $88.20 | $100.02 |
DisclosureSEC source: 0001127602-19-031840 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian FBO Andrew Chase UGMA/NY Disclosed balance after: 15.611 F3 · shares: Purchase of shares as gift for grandchild for whom reporting person is Custodian. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| July 29, 2019 Filed Nov 5, 2019 19:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GiftCommon Stock | 126 | $80.52 | $10,145.52 |
DisclosureSEC source: 0001127602-19-031840 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,802.699 F1 · shares: Bona fide gift to Charitable Gift Account F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| May 03, 2019 Filed May 6, 2019 15:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 155 | $83.73 | $12,978.15 |
DisclosureSEC source: 0001127602-19-017384 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,792.925 F1 · shares: Vested restricted shares withheld for taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.