Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORTHINGTON ENTERPRISES, INC.WOR · Entity 4282 | Sr VP & Chief HR Officer | July 11, 2023 | July 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORTHINGTON ENTERPRISES, INC.
Report date July 11, 2023 · Filed July 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 60,294 |
Reported balance
After 2023-07-11 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-07-11 · Exercise / conversion · Acquired 2,000 · Balance 60,294 |
| Common SharesSEC Table I · non-derivative | Direct | 66,194 |
Reported balance
After 2023-07-11 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-07-11 · Exercise / conversion · Acquired 5,900 · Balance 66,194 |
| Common SharesSEC Table I · non-derivative | Direct | 58,294 |
Reported balance
After 2023-07-11 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-07-11 · Sale · Disposed 7,900 · Balance 58,294 F1: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $68.28 to $69.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. |
| Common SharesSEC Table I · non-derivative | Direct | 141.76 |
Reported balance
Holding disclosure · report date 2023-07-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 141.76 F2: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of June 30, 2023. |
| Non-qualified stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.04 · Expires 2024-06-30 | Direct | 0 |
Reported balance
After 2023-07-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-07-11 · Exercise / conversion · Disposed 2,000 · Balance 0 F3: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2016 and 6/30/2017. |
| Non-qualified stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.93 · Expires 2030-06-25 | Direct | 0 |
Reported balance
After 2023-07-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-07-11 · Exercise / conversion · Disposed 5,900 · Balance 0 F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2022 and 6/25/2023, |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $68.28 to $69.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
F2: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of June 30, 2023.
F3: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2016 and 6/30/2017.
F4: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/25/2022 and 6/25/2023,
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2018 Filed Sep 28, 2018 19:47 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantNon-qualified Stock Option (right to acquire) · Derivative | 1,700 | $0.00 Strike: $42.50 | $0.00 |
DisclosureSEC source: 0001209191-18-052546 · doc4.xml · derivative · entry 3 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Shares · 1,700 shares Expires 2028-09-26 F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 9/26/2020 and 9/26/2021. The last day to exercise out of this option grant is 9/26/2028. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 19:47 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052546 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,411 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (9/26/2021). Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 18:25 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 439 | $42.85 | $18,811.15 |
DisclosureSEC source: 0001209191-18-041475 · doc4.xml · nonDerivative · entry 2 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,611 F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 18:25 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041475 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,050 F1 · shares: A long-term performance share award was granted on June 1, 2015 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 2, 2018. On June 26, 2018, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:30 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantNon-qualified stock option (right to acquire) · Derivative | 1,800 | $0.00 Strike: $42.91 | $0.00 |
DisclosureSEC source: 0001209191-18-040358 · doc4.xml · derivative · entry 3 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Shares · 1,800 shares Expires 2028-06-28 F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:30 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040358 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,115 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/28/2021). Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 14:04 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 844 | $47.31 | $39,929.64 |
DisclosureSEC source: 0001209191-18-039775 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,715 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $20.47 | $0.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · derivative · entry 10 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,000 shares Expires 2022-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · derivative · entry 9 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,000 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · derivative · entry 8 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 7,500 | $0.00 Strike: $20.21 | $0.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · derivative · entry 7 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,500 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | SaleCommon Shares | 34,500 | $40.65 | $1,402,425.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · nonDerivative · entry 5 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,559 Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 9,000 | $20.47 | $184,230.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · nonDerivative · entry 4 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 9,000 | $23.10 | $207,900.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · nonDerivative · entry 3 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 9,000 | $12.05 | $108,450.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · nonDerivative · entry 2 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 14:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 7,500 | $20.21 | $151,575.00 |
DisclosureSEC source: 0001209191-18-024157 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 642 | $50.22 | $32,241.24 |
DisclosureSEC source: 0001209191-17-042751 · doc4.xml · nonDerivative · entry 4 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,559 F4 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 229 | $50.22 | $11,500.38 |
DisclosureSEC source: 0001209191-17-042751 · doc4.xml · nonDerivative · entry 3 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,201 F4 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042751 · doc4.xml · nonDerivative · entry 2 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,430 F3 · shares: A long-term performance share award was granted on June 1, 2014 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2017. On June 28, 2017, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2017. Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 17:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantNon-qualified stock option (right to buy) · Derivative | 1,800 | $0.00 Strike: $47.76 | $0.00 |
DisclosureSEC source: 0001209191-17-042751 · doc4.xml · derivative · entry 6 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: common shares · 1,800 shares Expires 2027-06-29 F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/29/2019 and 6/29/2020. F5 · derivative.underlying_shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/29/2019 and 6/29/2020. Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 17:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042751 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,968 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary i.e. June 29, 2020. F2 · balance_after: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company. Read SEC document |
| May 04, 2017 Filed May 9, 2017 15:46 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 3,750 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0001209191-17-030797 · doc4.xml · derivative · entry 4 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 3,750 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available. Read SEC document |
| May 04, 2017 Filed May 9, 2017 15:46 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | SaleCommon Shares | 2,009 | $42.40 | $85,181.60 |
DisclosureSEC source: 0001209191-17-030797 · doc4.xml · nonDerivative · entry 2 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,479 Read SEC document |
| May 04, 2017 Filed May 9, 2017 15:46 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 3,750 | $22.73 | $85,237.50 |
DisclosureSEC source: 0001209191-17-030797 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Vice President-Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.